transcript   Transcript

Playing by the Rules: Ethics in the Investigations and Litigation Context

Recorded on: Nov. 12, 2018
Running Time: 01:01:36

Full Transcript:



If you are a Privileged Member, just log in and start reading now! If you are not a Privileged Member, please click here to learn how unlimited access to PLI programs may be right for you and your firm.

To access the streaming media of this presentation, please purchase the corresponding seminar segment.

Taken from the Web Program 50th Annual Institute on Securities Regulation Recorded November 2018 in New York

Playing by the Rules: Ethics in the Investigations and Litigation Context [01:01:36]
  • Multiple representation  issues
  • Ethical pitfalls in conducting internal investigations
  • Privilege issues in the US and abroad
  • Conflicts of interest
  • SOX Section 307: Rules of Professional Responsibility for Attorneys
(Ethics Credit)

Moderator: Richard H. Walker

Panelists: Simon M. Lorne, James Q. Walker, Sarah F. Warren

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Playing by the Rules: Ethics in the Investigations and Litigation Context (November 9, 2017)
    James Q. Walker
Presentation Material
  • Playing by the Rules: Ethics in the Investigations and Litigation Context PowerPoint
    Simon M. Lorne, Richard H. Walker, James Q. Walker, Sarah F. Warren
  • Supplemental Handout- Playing by the Rules: Ethics in the Investigations and Litigation Context
    James Q. Walker
  • (s)
    Simon M. Lorne ~ Vice Chairman and Chief Legal Officer, Millennium Management LLC
    James Q. Walker ~ Richards Kibbe & Orbe LLP
    Richard H. Walker ~ King & Spalding
    Sarah F. Warren ~ Associate General Counsel & Special Counsel, Fried, Frank, Harris, Shriver & Jacobson LLP
    Share
    Email
    Transcript FAQ's
    • How Can I Access Transcripts?
      You must be a Member in good standing.

    • Can I access the Video?
      Yes, you can access the video if you have the Adobe Flash plugin installed. Click on the video camera icon when you mouse over each paragraph. The media will begin playback at that point.

    • Can I get CLE credit for reading the transcript?
      No, CLE credit cannot be earned for reading a transcript. CLE credit is issued only for verified attendance while watching a web program. If seeking credit, please verify the program's eligibility for credit and expiration date in your jurisdiction on the web segment launch page before commencing the program.
    
    • FOLLOW PLI:
    • twitter
    • LinkedIn
    • YouTube
    • RSS

    All Contents Copyright © 1996-2019 Practising Law Institute. Continuing Legal Education since 1933.

    © 2019 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.