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How to Prepare an Initial Public Offering 2015

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From the program: How to Prepare an Initial Public Offering 2015

Released on: Apr. 24, 2015

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. Upon the successful completion of this program, the participant will be able to: Recognize the legal restrictions on publicity ...

Introduction to the Law of Securities Offerings

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Recorded on: Mar. 6, 2017

Taken from the Web Program Securities Offerings 2017: A Public Offering: How it is Done recorded March, 2017 in New York. Introduction to the Law of Securities Offerings [00:58:40] Understand the legal framework for securities offerings under the Securities Act, including definitions and regulations of “offers” and “sales” of “securities” Understand the different types of issuers recognized under ...

A Global Perspective on Corporate Governance

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Recorded on: Apr. 20, 2017

Taken from the Web Program Recorded April 19, 2017 in New YorkA Global Perspective on Corporate Governance [01:01:43]• Investor responses to governance concerns • Regulatory measures to strengthen corporate governance • A global perspective on governance reforms • Sustainability reporting Eric Blanchard, Mats Isaksson, Barry RosenfeldThe purchase price of this Web Program segment includes the following ...

Hedge Fund Structures

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Recorded on: Sep. 14, 2017

Taken from the Web Program Recorded September 13, 2017 in New YorkHedge Fund Structures [01:29:18] Basic terms for hedge funds Domestic and offshore structures Trends in hedge fund terms The purchase price of this Web Program segment includes the following article from the Course Handbook available online:Walkers, Cayman Islands: Investment Funds (July 2017)Caroline WilliamsWalkers, Cayman Islands: Regulation of Funds in the Cayman ...

Fundamentals of Swaps & Other Derivatives 2017

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From the program: Fundamentals of Swaps & Other Derivatives 2017

Released on: Oct. 27, 2017

Over-the-counter (OTC) derivatives are key elements in many of our financial markets.  The Dodd-Frank Act and other regulations have changed and are continuing to change how these important instruments are regulated and transacted.  This program will introduce you to both the instruments and their current environment. A derivative is a financial instrument that allocates the risks and price exposures associated with a designated reference ...

Derivatives Documentation -- Overview of the ISDA Architecture; Masters, Schedules, Confirms, CSAs and collateralization; Execution and Account Agreements

Transcripts  Transcripts    

Recorded on: Oct. 24, 2017

JOSHUA D. COHN: Welcome back, everyone. Hope you had a nice lunch. We're going to talk now about derivatives documentation, and our presentation we'll cover both traditional OTC, and we'll also touch on clearing documentation. We have a great panel with us and starting immediately to my left we have Willa Cohen Bruckner, who's a partner in the financial services and products group in Alston & Bird's New York office, concentrating on derivatives structured ...

Advanced Swaps & Other Derivatives 2017

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From the program: Advanced Swaps & Other Derivatives 2017

Released on: Nov. 6, 2017

The Dodd-Frank Act established a novel, comprehensive framework for the regulation of over-the-counter (OTC) derivatives and the market participants who transact in these products.  That regulatory framework, split primarily between the SEC and CFTC, has been substantially implemented by the CFTC.  For their part, the SEC has made substantial progress and has most recently focused on finalizing the rules applicable to security-based swap ...

Derivatives and Professional Responsibility

Transcripts  Transcripts    

Recorded on: Oct. 26, 2017

JOSHUA D. COHN: We're going to get going again. It's my pleasure to introduce Michael Sackheim, who's going to speak about derivatives and professional responsibility. And it's a good thing that Michael needs no introduction, because he's forbade me from giving one. Other than that he is a partner at Sidley and Austin and, I will add, has a long and illustrious experience in both derivatives and the topic of ethics and professional responsibility. ...

Swap Execution Methods, SEFs, Give-up and Reporting

Transcripts  Transcripts    

Recorded on: Oct. 26, 2017

JOSHUA COHN: Welcome back from lunch. We're going to get going again. I hope that those of you who ventured outside managed to stay dry. So we're now going to be talking about swap execution methods, SEFs, give up, and reporting. We have an excellent panel. Sitting to my left is Deborah Cook, who's managing director and Deputy General Counsel of the Depository Trust and clearing corporation-- DTCC. Her primary areas of responsibility includes supporting ...

New Withholding Regulations on Cross-Border Equity Derivatives and Related Developments

Transcripts  Transcripts    

Recorded on: Oct. 26, 2017

JOSHUA COHN: Welcome back. We're going to get going again. Hope you enjoyed your lunch. We're now going to turn to new withholding regulations on cross-border equity derivatives and related developments. And we have with us Mark Leeds and Michael Mann. Mark is a tax partner with Mayer Brown. His professional practice focuses on the tax consequences of a variety of capital markets products, and strategies, including over-the-counter derivative transactions, ...

Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2017 -- Financial Instruments in the M&A Context

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From the program: Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2017

Recorded on: Oct. 27, 2017

Taken from the Web Program Tax Strategies for Corporate Acquisitions, Dispositions, Spin-Offs, Joint Ventures, Financings, Reorganizations & Restructurings 2017 recorded October 2017 in New York. Financial Instruments in the M&A Context [01:04:32] Use of financial products in M&A transactions, including discussion of 1234A Craig J. Gibian, Erika W. Nijenhuis, Helen M. Hubbard [Associate Chief Counsel (Financial Institutions & ...

Securities Law and Practice 2017: How the SEC Works

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From the program: Securities Law and Practice 2017: How the SEC Works

Released on: Nov. 3, 2017

Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer these laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws — and the other agencies that the SEC interacts with on ...

The Special Role of the Securities Lawyer—Legal Ethics

Transcripts  Transcripts    

Recorded on: Oct. 30, 2017

CLIFFORD E. KIRSCH: Thanks. Thanks and welcome back. We've covered the securities laws-- looking-- taking a survey of the different securities laws. And we also covered what the SEC does-- how they go about fulfilling their mission. And on this, we want to bring it closer to you as a securities lawyer-- what does it mean in terms of the special considerations for lawyers who practice and appear before the SEC? The special role of securities lawyer-- ...

Laying the Groundwork – The Basics of the SEC and Securities Laws

Transcripts  Transcripts    

Recorded on: Oct. 30, 2017

HARRY PANGAS: Well, thank you very much, Cliff. I'm excited to be here and share with you a subject that I've spent my entire 20 year career. I was actually hesitant to push 20 years I've been practicing, because I'd rather be practicing for one year and be a lot younger. And that is, basically, dealing with the federal securities laws, as well as the regulatory agency that oversees those federal securities laws, the SEC. As Cliff mentioned, I worked ...

Inside the SEC – How the SEC Works

Transcripts  Transcripts    

Recorded on: Oct. 30, 2017

CLIFFORD E. KIRSCH: Alrighty. We are back. We covered the securities laws. And you got a little bit of the organization of the SEC. But there's a lot to do. So how does the SEC go about it? And taking a look inside the SEC, what are the different roles and responsibilities of the SEC's operating divisions? Who does what there? How does the chairman's office interact with the other commissioners versus the division? And we couldn't ask for a better ...

Advanced Venture Capital 2017

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From the program: Advanced Venture Capital 2017

Released on: Dec. 11, 2017

This program provides an in-depth analysis of current market conditions and the changing legal environment, and is geared toward the experienced venture capital practitioner. Our expert faculty of lawyers, venture capitalists and business executives will analyze the legal and business issues relevant to navigating today’s evolving venture capital world. The program will also address the latest financing trends, current deal terms, exit strategies, ...

Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017

Released on: Dec. 7, 2017

Taken from the Web Program Hedge Fund and Private Equity Enforcement & Regulatory Developments 2017 Recorded December 2017 in New York The SEC and other government agencies continue to focus enforcement and examination efforts on managers of private hedge funds and private equity funds.  This conference will bring together top regulators, leading in-house legal and compliance professionals and expert outside counsel, to discuss the latest ...

New Developments in Securitization 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: New Developments in Securitization 2017

Released on: Dec. 20, 2017

The securitization market continues to develop and innovate, while also being subject to new regulations. Traditional asset-backed securities (ABS) markets, including auto securitizations, commercial mortgage-backed securities (CMBS) and credit card receivables continue with steady issuance volumes. New markets, such as marketplace lending, continue to be developed. Other markets, such as private-label residential mortgage-backed securities (RMBS), ...

Taxation of Financial Products and Transactions 2018 -- Financial Products Issues Under the Final Section 987 Regulations

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From the program: Taxation of Financial Products and Transactions 2018

Recorded on: Jan. 17, 2018

Taken from the Web Program Taxation of Financial Products and Transactions 2018 Recorded January 2018 in New York Financial Products Issues Under the Final Section 987 Regulations [01:04:27] Categories of foreign currency denominated items in a Section 987 qualified business unit (QBU) Mark-to-market election for “short-term Section 988 transactions” Treatment of Section 987 QBU hedging transactions involving ...

Financial Products Issues Under the Final Section 987 Regulations

Transcripts  Transcripts    

Recorded on: Jan. 17, 2018

LEE HOLT: So again, given that the subsequent panel will go into these regs a fair bit -- having said that, I do just want to briefly provide an overview or summary of what is in the reg package, and then again what we'll focus on. Lot of words on the slide, but let's just highlight a few things here. So, in case you missed it, and I don't know why you would have, on December 19 there might have been something called tax reform going on. But, in ...

Financial Transactions in M&A

Transcripts  Transcripts    

Recorded on: Jan. 17, 2018

MATTHEW A. STEVENS: And we are back for our afternoon's panels. The next panel is a domestic product panel, not tremendously affected by the recent tax legislation, financial product issues in M&A transactions, and your moderator is Eileen Marshall, who is a partner at Wilson, Sonsini, Goodrich, and Rosati. And I understand you regularly speak with Mr. Rosati? EILEEN MARSHALL: More frequently with Mr. Sonsini. MATTHEW A. STEVENS: Oh, she's even ...

The Unrelated Business Income Tax: Issues for Hedge Fund Managers

Transcripts  Transcripts    

Recorded on: Jan. 17, 2018

MATTHEW STEVENS: Thanks, Daisy. Thanks for coming back, or hanging in there for our last panel of the day, which deals with the application of the unrelated business income tax for hedge fund managers. There's been a fair amount of discussion about the UBIT generally. But we in the financial products tax world have not tended to focus on it. And it seems to be something of an afterthought even for folks whose practice does tend to focus on asset management. ...

Distressed Debt Issues: Is the Market Creating a Coherent Regime?

Transcripts  Transcripts    

Recorded on: Jan. 17, 2018

MATTHEW A. STEVENS: OK. So our next panel is going to provide an update on the tax treatment of distressed debt and I will ask my engagement question before introducing Mr. Leeds, the moderator of the panel. The engagement question is, again, by the now notorious show of hands, how many people in the room believe that the recent Tax Reform Act affected the tax treatment of distressed debt transactions? OK. So only a couple of hands went up, most people ...

FX Issues (Including Straddles)

Transcripts  Transcripts    

Recorded on: Jan. 17, 2018

MATTHEW A. STEVENS: OK. Welcome back. I'm still Matthew Stevens, in case you've forgotten that. And with me is the next panel on the post regulations that impact Section 988 transactions and other 988 issues. If you found the first half of the previous panel to be a little bit too deep of a dive into the 954 hedging regulations, this panel is going to explore those and we will attempt to stay within snorkeling depth of that. So I need to ask you ...

Section 956: Issues and Solutions

Transcripts  Transcripts    

Recorded on: Jan. 17, 2018

MATTHEW A. STEVENS: OK, welcome back. Here with our third panel, which deals with Section 956 issues and solutions. Section 956 has a much different role to play in the US international tax system than it did last summer when I first approached Kim about doing this panel. And so we need an engagement question, or a pulse question. So I'll ask the audience-- and I have a prediction about how many hands I'll see-- how many people understand the role ...


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