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Private Funds

Recorded on: Jun. 28, 2017
Running Time: 01:01:58

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Taken from the Web Program Fundamentals of Investment Adviser Regulation 2017 recorded June, 2017 in New York.

Private Funds [01:01:58]
  • Umbrella registration
  • SEC’s exam focus
  • Private fund reporting

Peter M. Rosenblum


The purchase price of this segment includes the following article from the Course Handbook available online:

  • Investment Advisers to Private Funds: A Short Outline of Key Concepts (April 27, 2017)
    Peter M. Rosenblum
  • Registration by Investment Advisers to Private Funds and Multiple Entities: SPVs and Relying Advisers (April 27, 2017)
    Peter M. Rosenblum

Presentation Material

  • Investment Advisers to Private Funds
    Peter M. Rosenblum
(s)
Peter M Rosenblum ~ Foley Hoag LLP
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