Narrow Your Results
Narrow Your Results

Content

Programs & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

CLE and Other Credit Types

CLE  

Search Programs

CLE Jurisdictions

CPD  

CFE-CPE (Fraud)  

Compliance (CCB CEU)  

Privacy CPE (IAPP)  

Search for programs by jurisdiction or CLE credit type:

 
 
  Not all credit types are available in all jurisdictions. If you choose multiple states and multiple credit types, you may end up with 0 results.  
 



 

   
      

Search for Programs with CPD Credits in:


   

   


List View Table View

Insider Trading Law 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Insider Trading Law 2017

Released on: Jul. 28, 2017

In recent years, insider trading has been a critical area of criminal and civil enforcement, and it will likely remain so for some time to come.  Following the Second Circuit’s ground-breaking decision on tippee liability in United States v. Newman, and the Ninth Circuit’s decision on the same issue in United States v. Salman, the law’s contours were in flux.  Enter the Supreme Court, which agreed to hear the Salman appeal, ...

White Collar Crime 2017: Prosecutors and Regulators Speak -- Lessons Learned from Recent White Collar Trials

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: White Collar Crime 2017: Prosecutors and Regulators Speak

Recorded on: Oct. 5, 2017

Taken from the Web Program White Collar Crime 2017: Prosecutors and Regulators Speak recorded October 2017 in New York. Lessons Learned from Recent White Collar Trials [01:09:30] Tales from the front lines:  how to try a high profile white collar case Challenges confronting defense counsel Defense strategies that have worked and others that resulted in the “silver medal” (Skills credit for NY attorneys) Moderator:  ...

49th Annual Institute on Securities Regulation -- Ethics in the Enforcement Context: Spotting and Solving the Issues

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: 49th Annual Institute on Securities Regulation

Recorded on: Nov. 13, 2017

Taken from the Web Program 49th Annual Institute on Securities Regulation recorded November 2017 Ethics in the Enforcement Context: Spotting and Solving the Issues [01:01:38] Multiple representation  issues Ethical pitfalls in conducting internal investigations Privilege waiver issues Conflicts of interest SOX Section 307: Rules of Professional Responsibility For Attorneys Lawyers as whistleblowers Moderator: ...

The Defense Perspective: The Many Shades of Gray

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

CARMEN LAWRENCE: We're back with the defense perspective panel. Before I introduce Linda Thomsen the moderator, I have a couple of questions for the audience. First, show of hands, how many have been involved in decision making around whether to self-report a potential violation of law? Please raise your hands. Fair amount, handful plus. How many have recently participated in negotiating a resolution of an enforcement matter with any government agency? ...

Ethics in the Enforcement Context: Spotting and Solving the Issues

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

CARMEN LAWRENCE: So why don't we get started again? It's almost 3:30, while people are coming back into the room. When I ask the audience one question, and that is, how many have been involved in the conduct of an internal investigation, whether as in-house counsel or external counsel, raise your hands. So that's a fair amount, about five, six, around that number. OK, so our last panel of the day is the ethics panel. And it's in the context of enforcement. ...

Delaware Update: The Latest Legislative and Judicial Developments

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

DAVID M. LYNN: So we are going to-- we're situating ourselves here, which gives me an opportunity to ask you all some questions. We're next going to turn to always a favorite panel, the Delaware update, the latest legislative and judicial developments. This is always so interesting just to hear all the things that are going on in Delaware, which always seems to give us lots and lots of things to talk about, and this year is no exception. The first ...

Private Securities Litigation: Navigating the Latest Challenges

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

CARMEN LAWRENCE: Welcome back from lunch. The next panel is the private securities litigation panel that is moderated by Brad Karp. Before I introduce Brad, I have a couple questions for the audience. First, a show of hands. How many in the audience, whether in house or external counsel, routinely litigate class actions or shareholder derivative suits? Show of hands. Handful, a couple. How many prior to the conference were familiar with the case, ...

Government Enforcement Priorities: What’s New, What’s Hot and What’s Not?

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

CARMEN LAWRENCE: So we're going to move right to the government enforcement priorities panel. There's no break. So while the enforcement panel is coming up to the podium, we have our questions, of course. So starting with the first question, how many of you routinely interact on behalf of their company or clients with the enforcement division of a government agency, a self-regulatory organization, or the criminal authorities? With a show of hands. ...

New Developments in Securitization 2017 -- Market Update: Residential Mortgage-Backed Securities

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: New Developments in Securitization 2017

Recorded on: Dec. 14, 2017

Taken from the Web Program New Developments in Securitization 2017 Recorded December 2017 in New York Market Update: Residential Mortgage-Backed Securities [01:01:03] Status of the RMBS market Outlook: challenges and opportunities in the RMBS market Regulatory environment in the RMBS market The purchase price of this Web Program segment includes the following article from the Course Handbook available online: Uncle ...

Annual Disclosure Documents 2017 -- Disclosure Practices and Challenges

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Annual Disclosure Documents 2017

Recorded on: Dec. 14, 2017

Taken from the Web Program Annual Disclosure Documents 2017 Recorded December 2017 in New York Disclosure Practices and Challenges [01:15:11]     • Practical considerations when drafting an annual report’s MD&A, description of business and risk factors     • Practices for disclosing good and bad news     • Recent SEC developments      • A ...

Shareholder Litigation Developments and Trends

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Jan. 16, 2018

Taken from the audio only One-Hour Briefing Recorded January 2018 in New York Shareholder Litigation Developments and Trends [01:05:28] Shareholder lawsuits are not only complicated to litigate, but due to the high financial stakes, these actions can be among the most threatening to a company and its directors and officers.  It has been over twenty years since Congress enacted the Private Securities Litigation Reform Act of 1995, and since ...

Shareholder Litigation Developments and Trends

Transcripts  Transcripts    

Recorded on: Jan. 23, 2018

AMY: It is now my pleasure to turn this briefing over to Jennifer Conn. JENNIFER CONN: Thank you, Amy. And thank you all for joining us today for our webinar on shareholder litigation developments and trends. I am Jennifer Conn from Gibson Dunn's New York office. And joining me today are my partners, Gabrielle Levin from the New York office, and Alexander Mircheff from the Los Angeles office. We are going to cover three topics today. We are going ...

Seventeenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice -- Developments in Securities Litigation for Corporate Lawyers

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Seventeenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice

Recorded on: Feb. 7, 2018

Taken from the Web Program Seventeenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice Recorded February 2018 in London Developments in Securities Litigation for Corporate Lawyers [01:02:29] Developments in European securities litigation involving issuers and underwriters: a more mature point in the cycle? Reflections on recent claims The challenges in putting together a claim  ...

Developments in Securities Litigation for Corporate Lawyers

Transcripts  Transcripts    

Recorded on: Feb. 7, 2018

SIMON CLARKE: Morning. My name is Simon Clarke. I'm a disputes partner at Herbert Smith Freehills. The more observant amongst you may have noticed that there are five people named in the program and yet there are six people on stage. Why is this? The good reason for this is that I lost my voice between about Wednesday evening, and it's only beginning to recover. So I'm very pleased that to my immediate right is Adam Johnson QC. Adam is another partner ...

Fundamentals of Taking and Defending Depositions 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Fundamentals of Taking and Defending Depositions 2018

Released on: Mar. 16, 2018

This interactive program will provide junior through mid-level attorneys with an overview of the applicable Federal and New York state Rules of Civil Procedure, and strategic practice tips to use when taking and defending depositions and preparing witnesses. Seasoned litigators will explain how to prepare for as well as take and defend expert witness depositions. Panelists will further analyze examination technics and discuss the increasing important ...

Securities Litigation 2018: From Investigation to Trial

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Securities Litigation 2018: From Investigation to Trial

Released on: Apr. 11, 2018

The landscape of securities litigation is constantly evolving and changing.  This program takes you through all the issues that can arise in the most complex securities matters — from the initial government investigation to the filing of the civil cases to either settlement or trial. If you practice in this dynamic field, you know that the need to stay current and develop new strategies and tactics has never been more important. Our faculty ...

Ethical Issues in Complex Securities Litigation

Transcripts  Transcripts    

Recorded on: Apr. 10, 2018

LYLE ROBERTS: Thanks, everyone. Welcome back to our final panel of the day, which is on ethical issues and complex securities litigation. And I know it's late in the day, but I can assure you that this is probably the most important panel you will hear all day, because one thing our panelists will do is help you, especially if you're a practicing lawyer, how to avoid a lot of pitfalls that people are falling into as they handle these cases, and frankly, ...

Securities Litigation: The Investigation: Coordinating Requests from Government

Transcripts  Transcripts    

Recorded on: Apr. 10, 2018

LYLE ROBERTS: Great, thank you. So our first panel will talk about what to do when all of these facts hit you at a company like Blue Sky. And we have a very illustrious panel here for you today. I won't say just how illustrious, because I'd take up the whole hour doing that. But you can see all of that, of course, in the bios in your material. But just a very brief introduction. Adam Hakki from Shearman & Sterling, Jon Tuttle from Debevoise, Katie ...

Securities Litigation: Trial of the Civil Action or Arbitration

Transcripts  Transcripts    

Recorded on: Apr. 10, 2018

LYLE ROBERTS: Great, thanks everybody. That was a pretty good mediation session. I saw John Young was there, he was in his shirtsleeves, I think, right? Maybe they're even rolled up? So he's clearly working hard to get that thing settled, but unsuccessful. So we've still got this big gap, and we're going to assume that the second day mediation didn't work either. And now, we've got to start thinking about trial. And so, obviously, our summary judgment ...

Commencement of a Civil Action: Filing the Complaint, Preparing the Motion to Dismiss, Coordinating Multiple Securities Litigation Actions

Transcripts  Transcripts    

Recorded on: Apr. 10, 2018

JONATHAN K. YOUNGWOOD: So, welcome back everybody. The investigation has been completed. The government is looking into the matter, but unfortunately for our company, things will not end there. And so with that I want to very briefly introduce you to our second panel, which is going to start to discuss the initial stages of the civil litigation that this poor company is going to have to deal with perhaps for many years. Going all the way starting ...

Prosecuting and Defending the Civil Action: Class Certification, Fact Discovery, Experts and Summary Judgment Motions in Securities Litigation

Transcripts  Transcripts    

Recorded on: Apr. 10, 2018

LYLE ROBERTS: Thanks everyone. Welcome back from our break. I wanted to start with our next panel. So in our last panel, we heard about the motion to dismiss process. And we're going to have to assume now that motion to dismiss did not work out for the defense. And the case, at least in part if not in full, is moving forward. And so, you know, logically what are next steps in a civil litigation like this? It's looking at class certification, discovery, ...

Seeking Resolution: Strategies in Mediation and Settlement of a Securities Case

Transcripts  Transcripts    

Recorded on: Apr. 10, 2018

JONATHAN K. YOUNGWOOD: Well, good afternoon, everyone. Welcome back from lunch. And those of you here in New York, I hope you didn't get too wet. I did get wet, because I went outside, and it's raining. So we've progressed from the investigation. We've had a complaint filed. We've gone through discovery. We've discussed expert issues, class certification issues. And lo and behold, the case is still going. We're going to assume for this that discovery-- ...

Specialized Deposition Techniques 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Specialized Deposition Techniques 2018

Released on: Apr. 16, 2018

Whether you’ve done one deposition or one hundred, you need to be prepared to handle the special situations that arise and know how to identify and exploit the opportunities that exist. This program covers a range of topics and scenarios that can challenge even the most seasoned litigators. Our faculty of experienced litigators and deposition experts will outline proven solutions to some of this craft’s thorniest challenges. Lecture ...

Pretrial Practice 2018

On-Demand Web Programs  On-Demand Web Programs    

From the program: Pretrial Practice 2018

Released on: May. 10, 2018

Pretrial practice in federal civil litigation continues to change. As fewer civil cases are tried, the staples of pretrial practice — pleadings, motions to dismiss, discovery, Daubert motions, summary judgment, and settlement — have replaced trials as the focus of litigation. What does the changing nature of pretrial practice in litigation mean for your practice? Join our faculty of experienced plaintiffs’ and defense attorneys, ...

Enforcement 2018: Perspectives from Government Agencies

On-Demand Web Programs  On-Demand Web Programs    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Enforcement 2018: Perspectives from Government Agencies

Released on: May. 16, 2018

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Enforcement 2018: Perspectives from Government Agencies has been approved for 7.5 CAFP, 7.5 CRCM credits. This statement should not be viewed as an endorsement of this program or its sponsor. The new administration will continue to bring unprecedented changes in our economic, business and regulatory regimes in general, and in enforcement ...


  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • YouTube
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.