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The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should AttendThe Foreign Corrupt Practices Act (“FCPA”) is at the top of most companies’ key risk areas. The DOJ and SEC remain focused on investigating violations and enforcement of the law. Recent FCPA settlements demonstrate that no industry is immune from scrutiny and the trend towards higher penalties involving multiple regulators has continued.  As more countries and international organizations ramp up their anti-corruption ...

Identifying, Measuring and Improving Your Integrity and Compliance Culture

One-Hour Briefing  One-Hour Briefing

The former (and first) compliance counsel to the United States Department of Justice, Hui Chen, recently observed in a Harvard Business Review article, Why Compliance Programs Fail, that compliance is properly understood as a behavioral science.  This insight enables important opportunities in how we think about, design, and measure the effectiveness of compliance programs.  This Briefing builds on that opportunity by focusing on the foundation ...

Compliance & Ethics Essentials 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. This program may not offer legal ethics credit in your jurisdiction. Please check the credit calculator to the right for credit information for your jurisdiction. Why You Should Attend Compliance and ethics programs are critical to ...

OFCCP: Key Developments Affecting Contractors and Counsel

One-Hour Briefing  One-Hour Briefing

Under the new administration, government contractors and their counsel hoped for significant changes in audits and enforcement by OFCCP. Now with new leadership finally in place at OFCCP and in the Solicitor’s office, we are getting a sense of their priorities and possible changes. Erin M. Connell and Gary R. Siniscalco from Orrick, Herrington & Sutcliffe LLP will be joined by Robert O’Hara from the Center for Workplace Compliance ...

Cloud Computing 2018: Key Issues and Practical Guidance

Program  ProgramWebcast  Webcast

This program will provide practical advice on the context and business realities around which cloud computing exists; key terms for cloud computing contracts; vendor and customer obligations and responsibilities associated with cloud computing services; the compliance obligations and concerns most important to potential purchasers; policies and procedures to help protect sensitive data in the cloud; transfers of data between cloud computing vendors; ...

SEC’s Fiduciary Rulemaking -- The Proposed Rules Are Unveiled

One-Hour Briefing  One-Hour Briefing

On April 18, the SEC proposed a comprehensive rule set governing the fiduciary duty and standard of conduct applicable to broker-dealers and advisers that provide investment advice to retail investors.  The proposed rules would require BD/IAs to summarize their relationship to investors; establish a BD best interest standard of conduct when recommending securities transactions; restrict the use of the term "adviser" or "advisor" by broker-dealers ...

Enforcement 2018: Perspectives from Government Agencies

Program  ProgramWebcast  WebcastGroupcast  Groupcast

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Enforcement 2018: Perspectives from Government Agencies has been approved for 7.5 CAFP, 7.5 CRCM credits. This statement should not be viewed as an endorsement of this program or its sponsor. The new administration will continue to bring unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement ...

Fiduciary Investment Advice 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The regulatory framework applying to the standard of conduct related to personalized financial advice continues to be in flux.  DOL is actively reconsidering its rulemaking that dramatically changes the regulatory framework establishing fiduciary duties and obligations for broker-dealers, advisers and service providers in the retirement marketplace. At the same time, the SEC is reported to be advancing internally its consideration ...

Private Placements and Hybrid Securities Offerings 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Join our expert faculty of leading practitioners and regulators as they discuss and analyze the changing regulatory framework and market for private offerings. We begin by addressing the basics of private placements, sales of restricted securities, Rule 144 and Section 4(a)(1-1/2) transactions and block trades.  We also address the changes to private and exempt offerings brought about by the JOBS Act, including matchmaking ...

Doing Business in and with Emerging Markets 2018

Program  ProgramGroupcast  Groupcast

Why You Should Attend Our stellar faculty of international dealmakers will analyze the latest legal and business trends in key emerging markets such as China, India, Brazil, and Russia. The program provides a comprehensive overview of the most pressing legal and business issues involved in international deal making in and with emerging markets. Attorneys and other professionals in the field will benefit from the insights offered by a strong, international ...

Internal Investigations 2018

Program  ProgramGroupcast  Groupcast

Why You Should Attend From commencement to conclusion, lawyers face numerous issues when conducting an internal investigation. Allegations by a whistleblower, ethical dilemmas, and managing the costs of an investigation are just some of the challenges that may arise. Companies and their counsel must anticipate potential risks and quickly resolve all issues that arise before, during, and after the investigation. At this program, an expert faculty will ...

Environmental Regulation 2018: Hot Topics, Regulatory Developments, and Practical Guidance for Corporate Compliance

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend  This program will review recent developments in environmental regulation – and de-regulation – affecting compliance obligations for a range of businesses and organizations.  Among other topics, our program will cover the impact of recent court decisions, new regulations, and enforcement initiatives on regulated entities, with an emphasis on providing practical suggestions for management of environmental ...

Audit Committees and Financial Reporting 2018: Recent Developments and Current Issues

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend As many new regulations are promulgated by the SEC, PCAOB and financial institution regulators, there are numerous challenges emerging for the audit committee. If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, in this rapidly changing environment. You will hear from an expert faculty ...

Anti-Money Laundering 2018: Risks, Due Diligence and Compliance in an Evolving Legal and Technological World

Program  ProgramWebcast  Webcast

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Anti-Money Laundering 2018: Risks, Due Diligence and Compliance in an Evolving Legal and Technological World has been approved for 5 CAFP, 5 CRCM credits. This statement should not be viewed as an endorsement of this program or its sponsor. Why You Should Attend Money laundering is a fast-growing problem in today’s global economy.  ...

CFIUS in a Time of Change: How Investors and Counsel Must Adapt to a Changing Environment for Foreign Investment Reviews

One-Hour Briefing  One-Hour Briefing

According to the U.S. Department of Commerce, roughly 12 million U.S. workers have jobs that were created through foreign investment.  Nevertheless, there is increasing concern over the pace of foreign investment in key sectors of the economy and the risks it may pose to U.S. national security.  Since its creation by Executive Order in 1975, the inter-agency Committee on Foreign Investment in the United States (CFIUS) has monitored the national ...

Understanding the Securities Laws 2018

Program  ProgramGroupcast  Groupcast

Why You Should Attend Whether you are new to the field or seeking a quick refresher or an update, this is the securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners as well as SEC staff.  Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange ...

Securities Filings 2018: Practical Guidance in a Changing Environment

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This popular two-day program will analyze in detail the forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit ...

Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend In recent years, the government has focused on compliance professionals and in-house counsel, the gatekeepers who are tasked with identifying corporate misconduct. This program is designed for both gatekeepers and lawyers who represent them and will feature experienced in-house and outside counsel, chief compliance officers and government officials who will use hypotheticals to discuss a variety of topics concerning  the ...

Advanced Compliance and Ethics Workshop 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction. Mark Your Calendar. More Information to Come!

Antitrust Counseling & Compliance 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Mark Your Calendar. More Information To Come!


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