FacultyFaculty/Author Profile
Peter E. Haller

Peter E. Haller

Willkie Farr & Gallagher LLP

New York, NY, USA


Peter E. Haller is a partner in the Executive Compensation and Employee Benefits Department.

Peter advises clients on their employee benefit plans and programs, with an emphasis on the fiduciary responsibility and prohibited transaction rules under ERISA. He has significant experience with ERISA issues raised by hedge funds, private equity funds and financial institutions and their brokerdealer, asset management and private bank affiliates. Peter represents clients with their prohibited transaction exemption requests before the Department of Labor’s Employee Benefit Security Administration. He has also assisted debtors in bankruptcy on all aspects of employee benefits matters that arise in connection with bankruptcy cases.

Peter chairs the New York City Bar Association subcommittee on ERISA Fiduciary Duties, Private Equity and Plan Investments. Peter also teaches a class with Barry Barbash at Georgetown University Law Center and Howard University Law School on “Regulation of Private Funds with Employee Plan Investors: ERISA”
Peter E. Haller is associated with the following items:
Web Segment  Web Segment The Department of Labor’s New Fiduciary Rule - Investment Management Institute 2017, Monday, March 27, 2017
ERISA: Platforms and Investment Products - Post-Fiduciary Regulation - ERISA 2017: The Evolving World, Wednesday, August 02, 2017
CHB Chapters  CHB Chapters The DOL Fiduciary Rule (PowerPoint slides) - Investment Management Institute 2017, Monday, March 27, 2017
U.S. Department of Labor, Employee Benefits Security Administration: Conflict of Interest FAQs (Part I—Exemptions) (October 27, 2016) - Investment Management Institute 2017, Monday, March 27, 2017
U.S. Department of Labor, Employee Benefits Security Administration: Conflict of Interest FAQs (Part II— Rule) (January 2017) - Investment Management Institute 2017, Monday, March 27, 2017
U.S. Securities and Exchange Commission Response to Mark D. Wigder of Jenkens & Gilchrist, Re: Request for No-Action Relief on Behalf of Edward Mahaffy (March 6, 2003) - Investment Management Institute 2017, Monday, March 27, 2017
U.S. Department of Labor, Employee Benefits Security Administration: Consumer Protections for Retirement Investors—FAQs on Your Rights and Financial Advisers (January 2017) - Investment Management Institute 2017, Monday, March 27, 2017
U.S. Securities and Exchange Commission, Division of Investment Management, Response of the Office of Chief Counsel to E*TRADE Securities, LLC, Re: Investment Company Act of 1940—Rule 12b-1 and Section 18(f), 22(d) and 48(a) (November 30, 2005) - Investment Management Institute 2017, Monday, March 27, 2017
DOL Publishes Final Rule Defining “Fiduciary” and Related Exemptions (May 6, 2016) - Investment Management Institute 2017, Monday, March 27, 2017
DOL Issues Proposed Best Interest Contract Exemption for Insurance Intermediaries (January 23, 2017) - Investment Management Institute 2017, Monday, March 27, 2017
DOL Finalizes 60-Day Delay of Fiduciary Rule (April 5, 2017) - ERISA 2017: The Evolving World, Wednesday, August 02, 2017
DOL Issues Proposed Best Interest Contract Exemption for Insurance Intermediaries (January 23, 2017) - ERISA 2017: The Evolving World, Wednesday, August 02, 2017
MP3 Audio  MP3 Audio The Department of Labor’s New Fiduciary Rule - The Department of Labor’s New Fiduciary Rule, Monday, March 27, 2017
ERISA: Platforms and Investment Products - Post-Fiduciary Regulation - ERISA: Platforms and Investment Products - Post-Fiduciary Regulation, Wednesday, August 02, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg The Department of Labor’s New Fiduciary Rule - The Department of Labor’s New Fiduciary Rule, Monday, March 27, 2017
ERISA: Platforms and Investment Products - Post-Fiduciary Regulation - ERISA: Platforms and Investment Products - Post-Fiduciary Regulation, Wednesday, August 02, 2017
On-Demand Web Programs  On-Demand Web Programs Investment Management Institute 2017, Thursday, March 30, 2017, New York, NY
ERISA 2017: The Evolving World, Tuesday, August 08, 2017, New York, NY
Transcripts  Transcripts ERISA: Platforms and Investment Products - Post-Fiduciary Regulation - ERISA: Platforms and Investment Products - Post-Fiduciary Regulation, Wednesday, August 02, 2017
Live Seminar  Live Seminar Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
Live Webcast  Live Webcast Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Investment Management Institute 2018, Thursday, March 22, 2018, Pittsburgh, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Atlanta, GA
Investment Management Institute 2018, Thursday, March 22, 2018, New Brunswick , NJ
Investment Management Institute 2018, Thursday, March 22, 2018, Philadelphia, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Cleveland, OH
Investment Management Institute 2018, Thursday, March 22, 2018, Mechanicsburg, PA
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