Narrow Your Results
Narrow Your Results

Content

Programs & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

CLE and Other Credit Types

CLE  

Search Programs

CLE Jurisdictions

CPD  

CFE-CPE (Fraud)  

Search for programs by jurisdiction or CLE credit type:

 
 
  Not all credit types are available in all jurisdictions. If you choose multiple states and multiple credit types, you may end up with 0 results.  
 



 

   
      

Search for Programs with CPD Credits in:


   

   

Showing 1 - 25 of 37 Results

List View Table View

Annual Disclosure Documents 2016 -- Disclosure Practices and Challenges

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Annual Disclosure Documents 2016

Recorded on: Dec. 14, 2016

Taken from the Web Program Annual Disclosure Documents 2016 recorded December, 2016 in New York. Disclosure Practices and Challenges [01:15:12] Practical considerations when drafting an annual report’s MD&A, description of business and risk factors Practices for disclosing good and bad news Recent SEC developments A litigator’s view of disclosure practices  Speakers: Aaron Briggs, Sandra L. Flow, ...

Shareholder Litigation Developments and Trends

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Jan. 17, 2017

Taken from the briefing Shareholder Litigation Developments and Trends recorded January, 2017 in New York. Shareholder lawsuits are not only complicated to litigate, but due to the high financial stakes, these actions can be among the most threatening to a company and its directors and officers. It has been more than twenty years since Congress enacted the Private Securities Litigation Reform Act of 1995, and since that time, private actions under ...

Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice -- Developments in Securities Litigation for Corporate Lawyers

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice

Recorded on: Jan. 23, 2017

Taken from the Web Program Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice recorded January, 2017 in London. Developments in Securities Litigation for Corporate Lawyers [00:59:29] Developments in European securities litigation involving issuers and underwriters: will U.S.-style litigation take root?  Update on U.S. litigation involving foreign private issuers  ...

Developments in Securities Litigation for Corporate Lawyers

Transcripts  Transcripts    

Recorded on: Jan. 23, 2017

DAMIEN BYRNE HILL: Good morning, everyone. I'm Damien Byrne Hill, and I'm joined this morning by two other litigators. Deborah Finkler, who's head of investigation at Slaughter & May and Jim Windels, who's a litigator in Davis Polk in New York. Also, we're very honored to have one of our co-chairs, Brad Gans, who's going to join us for the assessment of transactional impact of some of the litigation developments, which I will be discussing with Jim ...

Shareholder Litigation Developments and Trends

Transcripts  Transcripts    

Recorded on: Jan. 24, 2017

AMY TAUB: It is now my pleasure to turn this briefing over to Jennifer Conn. JENNIFER CONN: Thank you so much, Amy, for that introduction. As Amy mentioned, my name is Jennifer Conn. I'm a partner at Gibson, Dunn, and Crutcher. And my colleagues and I are going to spend the next hour talking about some developments and trends in shareholder litigation. Some of the topics we'll be discussing today are discussed in more detail in the treatise Amy ...

Mismarkings or Over-Valuations: Reasonable Estimates and Estimable Reasons? Recent Developments and Strategies for Litigants Concerning Actions by Prosecutors and Regulators

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Mar. 2, 2017

Taken from the briefing Mismarkings or Over-Valuations: Reasonable Estimates and Estimable Reasons? Recent Developments and Strategies for Litigants Concerning Actions by Prosecutors and Regulators recorded March, 2017 in New York. In 2016, the Department of Justice and the Securities and Exchange Commission continued their recent spate of enforcement activity against traders, hedge funds, financial institutions and other companies alleging ...

Mismarkings or Over-Valuations: Reasonable Estimates and Estimable Reasons? Recent Developments and Strategies for Litigants Concerning Actions by Prosecutors and Regulators

Transcripts  Transcripts    

Recorded on: Mar. 2, 2017

AMY TAUB: It is now my pleasure to turn this briefing over to Gene Ingoglia. GENE INGOGLIA: Thanks, Amy. I guess good afternoon everybody. I'm still recovering from the rousing music that preceded Amy's introduction. I hope you all got to hear that too. As Amy told you, I'm a partner down in Overy. And this is a subject in which I have a particular fascination. When I was a federal prosecutor at the US Attorney's Office in Manhattan, I charged two ...

Fundamentals of Taking and Defending Depositions 2017

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Fundamentals of Taking and Defending Depositions 2017

Released on: Mar. 24, 2017

This interactive program provides junior through mid-level attorneys with an overview of the applicable Federal and New York State Rules of Civil Procedure, and continues with strategic practice tips to use when taking and defending depositions, preparing witnesses and defending the depositions.   We also guide a discussion of important ethical issues that may arise during depositions. Panelists will discuss the increasing importance of ...

Overview and Application of Deposition Rules

Transcripts  Transcripts    

Recorded on: Mar. 17, 2017

GERALD STEIN: All right, so our first panel, we're going to talk about the rules of depositions, the federal rules, and we're going to contrast it a bit with state rules. I'd like to introduce Partha Chattoraj, who's a partner at Allegaert, Berger, and Vogel. Partha comes to us by way of Harvard, Yale, Wachtell, Lipton, and Quinn Emanuel, and he's taken and defended hundreds of depositions. He's also been a member of this deposition program's faculty ...

Supreme Court Weighs in on Insider Trading: Salman v. United States

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Mar. 20, 2017

Taken from the Web Program Supreme Court Weighs in on Insider Trading: Salman v. United States recorded March, 2017 in New York. On December 6, 2016, for the first time in nearly 20 years, the Supreme Court weighed in on insider trading law. In Salman, the Court put to bed confusion generated by the Second Circuit’s decision in United States v. Newman as to what constitutes a sufficient “personal benefit” received by a corporate ...

Supreme Court Weighs in on Insider Trading: Salman v. United States

Transcripts  Transcripts    

Recorded on: Mar. 21, 2017

AMY TAUB: It it is now my pleasure to turn this briefing over to David Miller. DAVID I. MILLER: Thank you. Thank you very much. And thank you, everyone, for participating today. I'm going to do a brief introduction of myself and then allow the panelists to also introduce themselves. But were all very excited to be talking about, obviously, this very topical issue, the United States versus Salman and its impact on the area of insider trading. And ...

Bio-Rad: In-House Counsel – Trusted Adviser, Whistleblower or Both?

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Mar. 23, 2017

Taken from the briefing Bio-Rad: In-House Counsel – Trusted Adviser, Whistleblower or Both? recorded March, 2017 in New York. On February 6, 2017, a federal jury awarded Bio-Rad’s former general counsel Sanford Wadler $8 million in damages based on his allegation that the company retaliated against him for reporting FCPA violations. Wadler v. Bio-Rad Labs, Inc., No. 15-CV-02356 (N.D. Cal.). Listen to Kenneth P. Herzinger, partner ...

Bio-Rad: In-House Counsel – Trusted Adviser, Whistleblower or Both?

Transcripts  Transcripts    

Recorded on: Mar. 24, 2017

AMY TAUB: Hello, my name is Amy Taub, and I'm a program attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing. Bio-Rad: In-House Counsel, Trusted Adviser, Whistleblower, or Both? Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this ...

Specialized Deposition Techniques 2017 -- VIP Depositions and Rule 30(b)(6) Depositions

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Specialized Deposition Techniques 2017

Recorded on: Mar. 31, 2017

Taken from the Web Program Specialized Deposition Techniques 2017 recorded March, 2017 in New York. VIP Depositions and Rule 30(b)(6) Depositions [01:29:31]     • Deposing senior executives     • How best to prepare senior executives for deposition     • Advanced use of Rule 30(b)(6) depositions – pitfalls and possibilities     • Drafting ...

Advanced Deposition Skills

Transcripts  Transcripts    

Recorded on: Mar. 31, 2017

SUSAN F DICICCO: With that, we'll start with the first segment. And, take it away. Thank you. JENNIFER HURLEY MCGAY: Thanks, Susan. So thank you again, everyone, for being here. We're going to start the program this morning talking about some general practical tips and pitfalls to avoid in all depositions. And first and foremost, I think, is reminding yourself and everybody to always check the local rules if you're taking a deposition in a locale ...

VIP Depositions and Rule 30(b)(6) Depositions

Transcripts  Transcripts    

Recorded on: Mar. 31, 2017

SUSAN F. DICICCO: Welcome back, everybody. So now we're going to switch gears a little bit. And we have two main topics. We'll see what else we can cover after that. But the two main topics we're going to cover on this segment of our program are 30(b)(6) depositions, and some nuances related to that, and also VIP witness in the apex doctrine. So why don't we get started by just giving a quick overview of 36(b)(6), to set the stage. So for 30(b)(6), ...

Securities Litigation 2017: From Investigation to Trial

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Securities Litigation 2017: From Investigation to Trial

Released on: Apr. 12, 2017

Employing a hypothetical fact pattern, PLI’s engaging panel of expert practitioners will take you through each step of a securities case: investigation, filing the complaint, motions, class certification, discovery, mediation, potential settlement, and ultimately the trial.   You will learn: How to approach the initial investigation and work with state and federal regulators in the interests of your clients How to ...

Securities Litigation: The Investigation: Coordinating Requests from Government Regulators

Transcripts  Transcripts    

Recorded on: Apr. 7, 2017

LYLE ROBERTS: Thanks, everyone, for joining us here today. Looks like it's going to be a lovely day in New York, so we appreciate that you spend it inside with us today. As John went over, we're going to take our hypothetical throughout the day. So it's important, actually, to everyone to sort of pay close attention to the next few slides. Because we're going to talk through the facts that each of our panels, and each of our panel members throughout ...

Securities Litigation: Trial of the Civil Action or Arbitration

Transcripts  Transcripts    

Recorded on: Apr. 7, 2017

JONATHAN K. YOUNGWOOD: Good afternoon, everybody. I guess the case didn't settle, and now we get to try it. Let me very, very briefly introduce the panel. I'll start on my far left, we have Geoff Ritts. Geoff is a partner in the Cleveland office of Jones Day. Geoff handles a wide variety of securities, and not always securities related litigations, representing a broad range of not just clients, but types of clients: boards, individuals, corporations. ...

Seeking Resolution: Strategies in Mediation and Settlement of Securities Case

Transcripts  Transcripts    

Recorded on: Apr. 7, 2017

LYLE ROBERTS: It's good to see everyone back after lunch. And as know, we've now kind of gotten to the halfway point of our case lifecycle. We've had the investigation. We've had the motion to dismiss be denied. We've done a lot of work on discovery. We are just about to do a summary judgment motion. We haven't quite gotten there yet. And this seems like a good time for both the plaintiffs and the defendants to sit down and see if they can settle ...

Commencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Securities Litigation Actions

Transcripts  Transcripts    

Recorded on: Apr. 7, 2017

LYLE ROBERTS: Great. Thanks, everyone. So now we're going to turn to our second panel of the day, which is the commencement of the civil action. And you may say to yourselves, after hearing the first panel, why are we bothering having this panel? This is an incredibly dire situation. No motion to dismiss is ever going to win, in a securities class action brought on these facts. But the answer is that you have to keep in mind, all the facts that we've ...

Prosecuting and Defending the Civil Action: Class Certification, Fact Discovery, Experts and Summary Judgment Motions in Securities Litigation

Transcripts  Transcripts    

Recorded on: Apr. 7, 2017

JONATHAN YOUNGWOOD: OK, well welcome back from the break. Our third panel of the day focuses on what I would say is kind of the heart of any securities litigation. We're either past store or maybe moving toward the end of the government investigations. We've, at least those of us from the defense side would say we've unfortunately lost the motion to dismiss. The plaintiffs would say fortunately we've won the motion to dismiss. And we've moved on ...

Ethical Issues in Complex Securities Litigation

Transcripts  Transcripts    

Recorded on: Apr. 7, 2017

LYLE ROBERTS: Thanks everyone. We've reached our last panel of the day, and you may not have thought that you were waiting with bated breath for this panel, but in fact, you were. Because this is the panel, of course, that's going to keep you all out of trouble as you deal with securities litigations, by going over some of the potential ethical pitfalls and what we should, as attorneys, be doing right when we handle these types of cases. With me ...

Pretrial Practice 2017

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Pretrial Practice 2017

Released on: May. 12, 2017

Pretrial practice in federal civil litigation continues to change. As fewer civil cases are tried, the staples of pretrial practice — pleadings, motions to dismiss, discovery, Daubert motions, summary judgment, and settlement — have replaced trials as the focus of litigation. What does the changing nature of pretrial practice in litigation mean for your practice? Our faculty of experienced plaintiffs’ and defense attorneys, inside ...

Enforcement 2017: Perspectives from Government Agencies

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Enforcement 2017: Perspectives from Government Agencies

Released on: May. 18, 2017

We continue to see unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement efforts in particular. This unique program brings together panels of senior staff from the various enforcement and regulatory agencies, including the U.S. Commodity Futures Trading Commission, FINRA, New York State Department of Financial Services, U.S. Securities and Exchange Commission, U.S. Attorney’s Office, U.S. Department ...


  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.