Course Handbook  Course Handbook

Private Placement and Hybrid Securities Offerings 2018

Publication Date: May 2018 Number of Volumes: 1
ISBN Number: 9781402431753 Page Count: 536 pages

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Download: Table of Contents    Index

Table of Contents
Chapter 1: Why an Exempt Offering or a Hybrid Offering? James R. Tanenbaum ~
Anna T. Pinedo ~ Mayer Brown LLP
Chapter 2: Private Placements—An Overview James R. Tanenbaum ~
Anna T. Pinedo ~ Mayer Brown LLP
Chapter 3: Current Developments, Division of Corporation Finance, U.S. Securities and Exchange Commission (March 30, 2018) David M. Lynn ~ Jenner & Block LLP
Chapter 4: Overview of Exemptions Julie Z. Davis ~ Senior Special Counsel, Division of Corporation Finance, U.S. Securities and Exchange Commission
Chapter 5: Practice Pointers on Navigating the Securities Act’s Prohibition on General Solicitation and General Advertising Martin P. Dunn ~ Morrison & Foerster LLP
Chapter 6: Practice Pointers on Matchmaking, How it Works, Current Regulations and Key Considerations Martin P. Dunn ~ Morrison & Foerster LLP
Chapter 7: SEC Guidance on General Solicitation Provides New Opportunities Stanley Keller ~ Locke Lord LLP
Chapter 8: SEC Opinion Raises Question About 2007 General Solicitation Guidance Stanley Keller ~ Locke Lord LLP
Chapter 9: Small Issuer Capital Raising Decision Matrix (March 1, 2018) Stanley Keller ~ Locke Lord LLP
Chapter 10: Alternatives to Registration Chart (January 1, 2017) Stanley Keller ~ Locke Lord LLP
Chapter 11: Rule 701 James R. Tanenbaum ~
Anna T. Pinedo ~ Mayer Brown LLP
Chapter 12: Integration of Private and Public Offerings 2018 (March 2018) Stanley Keller ~ Locke Lord LLP
Chapter 13: Resales of Restricted and Control Securities Raphael M. Russo ~ Paul, Weiss, Rifkind, Wharton & Garrison LLP
Chapter 14: A New Exemption for Resale of Restricted Securities under the U.S. Securities Act of 1933 (March 2017) Sophia Hudson ~ Partner, Davis Polk & Wardwell LLP
Chapter 15: Crossover Investors: Issues in Late-Stage and Pre-IPO Private Placements Bradley A. Jacobson ~ Greenberg Traurig, LLP
Chapter 16: Staying Private James R. Tanenbaum ~
Anna T. Pinedo ~ Mayer Brown LLP
Chapter 17: FINRA Regulation of Broker/Dealer Participation in Sales of Private Placements (March 2018) Suzanne Rothwell ~ Managing Member, Rothwell Consulting LLC
Chapter 18: Regulation A+: Will It Realize Its Potential? (March 12, 2018) Bonnie J. Roe ~ Cohen & Gresser LLP
Chapter 19: Frequently Asked Questions About the 20% Rule and Non-Registered Securities Offerings Martin P. Dunn ~ Morrison & Foerster LLP
Chapter 20: Frequently Asked Questions About PIPEs Martin P. Dunn ~ Morrison & Foerster LLP
Chapter 21: Frequently Asked Questions About At-the-Market Offerings Martin P. Dunn ~ Morrison & Foerster LLP
Chapter 22: Frequently Asked Questions About Registered Direct Offerings Martin P. Dunn ~ Morrison & Foerster LLP
Chapter 23: Frequently Asked Questions About Rule 144A Martin P. Dunn ~ Morrison & Foerster LLP
Chapter 24: Conducting Institutional “4(a)(2)” Private Debt Placements James R. Tanenbaum ~
Anna T. Pinedo ~ Mayer Brown LLP
Index

This Course Handbook was compiled for the program, Private Placement and Hybrid Securities Offerings 2018.

PLI’s nationally acclaimed course handbooks represent the definitive thinking of the nation’s finest legal minds on timely topics and are considered the standard reference in the field. This course handbook is prepared specifically for the program and stands alone as a permanent reference.

Chairperson(s)
Anna T. Pinedo, Mayer Brown LLP
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