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Global Investment Funds 2018

Program  Program

Why You Should Attend Asset managers today have a global presence and investment funds are built and designed with a view to cross-border distribution. As a result, legal and compliance professionals have an increasing need to identify and understand the legal framework applying to global investment funds.  This program will target those issues that are involved with offering cross-border services to non-US clients and foreign advisers offering ...

Securities Arbitration 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This year’s Securities Arbitration program will feature FINRA Dispute Resolution leadership and arbitrators, as well as noted academics and experienced attorneys who represent both customers and industry.  Our faculty will provide practical tips for the use of experts and discovery in arbitration proceedings. They will explore the ethical challenges involved in technology and security in arbitration and mediations ...

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The SEC and other government agencies continue to focus enforcement and examination efforts on managers of private hedge funds and private equity funds.  This program will bring together top regulators, leading in-house legal and compliance professionals and expert outside counsel, to discuss the latest issues, trends and risks in regulatory compliance oversight.  The list of risk areas continues to grow, with examiners ...

Securities Law and Practice 2018: How the SEC Works

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer these laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws — and the other agencies that the ...

Advanced Venture Capital 2018

Program  ProgramWebcast  Webcast

Why You Should Attend This program provides an in-depth analysis of current market conditions and the changing legal environment, and is geared toward the experienced venture capital practitioner. Our expert faculty of lawyers, venture capitalists and business executives will analyze the legal and business issues relevant to navigating today’s evolving venture capital world.  We will aslo address the latest financing trends, current deal ...

Fundamentals of Swaps & Other Derivatives 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act and other regulations have changed and are continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their current environment. A derivative is a financial instrument that allocates the risks and price exposures associated with ...

Advanced Swaps & Other Derivatives 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework, split primarily between the SEC and CFTC, has been substantially implemented by the CFTC.  For their part, the SEC has made substantial progress and has most recently focused on finalizing the rules applicable ...

Hedge Fund Management 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend At this program, our expert faculty will focus on common structures for hedge funds, SEC priorities, the regulatory environment surrounding hedge funds, and the day-to-day operational issues of running hedge funds.   There will also be in depth analysis of data privacy issues and the evolving cryptocurrency space.  Attorneys, hedge fund counsel, compliance and other professionals currently working in or interested ...

New Developments in Securitization 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Traditional asset-backed securities markets, such as auto securitizations, commercial mortgage-backed securities, and credit card receivables continue with steady issuance volumes, while new markets, such marketplace lending, continue to develop. Other markets, such as private-label residential mortgage-backed securities, continue to struggle. Join our expert faculty as they discuss key developments in the securities market, ...

Understanding Financial Products 2019

Program  ProgramWebcast  Webcast

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Fiduciary Investment Advice 2019

Program  Program

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How to Prepare an Initial Public Offering 2019

Program  ProgramWebcast  Webcast

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Fundamentals of Investment Adviser Regulation 2019

Program  ProgramWebcast  Webcast

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Fundamentals of Broker-Dealer Regulation 2019

Program  ProgramWebcast  Webcast

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Global Investment Funds 2019

Program  ProgramWebcast  Webcast

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Hedge Fund Management 2019

Program  ProgramWebcast  Webcast

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Fundamentals of Swaps and Other Derivatives 2019

Program  ProgramWebcast  Webcast

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Advanced Swaps & Other Derivatives 2019

Program  ProgramWebcast  Webcast

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Advanced Venture Capital 2019

Program  ProgramWebcast  Webcast

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Bank Asset Management and Collective Investment Funds 2019

Program  ProgramWebcast  Webcast

Mark Your Calendars. More Information to Come!


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