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Showing 1 - 25 of 39 Results


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Human Rights Disclosure Mandates: A Practical Compliance Guide Through the Maze of New Laws Around the World

One-Hour Briefing  One-Hour Briefing

Companies face increased legal and reputational risks associated with problems within their supply or value chains.  Governments are increasingly legislating in this space.  This legislation has focused primarily on enhanced disclosure of due diligence undertaken to identify, mitigate and remediate issues related to trafficking or modern slavery, and other human rights issues.  There is also growing pressure from investor and civil-society ...

SEC Reporting and Disclosure Considerations in the Oil and Gas Industry

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing will help you understand the unique SEC reporting requirements and disclosure considerations applicable to oil and gas companies.  We will identify the key areas of the SEC’s focus and our recommendations. We will also discuss the issues involved in making complex judgments about appropriate disclosures.  Hillary H. Holmes, a partner in the securities regulation and oil and gas practice groups of Gibson, Dunn ...

Corporate Governance - A Master Class 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Corporate governance provides the framework within which directors and officers must operate in fulfilling their responsibilities. In-house and outside advisers are called on to provide day-to-day counseling and to address crisis situations in the corporate governance context. Our program will both highlight the fast-moving market and legal and regulatory developments that directors, officers and their advisers face, as well ...

AML and Sanctions Compliance: Insights for 2019

One-Hour Briefing  One-Hour Briefing

AML and sanctions compliance enforcement costs remain in the billions as financial institutions in the U.S. continue to be challenged by new regulatory requirements and continuing enforcement action remediation. But, for the first time in a long time, there are  indications that 2019 could be better. The regulators have clarified the difference between guidance and legal requirements and have signaled their support for exploring ...

Expanded Regulation A Exemption

One-Hour Briefing  One-Hour Briefing

On December 19, 2018, the U.S. Securities and Exchange Commission (the Commission) amended Regulation A in order to allow companies subject to the reporting requirements of the Exchange Act to make offerings in reliance on the Regulation A exemption.  The rule changes were mandated by the Economic Growth, Regulatory Relief, and Consumer Protection Act of 2017 (the Economic Growth Act).  Please join Michael L. Hermsen and Anna T. Pinedo ...

Fiduciary Investment Advice 2019

Program  ProgramGroupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend The legal framework applying to fiduciary investment advice is undergoing a sea change. The DOL has finalized rulemaking that is dramatically changing the regulatory framework establishing fiduciary duties and obligations for broker-dealers, advisers and service providers in the retirement marketplace. At the same time, the SEC continues ...

The SEC Speaks in 2019

Program  ProgramWebcast  Webcast

Why You Should Attend PLI is pleased to once again present, in cooperation with the U.S. Securities and Exchange Commission, The SEC Speaks program, which provides an essential update on the current initiatives at the Commission, as well as the priorities of the Commission for the coming year. At this unique program, you will hear remarks by the Chairman, and Commissioners, and Investor Advocate, as well as panel discussions by senior staff at the ...

Developments in Antitrust Law & Regulation 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This year’s program will examine recent developments in several key areas of antitrust reflected in recent decisions as well as vigorous enforcement in the US and around the world.  Panels or nationally known practitioners and senior government enforcement officials will report on and explore developments in competitor relationships, including cartels and other per se antitrust violations as well as the antitrust implications ...

The Foreign Corrupt Practices Act and International Anti-Corruption Developments 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The Foreign Corrupt Practices Act (“FCPA”) is at the top of most companies’ key risk areas. The DOJ and SEC remain focused on investigating violations and enforcement of the law. Recent FCPA settlements demonstrate that no industry is immune from scrutiny and the trend towards higher penalties involving multiple regulators has continued. As more countries and international organizations ramp up their anti-corruption ...

Cannabis: Business Fundamentals 2019

Program  ProgramWebcast  Webcast

Why You Should Attend California's permanent regulations have been released -- if you are considering serving cannabis clients or already do so, this CLE is a must-attend program for you. You will learn about the legal landscape in the cannabis industry, the regulatory framework that supports legal, commercial transactions in the cannabis industry, and how to best serve the clients you already have or may have as they seek to enter ...

Share Buybacks and 10b-18

One-Hour Briefing  One-Hour Briefing

Share buybacks continue to attract media and regulatory attention.  During this session, faculty will discuss the regulatory framework relating to company share buybacks, including the Rule 10b-18 safe harbor. The discussion will also include the different ways in which companies may choose to structure share repurchases, and the advantages and disadvantages associated with each. Please join Anna T. Pinedo and Laura D. Richman of Mayer Brown ...

Compliance & Ethics Essentials 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Compliance and ethics programs are critically important to the success and growth of any organization. Effective programs allow organizations to identify and mitigate legal risks, thereby preventing reputational damage or harm to the value of a company. An effective compliance and ethics program also allows any organization, large or small, to establish itself as doing business with integrity, which enables organizations to command ...

Cloud Computing 2019: Key Issues and Practical Guidance

Program  Program

Why You Should Attend This program will provide practical advice on the context and business realities around which cloud computing exists; key terms for cloud computing contracts; vendor and customer obligations and responsibilities associated with cloud computing services; the compliance obligations and concerns most important to potential purchasers; policies and procedures to help protect sensitive data in the cloud; transfers of data between ...

Enforcement 2019: Perspectives from Government Agencies

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The Trump administration will continue to bring unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This unique program now in its ninth year brings together panels of senior staff from the various enforcement and regulatory agencies. Over the years these agencies have included the U.S. Commodity Futures Trading Commission, FINRA, New York State Department ...

Alcohol Law 2019

Program  ProgramWebcast  Webcast

Why You Should Attend For attorneys in-house or in private practice working with alcohol licensees on partnerships, transactions and other negotiations, this program will give you an overview of the complexities of alcohol law and emerging trends and challenges facing the industry.  Or, perhaps you’re interested in changing practices or are already working in or with the industry and want to expand your network?  Learn more about the ...

Anti-Money Laundering 2019: Risks, Due Diligence and Compliance in an Evolving Legal and Technological World

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Money laundering is a fast-growing problem in today’s global economy. New financial technologies including online and peer-to-peer payment systems, prepaid access, cybercurrency, and crowdfunding have joined well-established methods of laundering the proceeds of criminal activity and have served as platforms for terrorist finance. As new financial products and services are developed, regulators have proposed or implemented ...

Private Placements and Hybrid Securities Offerings 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Join our expert faculty of leading practitioners and regulators as they discuss and analyze the changing regulatory framework and market for private offerings. We begin by addressing the basics of private placements, resales of restricted securities, Rule 144 and Section 4(a)(1-1/2) transactions and block trades. We also address the changes to private and exempt offerings brought about by the JOBS Act, including matchmaking platforms, ...

Doing Business in and with Emerging Markets 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Our stellar faculty of international dealmakers will analyze the latest legal and business trends in key emerging markets such as China, India, Brazil, and Russia. The program provides a comprehensive overview of the most pressing legal and business issues involved in international deal making in and with emerging markets. Attorneys and other professionals in the field will benefit from the insights offered by a strong, international ...

Audit Committees and Financial Reporting 2019: Recent Developments and Current Issues

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Audit committees face a rapidly changing landscape with the many new regulations promulgated by the SEC, PCAOB and financial institution regulators.  This program is designed to help improve your understanding of the nuances of what is required of the audit committee and those who advise them. Each panel will offer practical advice based on real-world examples to give you the information and tools you need to successfully perform and meet the ...

Internal Investigations 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend From commencement to conclusion, lawyers face numerous issues when conducting an internal investigation. Allegations by a whistleblower, ethical dilemmas, and managing the costs of an investigation are just some of the challenges that may arise. Companies and their counsel must anticipate potential risks and quickly resolve all issues before, during, and after the investigation.  At this program, an expert faculty will review ...

Understanding the Securities Laws 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Whether you are new to the field or seeking a quick refresher or an update, this is the securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners as well as SEC staff.  Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley ...


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