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FinCEN’s Customer Due Diligence Rule – What You Need to Know Now

One-Hour Briefing  One-Hour Briefing

On May 11, 2018, a new rule implemented by Financial Crimes Enforcement Network (FinCEN) went into effect that requires U.S. financial institutions to identify certain beneficial ownership information about legal entity customers.  The rule, knowns as the Customer Due Diligence Rule (CDD Rule) applies to all new accounts as well as existing accounts in some circumstances.  Since its implementation date, some banks have taken differing approaches ...

Bankruptcy Appeals: What Must Be Done, When It Must Be Done and How Best to Succeed When Prosecuting or Defending a Bankruptcy Appeal

One-Hour Briefing  One-Hour Briefing

Bankruptcy Court Orders and Judgments have res judicata and collateral estoppel effects. Understanding how to appeal adverse rulings or to defend on appeal favorable Bankruptcy Court rulings is crucial to preserving and protecting the best interests of a client involved in a Bankruptcy Case, Adversary Proceeding or Contested Matter. Dispositive issues concerning jurisdiction, conflicting standards of review and concepts of finality make the Bankruptcy ...

Shedding Light on Dark Pools -- The SEC Acts to Increase Transparency and Oversight of Alternative Trading Systems

One-Hour Briefing  One-Hour Briefing

On July 18, 2018, the Securities and Exchange Commission voted to adopt new Form ATS-N as well as amendments to Regulation ATS, which are intended to enhance operational transparency and regulatory oversight of alternative trading systems (ATSs) that trade exchange-listed stocks (NMS Stock ATSs).      In this One-Hour Briefing, K. Susan Grafton of Dechert LLP, Vaishali Javeri of Credit Suisse, and Tyler Raimo of the SEC’s ...

Bank Asset Management and Collective Investment Funds 2018

Program  ProgramWebcast  Webcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend This conference covers the regulatory framework governing bank asset management and bank collective funds.  Bank asset management services are an important component in the investment management landscape.  At the same time collective investment funds, which have been around for many years, are undergoing a marked growth ...

Understanding and Using EBITDA in Legal Practice

One-Hour Briefing  One-Hour Briefing

This One-Hour Briefing will help you effectively use EBITDA in your practice.  Earnings Before Interest Taxes and Depreciation, commonly called EBITDA, is a standard calculation in the modern financial world, but, like Latin, many lawyers have only an minimal understanding and may not feel comfortable using the calculation in practice.  It is accepted by courts and markets as a standard measure in finance and while many understand EBITDA ...

Financial Services RegTech and Regulatory Compliance Forum 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Stay Ever Current: Subscribe today to  PLI’s blog edited by Clifford E. Kirsch. Why You Should Attend Financial services firms’ corporate compliance programs continue to be under intense regulatory scrutiny and face immense challenges brought upon the FinTech revolution. Many new rules have been issued which impact the manner in which financial services firms operate. At the same time, these programs have to adapt to financial ...

Foreign Banks Issuing Covered Bonds Into the U.S.

One-Hour Briefing  One-Hour Briefing

This program will discuss the covered bond market in the U.S., recent developments for Canadian covered bond issuers and the globalization of the asset class.  Jerry R. Marlatt of Mayer Brown LLP will discuss topics including: Brief overview of covered bonds Recent issuance activity in U.S. Recent EU legislative initiatives related to covered bonds and the impact on non-EU issuers Covered bonds vs. TLAC funding for Canadian ...

Banking Law Institute 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Every year, the Banking Law Institute reviews the year’s major developments in banking law and regulation, offering seasoned analysis and practical takeaways from experienced faculty drawing from industry, the banking bar and government.  The program always starts with a panel featuring the regulatory voice, where senior members of various agencies share key insights on banking policy – a rare opportunity to ...

At-the-Market Offerings

One-Hour Briefing  One-Hour Briefing

Any issuer eligible to register its securities on Form S-3 should consider setting up an ATM program in order to maximize its opportunity to raise just-in-time capital.  Significant selling stockholders may also benefit from the flexibility of the ATM structure in order to take advantage of market opportunities to sell shares quickly. In this session, Brian D. Hirshberg of Mayer Brown LLP will review the basics of ATMs, as well as some of ...

New Developments in Securitization 2018

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend Traditional asset-backed securities markets, such as auto securitizations, commercial mortgage-backed securities, and credit card receivables continue with steady issuance volumes, while new markets, such marketplace lending, continue to develop. Other markets, such as private-label residential mortgage-backed securities, remain below historic levels, but show signs of increased activity. Join our expert faculty as they discuss ...

Real Estate M&A and REIT Transactions 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend The REIT and commercial real estate industries have continued to experience strong M&A activity, with some sectors poised for large-scale consolidation even as new property types enter the REIT universe through spin-offs, conversions and IPOs. At the same time, high-profile transactions involving non-traded REITs and the increasing presence of activist investors — and a number of high-profile governance changes — ...

CMBS and the Real Estate Lawyer 2019: Lender and Borrower Issues in the Capital Market

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Why You Should Attend After robust CMBS issuance in 2015 and disappointing declines in CMBS originations for 2016 and 2017, CMBS loan originations are once again becoming a significant portion of mortgage loan origination.  The MBA’s latest Commercial/Multifamily Mortgage Debt Outstanding Report states that the level of such debt increased by $44.3 billion to end at $3.2 trillion for the first quarter. That increase was greater than “any ...

Ethics for Financial Industry Lawyers 2019

Program  ProgramWebcast  WebcastGroupcast  Groupcast

The role lawyers play in the financial industry extends to that as gatekeepers tasked with protecting the public. This informative program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the Dodd-Frank Act, and its regulatory reform. This program is aimed at attorneys at all levels who are involved in securities, corporate, banking and finance, ...

The Volcker Rule 2019: What it Means for Financial Institutions and Markets

Program  ProgramWebcast  WebcastGroupcast  Groupcast

Since 2014, our Volcker Rule program has delivered practical analysis and comment on the most current developments from seasoned government, legal, and compliance professionals with considerable experience with this evolving section of the Dodd-Frank Act. Each year since the Rule’s implementation brought new considerations for banks and financial institutions to address when developing and managing their compliance programs, and preparing for ...

Representing the Pro Bono Client: Consumer Law Basics 2019

Program  ProgramWebcast  Webcast

  Mark Your Calendar. More Information to Come!

Ethics in Banking and Financial Services 2019

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Bankruptcy Basics for Low-Income Clients 2019

Program  ProgramWebcast  Webcast

  Mark Your Calendar. More Information to Come!

Bank Asset Management and Collective Investment Funds 2019

Program  ProgramWebcast  Webcast

Mark Your Calendars. More Information to Come!

New Developments in Securitization 2019

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!

Banking Law Institute 2019

Program  ProgramWebcast  Webcast

Mark Your Calendar. More Information to Come!


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