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Conducting Compliance Risk Assessments and Benchmarking - A Systemic (and Price Effective) Approach

One-Hour Briefing  One-Hour Briefing

Compliance programs are a business necessity in today’s complex legal and compliance risk environment. Regulators, Inspector Generals, and the Federal Sentencing Guidelines clearly expect them; increasingly, so do customers, employees, and investors. The list of companies that have suffered serious regulatory, financial, reputational, and strategic liability due to compliance failures is ever-growing: clear examples are recent headlines regarding ...

Internal Investigations 2018

Program  ProgramGroupcast  Groupcast

Why You Should Attend From commencement to conclusion, lawyers face numerous issues when conducting an internal investigation. Allegations by a whistleblower, ethical dilemmas, and managing the costs of an investigation are just some of the challenges that may arise. Companies and their counsel must anticipate potential risks and quickly resolve all issues that arise before, during, and after the investigation. At this program, an expert faculty will ...

Spoofing Enforcement – Recent Developments

One-Hour Briefing  One-Hour Briefing

In the first four years after the Dodd-Frank Act prohibition on spoofing was signed into law in 2010, the CFTC resolved only one case relating to spoofing, and not a single criminal action was brought.  In the roughly four years since that time, spoofing charges and resolutions—both civil and criminal—have risen steadily, culminating most recently in actions against 3 organizations and 8 individuals (including both settlements and ...

Complying with New York State and New York City’s New Anti-Sexual Harassment Legislation – What Employers Need to Know

One-Hour Briefing  One-Hour Briefing

The #MeToo movement has focused unprecedented attention on workplace sexual harassment – perhaps nowhere more so than in New York, where both the State and City have recently adopted broad anti-harassment legislation.  These far-reaching measures, which will roll into effect from summer 2018 to spring 2019, generally seek to educate workers about available rights and remedies, expand existing protections to cover broader classes of workers ...

Political Law Due Diligence in M&A Transactions

One-Hour Briefing  One-Hour Briefing

When a company violates the complex rules governing its interactions with government officials, it faces not only criminal or civil penalties but also potential business losses and headline and reputational risks.  Despite these significant risks, acquirers sometimes overlook political law issues when conducting due diligence on a target company.  Government contractors, target companies with PACs, government affairs departments or outside ...

Understanding the Securities Laws 2018

Program  ProgramGroupcast  Groupcast

Why You Should Attend Whether you are new to the field or seeking a quick refresher or an update, this is the securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners as well as SEC staff.  Emphasis will be placed on the interplay among the Securities Act of 1933, the Securities Exchange ...

Global Sweepstakes and Contests

One-Hour Briefing  One-Hour Briefing

With the rapidly changing digital landscape, running a global sweepstakes program or contest has become a multifaceted marketing tactic. Join members of the Global Advertising Lawyers Alliance from the USA, Canada, Columbia, Sweden, and Portugal on a panel discussing key considerations when running a global prize promotion, including: Tricks and traps in running multi-jurisdictional promotions Country-specific nuisances  ...

Advising Clients on Community Capital Offerings

One-Hour Briefing  One-Hour Briefing

Although growing in popularity, community capital security offerings continue to be underutilized. In this presentation, we will discuss why raising community capital should be considered and when it might be appropriate for your clients. Please join Kim Arnone and Sarah Kaplan of Cutting Edge Capital, and Cameron Rhudy of Sustainable Economies Law Center, for a discussion of regulatory strategies that allow your clients to raise capital publicly ...

Getting Your Message Across: Best Practices for Private Companies

One-Hour Briefing  One-Hour Briefing

With companies remaining private longer, their stockholder base often becomes more widely dispersed. More and more privately held companies are facing interesting challenges in communicating effectively with various stakeholders, without violating securities laws. During this session, Anna T. Pinedo of Mayer Brown LLP will address the following: Private company information rights Rule 701 disclosures for employees Information requirements ...

Securities Filings 2018: Practical Guidance in a Changing Environment

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend This popular two-day program will analyze in detail the forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical tips and/or interactive drafting exercises. Ethics credit ...

Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend In recent years, the government has focused on compliance professionals and in-house counsel, the gatekeepers who are tasked with identifying corporate misconduct. This program is designed for both gatekeepers and lawyers who represent them and will feature experienced in-house and outside counsel, chief compliance officers and government officials who will use hypotheticals to discuss a variety of topics concerning  the ...

Corporate Political Activities 2018: Complying with Campaign Finance, Lobbying and Ethics Laws

Program  ProgramWebcast  Webcast

Please note: this program does not offer legal ethics credit. Why You Should Attend As we head into the 2018 election season, developments in federal and state lobbying, campaign finance and ethics rules are making corporate compliance more challenging than ever. Led by high-level officials from the Federal Election Commission, Congressional ethics committees, state ethics agencies, corporate compliance officers, and private practitioners, this program’s ...

Insider Trading Law 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Over the last decade, insider trading has been a critical area of criminal and civil enforcement, and it will likely remain so for some time to come. Following the Second Circuit’s decision on tippee liability in Newman, and the Ninth Circuit’s decision on the same issue in Salman, the law’s contours were in flux. But then the Supreme Court agreed to hear the Salman appeal, and in December 2016, the Court issued ...

Outsourcing 2018: ITO, BPO and Cloud

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Managing a global business today virtually necessitates contracting with outside technology partners to manage various aspects of non-essential and even some core business functions.  As ITO, BPO and cloud solutions reach broad adoption across industries, new entrants to the market continue to emerge, offering cheaper and faster alternatives to industry stalwarts.  A maturing market for technology outsourcing solutions ...

Alternative Finance Summit 2018: Marketplace Lending, Cryptocurrency and Crowdfunding

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Alternative finance continues to drive significant engagement with the investment community.  But it also raises many more questions than answers, such as:    What does the future hold for marketplace lending, cryptocurrency and crowdfunding?  Will it be a boom or bust?  Will ICOs displace traditional capital-raising?  Will blockchain technology and distributed ledger technology supplant ...

Advanced Compliance and Ethics Workshop 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Please note that "ethics" in the program title refers to the “Compliance and Ethics Program” used in the Federal Sentencing Guidelines for Organizations. It does not specifically refer to legal ethics. Please check the credit calculator to the right for credit information for your jurisdiction. Why You Should Attend Having an effective compliance and ethics program is essential to companies of all types. Such programs help organizations ...

Antitrust Counseling & Compliance 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Mark Your Calendar. More Information To Come!

Hot Topics for In-House Counsel 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The role of the in-house counsel continues to transform to meet new challenges in relation to an increasingly global economy, financial turmoil and continually changing new technologies. It is essential for all in-house counsel to be informed of the latest developments and to possess effective, budget-conscious strategies for managing the legal and practical business matters of corporate law departments, while adding value ...

Annual Disclosure Documents 2018: Current Developments and Best Practices

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our faculty, who will focus on anticipated changes to the SEC disclosure regime, current “hot issues,” best practices, and practical pointers. Our faculty will discuss any proposed or final regulatory changes, plus domestic and international economic, ...

Coping with U.S. Export Controls and Sanctions 2018

Program  Program

Mark Your Calendar. More Information to Come!


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