transcript   Transcript

PIPE Transactions, Change of Control Transactions

Recorded on: May. 24, 2017
Running Time: 01:00:54

Full Transcript:

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Taken from the Web Program Private Placement and Hybrid Securities Offerings 2017 recorded May, 2017 in New York.

PIPE Transactions, Change of Control Transactions [01:00:54]
  • Understanding the market for these deals and when a PIPE transaction most useful
  • PIPE structuring issues: types of securities, registration rights, etc.
  • Negotiating and documenting PIPE transactions
  • The stockholder vote requirement
  • Reg. M and FINRA issues

Lori E. Arz, David A. Donohoe Jr., Kaj Nielsen, Tymour A. Okasha

The purchase price of this segment includes the following article from the Course Handbook available online:

  • PIPE Transactions 2016
    Anna T. Pinedo
  • Frequently Asked Questions About the 20% Rule and Non-Registered Securities Offerings
    Anna T. Pinedo, Ze'-ev D. Eiger, Lloyd S. Harmetz
  • Frequently Asked Questions About PIPES
    Anna T. Pinedo, James R. Tanenbaum

Presentation Material

  • Pipe Transactions
    Lori E. Arz , David A. Donohoe, Jr., Kaj Nielsen, Tymour A. Okasha
  • Overview of the Application of the Nasdaq Shareholder Approval and Voting Rights Rules to Equity Offerings
    David A. Donohoe, Jr.
Lori E Arz ~ Executive Director and Assistant General Counsel, JPMorgan Chase & Co.
David A Donohoe, Jr. ~ President, Donohoe Advisory Associates LLC
Kaj Nielsen ~ Banking Legal, Barclays Capital Inc.
Tymour A Okasha ~ Director and Associate General Counsel, Bank of America Merrill Lynch
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