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Showing 1 - 25 of 41 Results

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Directors' Institute on Corporate Governance (Fifteenth Annual)

Program  ProgramWebcast  Webcast

Why You Should Attend New expectations are being placed on boards in critical areas of governance, including disclosure, oversight of complex operational issues, risk management, board succession, audit committee oversight, executive compensation, and responsiveness to and communication with investors pressing different concerns. In addition, in years past the Dodd-Frank Act, the Foreign Corrupt Practices Act and other anti-bribery laws have put ...

Basics of Export Controls 2017

One-Hour Briefing  One-Hour Briefing

U.S. and multinational corporations, investors and even governments are increasingly affected by the range of U.S. laws and regulations governing international trade. The Commerce Department's Bureau of Industry and Security (BIS), the State Department's Directorate of Defense Trade Controls (DDTC), and the Treasury Department's Office of Foreign Assets Control (OFAC) and Financial Crimes Enforcement Network (FinCEN) each plays an important role in ...

How to Draft, Update and Launch a Multinational’s Global Code of Conduct

One-Hour Briefing  One-Hour Briefing

In today’s compliance-obsessed environment, a multinational would be naked without a robust and user-friendly global code of conduct or ethics. But these global codes are complex. After all, they have to address many topics, they have to serve many constituencies, they have to dovetail with many various internal policies—and they have to comply with many laws across many jurisdictions.  Not surprisingly, some companies’ conduct ...

Integrating Automation, Data, and Technology into Your Compliance Program

One-Hour Briefing  One-Hour Briefing

Regulators and enforcement authorities have made clear that, in order to be credible, compliance programs must integrate automation, data, and technology solutions.  Even setting aside regulators’ expectations, integrating these tools into your compliance program is critical to increasing transparency, optimizing performance and efficiency, and systematically reducing risk.  Moreover, automation, data, and technology competence are ...

Coping with U.S. Export Controls and Sanctions 2017

Program  Program

The Trump administration is beginning to make its mark on export controls and sanctions policy, and it is more important than ever for institutions in all sectors of the economy to stay on top of key developments. Companies and financial institutions must be aware of their compliance and disclosure obligations, enforcement trends and priorities, and emerging risks. Implementing and strengthening compliance programs is an increasingly important priority ...

Disaster Relief Funding: FEMA Grants – Key Considerations for Contractors

One-Hour Briefing  One-Hour Briefing

Over the past several months, the United States has been hit by many natural disasters leaving state and local communities devastated.  The Federal Emergency Management Agency (FEMA), which is the federal agency that manages the nation’s disaster relief efforts, has subsequently provided federal funds to both individuals and local and state governments to help aid their relief efforts.  As FEMA and other government agencies commit ...

Doing Business in India 2018

Program  ProgramWebcast  Webcast

Why You Should Attend Join us for a comprehensive overview of the most pressing legal and commercial issues involved in doing business in India. The program will offer insights on issues critical to the success of global businesses in the world’s fastest growing economy. Hear experts from both India and the U.S discuss hot topics including the evolving trade and regulatory environment, government investment incentives and key sectors poised ...

Private Fund Regulatory Developments and Compliance Challenges 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend PLI’s Private Fund Regulatory Developments and Compliance Challenges carries on it’s tradition as one of PLI’s first programs of the new year to review the private fund regulatory landscape, offering a first look at what the balance of the calendar will bring.  Led by an expert faculty of private fund in-house counsel and leading firm lawyers, the discussion is always lively and informative. The 2018 ...

Social Media 2018: Addressing Corporate Risks

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Facebook, Instagram, LinkedIn, Pinterest, Snapchat, Twitter, Yelp, YouTube and other social media sites are transforming not only the daily lives of consumers, but also how companies interact with consumers. Indeed, even the largest, most conservative blue-chip corporations have embraced social media; one recent study reveals that, of the Fortune Global 500, 97% are on LinkedIn; 86% have Twitter accounts; 84% have a presence ...

Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Broker-dealers that are dually registered as investment advisers are under intense regulatory scrutiny—including an increasingly demanding examination focus from the SEC, FINRA and the states.  At this program, attendees will be provided with expert analysis regarding today’s hot topics impacting the relevant regulatory framework, as well as practical considerations regarding the design and implementation ...

The SEC Speaks in 2018

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Cloud Computing 2018: Key Issues and Practical Guidance

Program  ProgramWebcast  Webcast

This program will provide practical advice on the context and business realities around which cloud computing exists; key terms for cloud computing contracts; vendor and customer obligations and responsibilities associated with cloud computing services; the compliance obligations and concerns most important to potential purchasers; policies and procedures to help protect sensitive data in the cloud; transfers of data between cloud computing vendors; ...


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