FacultyFaculty/Author Profile

Philip L. Kirstein

AllianceBernstein Mutual Funds (Former)
Senior Officer & Independent Compliance Officer
Princeton, NJ, USA


Philip L. Kirstein was the Independent Compliance Officer and Senior Officer to the Boards of the AllianceBernstein U.S. registered investment companies from October 2003 until December 31, 2017. Previously, he was the General Counsel of Merrill Lynch Investment Managers, LP (formerly Merrill Lynch Asset Management) from May 1984 through March 2003 and was Of Counsel to Kirkpatrick & Lockhart LLP from October 2003 until October 2004.

Mr. Kirstein is a member of the New York City Bar Committee on the Investment of Funds and a past Chair of the New York City Bar Committee on Investment Management Regulation. He is also a former member of the American Bar Association Committee on Federal Regulation of Securities, Subcommittee on Investment Companies and Investment Advisers; and a former member of the Executive Committee and Board of Directors of ICI Mutual Insurance Company and the Planning Committee of the Investment Company Institute/Federal Bar Association Mutual Fund Conference.

Mr. Kirstein was a member of the Independent Directors Council Task Force that prepared the Board Oversight of Fund Compliance Report. He is a frequent panelist at conferences regarding investment company legal, compliance and regulatory issues.

Mr. Kirstein is a graduate of the University of North Carolina (Chapel Hill), College of Law, Syracuse University and School of Law, New York University. 

Mr. Kirstein is a former member of the Board of Directors of Cancer Care of New Jersey and a former member of the board of Directors of the Susan G. Komen for the Cure, Central and South Jersey affiliate. He is currently on the Investment Committee of the New York New Jersey Trail Conference, Inc. He retired as a Captain of the United States Naval Reserve. 
 
Philip L. Kirstein is associated with the following items:
Web Segment  Web Segment Investment Management: Compliance and Inspections - Investment Management Institute 2018, Wednesday, May 02, 2018
MP3 Audio  MP3 Audio Investment Management: Compliance and Inspections - Investment Management: Compliance and Inspections, Wednesday, May 02, 2018
Transcripts  Transcripts Investment Management: Compliance and Inspections - Investment Management: Compliance and Inspections, Wednesday, May 02, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Investment Management: Compliance and Inspections - Investment Management: Compliance and Inspections, Wednesday, May 02, 2018
On-Demand Web Programs  On-Demand Web Programs Investment Management Institute 2018, Monday, May 07, 2018, New York, NY
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