Course Handbook  Course Handbook

Private Placement and Hybrid Securities Offerings 2017

Publication Date: May 2017 Number of Volumes: 1
ISBN Number: 9781402429163 Page Count: 442 pages

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Download: Table of Contents    Index

Table of Contents
Chapter 1: Private Placements—An Overview James R Tanenbaum ~ Morrison & Foerster LLP
Anna T Pinedo ~ Morrison & Foerster LLP
Chapter 2: Summary Chart of Exempt Offering Alternatives Anna T Pinedo ~ Morrison & Foerster LLP
Chapter 3: Investor Criteria for U.S. Private Placements and Other Offerings Anna T Pinedo ~ Morrison & Foerster LLP
Chapter 4: CrowdCheck’s Guidelines for Regulation CF (Title III) Offerings (March 2017) Sara Hanks ~ Co-Founder and Chief Executive Officer, CrowdCheck,Inc.
Chapter 5: CrowdCheck’s Guidelines for Regulation A Offerings (March 2017) Sara Hanks ~ Co-Founder and Chief Executive Officer, CrowdCheck,Inc.
Chapter 6: Practice Pointers on: Navigating the Securities Act’s Prohibition on General Solicitation and General Advertising Anna T Pinedo ~ Morrison & Foerster LLP
Chapter 7: SEC Guidance on General Solicitation Provides New Opportunities Stanley Keller ~ Locke Lord LLP
Chapter 8: SEC Adopts Final Rules Regarding Intrastate and Regional Offerings (October 27, 2016) Anna T Pinedo ~ Morrison & Foerster LLP
Ze'-ev D Eiger ~ Morrison & Foerster LLP
David M Lynn ~ Jenner & Block LLP
Elizabeth C Schauber ~ Morrison & Foerster LLP
Chapter 9: Integration of Private and Public Offerings 2017 Stanley Keller ~ Locke Lord LLP
Chapter 10: Resales of Restricted and Control Securities Raphael M Russo ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Chapter 11: Frequently Asked Questions About Rule 144 and Rule 145 Lloyd S Harmetz ~ Morrison & Foerster LLP
Anna T Pinedo ~ Morrison & Foerster LLP
Claire E Logan ~ Morrison & Foerster LLP
Chapter 12: A New Exemption for Resale of Restricted Securities under the U.S. Securities Act of 1933 (March 2017) Sophia Hudson ~ Davis Polk & Wardwell LLP
Chapter 13: Crossover Investors: Issues in Late-Stage and Pre-IPO Private Placements Bradley A Jacobson ~ Greenberg Traurig, LLP
Chapter 14: U.S. Late Stage Financings Anna T Pinedo ~ Morrison & Foerster LLP
Chapter 15: FINRA Regulation of Broker/Dealer Participation in Sales of Private Placements (March 2017) Suzanne Rothwell ~ Managing Member, Rothwell Consulting LLC
Chapter 16: Will Regulation A+ Find It’s Niche? An Interim Report (March 6, 2017) Bonnie J Roe ~ Cohen & Gresser LLP
Chapter 17: PIPE Transactions 2016 Anna T Pinedo ~ Morrison & Foerster LLP
Chapter 18: Frequently Asked Questions About the 20% Rule and Non-Registered Securities Offerings Lloyd S Harmetz ~ Morrison & Foerster LLP
Anna T Pinedo ~ Morrison & Foerster LLP
Ze'-ev D Eiger ~ Morrison & Foerster LLP
Chapter 19: Frequently Asked Questions About PIPES James R Tanenbaum ~ Morrison & Foerster LLP
Anna T Pinedo ~ Morrison & Foerster LLP
Chapter 20: Frequently Asked Questions About At-the-Market Offerings Anna T Pinedo ~ Morrison & Foerster LLP
Ze'-ev D Eiger ~ Morrison & Foerster LLP
Chapter 21: Frequently Asked Questions About Registered Direct Offerings James R Tanenbaum ~ Morrison & Foerster LLP
Anna T Pinedo ~ Morrison & Foerster LLP
Chapter 22: Frequently Asked Questions About Rule 144A Lloyd S Harmetz ~ Morrison & Foerster LLP
Anna T Pinedo ~ Morrison & Foerster LLP
Index

This Course Handbook was compiled for the program, Private Placement and Hybrid Securities Offerings 2017.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Anna T Pinedo, Morrison & Foerster LLP
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