FacultyFaculty/Author Profile
Philip Liu

Philip Liu

Manatt, Phelps & Phillips LLP

Los Angeles, CA, USA


Philip Liu is counsel in the firm’s corporate and finance practice. With over 15 years of experience in the financial sector, Philip advises banks and financial institutions on legal matters concerning asset management, securities regulation, commodities and derivatives, and structured products.

Philip joins Manatt having served as general counsel at a leading alternative investments asset management company in the managed futures space. There, he regularly advised on regulations concerning the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), the National Futures Association (NFA), the Financial Industry Regulatory Authority (FINRA) and the North American Securities Administrators Association (NASAA). Prior to that, Philip practiced for several years as a securities and corporate attorney, concentrating on issues surrounding commercial lending, bankruptcy, financial structuring and development, acquisition financing as well as capital markets transactions. He is a former senior vice president and legal structurer at HSBC Bank in New York.

Philip Liu is associated with the following items:
CHB Chapters  CHB Chapters Securities and Exchange Commission v. Brian S. Block and Lisa Pavelka McAlister, 16 Civ. 7003 (S.D.N.Y. 2016) - Pocket MBA 2017: Finance for Lawyers and Other Professionals, Thursday, October 19, 2017
U.S. Securities and Exchange Commission, Press Release, Company Settles Charges Over Undisclosed Perks and Improper Use of Non-GAAP Measures (January 18, 2017) - Pocket MBA 2017: Finance for Lawyers and Other Professionals, Thursday, October 19, 2017
U.S. Securities and Exchange Commission, Press Release, Executives Charged with Inflating Performance of Real Estate Investment Trust (September 8, 2016) - Pocket MBA 2017: Finance for Lawyers and Other Professionals, Thursday, October 19, 2017
In the Matter of MDC Partners Inc., Securities Act Release No. 10283, Exchange Act Release No. 79823, Accounting and Auditing Enforcement Release No. 3849, Administrative Proceeding, File No. 3-17795 (January 18, 2017) - Pocket MBA 2017: Finance for Lawyers and Other Professionals, Thursday, October 19, 2017
U.S. Securities and Exchange Commission, Compliance & Disclosure Interpretations, Non-GAAP Financial Measures (May 17, 2016) - Pocket MBA 2017: Finance for Lawyers and Other Professionals, Thursday, October 19, 2017
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