FacultyFaculty/Author Profile

Philip L. Kirstein

AllianceBernstein Mutual Funds
Former Senior Officer & Independent Compliance Officer
New York, NY, USA


Philp L. Kirstein is the Independent Compliance Officer and Consultant to the Boards of the AllianceBernstein U.S. registered investment companies.  Previously, he was the General Counsel of Merrill Lynch Investment Managers, LP (formerly Merrill Lynch Asset Management) from May 1984 through March 2003 and was Of Counsel to Kirkpatrick & Lockhart LLP from October 2003 until October 2004.

Mr. Kirstein is a member of the New York City Bar Committee on the Investment of Funds and a past Chair of the New York City Bar Committee on Investment Management Regulation.  He is also a former member of the American Bar Association Committee on Federal Regulation of Securities, Subcommittee on Investment Companies and Investment Advisers; and a former member of the Executive Committee and Board of Directors of ICI Mutual Insurance Company and the Planning Committee of the Investment Company Institute/Federal Bar Association Mutual Fund Conference.  Mr. Kirstein was a member of the Independent Directors Council Task Force that prepared the Board Oversight of Fund Compliance Report.  He is a frequent panelist at conferences regarding investment company legal, compliance and regulatory issues.

Mr. Kirstein is a graduate of the University of North Carolina (Chapel Hill), College of Law, Syracuse University and School of Law, New York University.

Mr. Kirstein is a former member of the Board of Directors of Cancer Care of New Jersey and a former member of the board of Directors of the Susan G. Komen for the Cure, Central and South Jersey affiliate.  He is currently on the Finance and Investment Committees of the New York New Jersey Trail Conference, Inc.  He retired as a Captain of the United States Naval Reserve.

Philip L. Kirstein is associated with the following items:
Web Segment  Web Segment Compliance and Inspections - Investment Management Institute 2017, Monday, March 27, 2017
MP3 Audio  MP3 Audio Compliance and Inspections - Compliance and Inspections, Monday, March 27, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Compliance and Inspections - Compliance and Inspections, Monday, March 27, 2017
On-Demand Web Programs  On-Demand Web Programs Investment Management Institute 2017, Thursday, March 30, 2017, New York, NY
Live Seminar  Live Seminar Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
Live Webcast  Live Webcast Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Investment Management Institute 2018, Thursday, March 22, 2018, Philadelphia, PA
Investment Management Institute 2018, Thursday, March 22, 2018, New Brunswick , NJ
Investment Management Institute 2018, Thursday, March 22, 2018, Pittsburgh, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Mechanicsburg, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Atlanta, GA
Investment Management Institute 2018, Thursday, March 22, 2018, Cleveland, OH
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