FacultyFaculty/Author Profile

Paul Gottlieb

The Depository Trust & Clearing Corporation
Vice President, Senior counsel
New York, NY, USA


Paul Gottlieb

Mr. Gottlieb is Counsel of DDR. He is also Vice President, Senior Counsel of DTCC. Mr. Gottlieb joined the Legal Department of DTCC in 2011. He brings over 30 years of experience in the financial services industry serving in various capacities with several leading firms with subject matter expertise in derivatives and capital markets. Among the positions he has held include: Managing Director and Chief Operating Officer of RBC Capital Markets Corporation, a full service broker-dealer and futures commission merchant; Executive Director of Cleary Gottlieb Steen & Hamilton; Deputy General Counsel of PaineWebber Incorporated; Partner and Chair of the Derivatives Products Practice Group of Seward & Kissel; Special Counsel-Commodities, Futures and Derivative Products of Skadden, Arps, Slate, Meagher & Flom; Commodity Counsel of Morgan Stanley & Co. Incorporated; and Vice President of Market Regulation of the Chicago Mercantile Exchange, where he was responsible for the Exchange's compliance and surveillance activities. Mr. Gottlieb was also a member of the Board of Trade of the City of Chicago where he traded financial futures for his personal account.

Mr. Gottlieb received his B.A. degree from Hobart College in 1976 and his J.D. and M.B.A. degrees from Washington University in St. Louis in 1980. Mr. Gottlieb is licensed in New York and Illinois, previously held his Series 7,9,10 and 24 security licenses and was formally a member of the NYSE, AMEX, CBOT and CME. Mr. Gottlieb has lectured extensively on derivatives and regulatory matters, has authored 17 publications and served as an Adjunct Professor in the Financial Engineering program at Polytechnic Institute of New York.
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