FacultyFaculty/Author Profile

Peter A Ambrosini

State Street Global Advisors

Boston, MA, USA


Peter A. Ambrosini, Esq. is the Chief Compliance and Risk Management Officer for State Street Global Advisors and its affiliates, a multi-national investment management firm, which is an affiliate of State Street Bank. Prior to joining State Street Global Advisors in 2001, he was the Managing Director of the Regulatory Compliance and Consulting Group at PricewaterhouseCoopers for fifteen years. Peter managed the regulatory programs for the New England Region of the U.S. Securities and Exchange Commission for six years. This included inspections of all registered investment companies, investment advisers, broker-dealers and transfer agents in the region. Previously, he was Special Counsel to the SEC’s Division of Investment Management in Washington, D.C. Peter has designed and conducted special compliance reviews of registered investment companies, investment advisers and broker-dealers mandated by the SEC, and voluntary compliance reviews for both PwC audit and non-audit clients. He received his A.B. from Holy Cross College and his J.D. from Boston College. Peter has been an Adjunct Professor of Law at Suffolk University Law School since 1978, and is admitted to practice law in Maine, Massachusetts, and the District of Columbia.
Peter A Ambrosini is associated with the following items:
Treatise Chapters  Treatise Chapters Custody of Mutual Fund Assets - Mutual Funds and Exchange Traded Funds Regulation, Tuesday, November 14, 2017
SEC Record-Keeping Requirements; and Appendix 24A - Mutual Funds and Exchange Traded Funds Regulation, Tuesday, November 14, 2017
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