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Showing 1 - 25 of 85 Results

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Advanced Venture Capital 2016

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From the program: Advanced Venture Capital 2016

Released on: Dec. 13, 2016

This program provides a deep dive into current venture capital market conditions and the changing legal environment.  Geared toward the experienced venture capital practitioner, our expert faculty of lawyers, venture capitalists and business executives will analyze the legal and business issues relevant to navigating today’s evolving venture capital world.  Plus, we will also address the latest financing trends, current deal terms, ...

Venture Capital Advanced Exit Strategies

Transcripts  Transcripts    

Recorded on: Dec. 7, 2016

CURTIS L. MO: OK. So what's the point of a venture investment? Get a return. You can now actually sell your private company's stock in a secondary sale transaction. It's going to get an illiquidity discount, obviously. And sometimes there are some sticky issues on how much due diligence access the company issuer company will give to a secondary purchaser, what kind of reps and warranties will the secondary purchaser get when the company isn't a real ...

Corporate Governance and Venture-Backed Companies

Transcripts  Transcripts    

Recorded on: Dec. 7, 2016

CURTIS MO: Great. All right. Home stretch here. So this is a very unique area of practice, because it relies so much on street knowledge, execution in the market, judgment, kind of the school of hard knocks. And so here to tell some war stories and talk about corporate governance are Herb Fockler. He's a senior partner at Wilson Sonsini in Palo Alto. And Jeff Wolters, who is an authority on-- he's at Morris Nichols in Delaware. But he's an authority ...

Key Investment Trends in Venture Capital

Transcripts  Transcripts    

Recorded on: Dec. 7, 2016

CURTIS L. MO: Hi. Good morning. So our next panel, while we get set up let me just kind of introduce them. It's a panel on key investment trends. Buddy and Kathi, why don't you just come on up here. So joining me for this panel will be Kath Rawnsley, who is a corporate partner in the Palo Alto office of Lowenstein Sandler. Lowenstein is very, very active in the tri-state New York area, and so their Palo Alto office kind of works very closely with ...

Critical Employment and Executive Compensation Issues for Venture-Backed Companies

Transcripts  Transcripts    

Recorded on: Dec. 7, 2016

CHRISTIE BRANSON MA: So we're going to go ahead and get started here. We were late to the break, so we'll jump in right now. So our next panel is on Critical Employment and Executive Compensation Issues for Venture-Backed Companies. And I'm joined up here by my two esteemed colleagues. The first is Jessica Perry, who is a partner at Orrick. Jessica is an employment partner and deputy leader of the firm's business unit, represents industry leaders ...

Venture Capital: Introduction and Market Update

Transcripts  Transcripts    

Recorded on: Dec. 7, 2016

SPEAKER 1: It is now my pleasure to introduce to you the co-chairs of today's program. Jason Dorin and Curtis Mo. And you may have noticed that we have our Bay Area traffic issues, so they haven't arrived yet. But you will see them shortly. Jason Dorin is the general counsel of SVB Capital where he is responsible for all legal and regulatory matters for SVB Capital and it's family of investment funds. SVB Capital is a division of SVB Financial Group, ...

VC Fund Formation Trends

Transcripts  Transcripts    

Recorded on: Dec. 7, 2016

CHRISTIE MA: Hi everyone. Welcome back. Our next panel is in venture capital fund formation trends and hot topics. And I'm joined here by two great colleagues that I've had the pleasure of working with over the past several years. First, we have Jerry Chacon, who's a partner at our Goodwin Proctor Silicon Valley office. And Jerry, previously, was at Wilson Sonsini and has been a fund formation lawyer for, I think, probably more years than he'd like ...

Hedge and Private Fund Enforcement & Regulatory Developments 2016

On-Demand Web Programs  On-Demand Web Programs    

From the program: Hedge and Private Fund Enforcement & Regulatory Developments 2016

Released on: Dec. 12, 2016

The SEC and other government agencies continue to focus enforcement and examination efforts on hedge funds and private equity firms.  While insider trading remains a priority, examinations and investigations have turned to increasingly complex issues that private funds must deal with on a daily basis - valuation, conflicts of interest regarding fees, cybersecurity, big data and allocation of investment opportunities and expenses.  As the ...

New Developments in Securitization 2016

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From the program: New Developments in Securitization 2016

Released on: Dec. 31, 2016

As the securitization world continues to emerge from the financial crisis, it faces a continuing flow of new regulation.   Some asset-backed securities (ABS) markets, such as auto securitizations, collateralized loan obligations (CLOs), and commercial mortgage-backed securities (CMBS) have reemerged with steady issuance volumes.  Other markets such as residential mortgage-backed securities (RMBS) are slower to reemerge.  Significant ...

Market Update: RMBS

Transcripts  Transcripts    

Recorded on: Dec. 16, 2016

FRANK POLVERINO: OK, welcome back. Our next panel is going have a market update in the residential mortgage-backed securities market. Have on our panel Stephen Kudenholdt to my immediate left. Steve is a partner at Dentons and he's also the co-chair of the firm's United States capital markets practice. And then to Steve's left is Larry Rubenstein. Larry is the capital markets managing counsel for Wells Fargo and Company. He's also the general counsel ...

Overview of Consumer and Other Securitization Markets

Transcripts  Transcripts    

Recorded on: Dec. 16, 2016

FRANK POLVERINO: OK, welcome back. Our next panel is going to be an overview of the consumer and other securitisation markets. I have three panelists today to present. To my immediate left is Andrew Faulkner. Andy is a partner at Skadden, Arps, Slate, Meagher, and Flom, and he's in the structured finance practice in the New York office of the firm. To Andy's left sitting down now is Stuart Litwin. Stuart is a partner at Mayer Brown, and he's also ...

Credit Risk Retention

Transcripts  Transcripts    

Recorded on: Dec. 16, 2016

FRANK POLVERINO: Welcome back. It's time for our final panel for the morning session. Going to be talking about credit risk retention, quite a lot to cover. Have an hour to do it. Our panelists will do their best to try to get as much in as possible. A quick introduction of the panelists-- to my immediate left is Ellen Marks. Ellen is a partner in the Chicago office of Latham and Watkins. And she's a member of the firm's corporate and finance departments. To ...

Esoteric Asset Securitization

Transcripts  Transcripts    

Recorded on: Dec. 16, 2016

FRANK POLVERINO: OK, it's now time for the final panel of the day. This is the esoteric asset securitization. And based on the panel this morning with Richard Johns, he was saying maybe we should add to esoteric "emerging," emerging asset securitization. So I don't know if that fits the nature of what we're going to be covering here, so this is the final panel. And I'm going to introduce our panelists right now. To my immediate left is Ryan McNaughton. ...

Taxation of Financial Products and Transactions 2017 -- Section 385-1 and 2

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From the program: Taxation of Financial Products and Transactions 2017

Recorded on: Jan. 23, 2017

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Lecture Topics [01:02:16] Upon the successful completion of this program, the participant will be able to: List some of the most critical differences between the Proposed and Final Regulations issued under IRC §385. Recognize the requirements of the documentation rules contained within the Final Regulations issued ...

Understanding Financial Products 2017

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From the program: Understanding Financial Products 2017

Released on: Feb. 13, 2017

The explosion of new financial products over the past decade, the implosion of the credit markets and the resulting significant new regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been, in the view of many, invaluable investment tools, and have presented enormous potential for product manufacturers and investors, they also create potentially significant legal risks and challenges ...

Mutual Funds, Closed End Funds, and ETFs

Transcripts  Transcripts    

Recorded on: Jan. 31, 2017

ROBERT S. RISOLEO: OK. Welcome back to those here in the room and on the web for the homestretch. This afternoon, we'll talk about mutual funds, hedge funds, closed end funds, ETFs, other private funds-- in other words, continuing from the discussion just before lunch about pooled investment vehicles in those cases with permanent capital features. Now we're moving into the world of vehicles where the capital is, for the most part, not so permanent. And ...

Capital Markets Products

Transcripts  Transcripts    

Recorded on: Jan. 31, 2017

ROBERT S. RISOLEO: OK. Good afternoon. Welcome back to everyone here in the room and to those of you joining on the webcast, as well. For the next hour and 45 minutes we're going to discuss three distinct topics, types of products. And here to join us on the panel we have Gary Brown returning. Thank you, Gary. Gary's going to talk about life settlements, which is really very different from the other products we've discussed so far. But before that, ...

Hedge Funds and Other Private Funds

Transcripts  Transcripts    

Recorded on: Jan. 31, 2017

ROBERT S. RISOLEO: OK. Thanks and welcome back, everyone. The next panel will talk about hedge funds and other private funds. We're very lucky to have two returning faculty members this year. To my immediate left is Scott Lederman, who's the managing director for legal and compliance at GCM Grosvenor, where you've been for quite a while now I think. Right? Before that, Scott was the general counsel and chief operating officer of SAC Capital Advisors ...

Capital Markets Products (continued)

Transcripts  Transcripts    

Recorded on: Jan. 31, 2017

ROBERT S. RISOLEO: OK. Thanks, Willis, and welcome back everyone for the last-- our final hour today. Joining me for this final segment are Hannah Berkowitz and Richard Kahn. Hannah is a lawyer at Murphy and McGonigle where she represents financial service companies, their officers, directors, and employees in various litigations and regulatory proceedings, and counsels as well as works on actual controversies. Hannah had a long career before that ...

Ethical Challenges

Transcripts  Transcripts    

Recorded on: Jan. 31, 2017

ROBERT S. RISOLEO: The final segment of the day now, and we have ethical considerations for securities lawyers. I'm pleased to welcome back to the program Chuck Walker, who is Co-Chair of the litigation group for Skadden in the Washington, DC office. Chuck has substantial experience representing individuals and corporations in investigations by the SEC, FINRA, the DOJ, and state regulators, as well as in conducting corporate internal investigations. In ...

Derivatives Products

Transcripts  Transcripts    

Recorded on: Jan. 31, 2017

ROBERT S. RISOLEO: OK. Welcome back, everyone. For the next 90 minutes, we will have a panel here to talk about derivative products with some new blood on the faculty. I'd like to introduce to my left Christine Ayotte-Brennan, who is vice president and associate general counsel in the Fixed Income Division of Fidelity Asset Management, where she provides legal support to the taxable bond funds, as well as global fixed income trading desk with a focus ...

Convertible Bonds & Derivative Hedges, REITS, SPACS, BDCS, Other forms

Transcripts  Transcripts    

Recorded on: Jan. 31, 2017

ROBERT S. RISOLEO: OK. Thanks, Willis, and welcome back, everyone. This panel is all new for the program and I'm very excited about it and looking forward to hearing what our panelists have to say. To my left is Jim Barri, who's one of the co-chairs of the Debt Capital Markets Group at Goodwin Proctor. Jim represents issuers, underwriters, investors, and sponsors in a wide variety of debt capital markets transactions, including high-yield bonds, convertible ...

Laying the Foundation - Financial Product Fundamentals

Transcripts  Transcripts    

Recorded on: Jan. 31, 2017

ROBERT RISOLEO: It's good to begin at the beginning as they say. So what we mean by a financial product, it's very broad. I suppose if you walked into the Consumer Financial Protection Bureau in Washington and asked that question, what is a financial product, you would hear a lot about different kinds of bank products that are offered to retail investors, retail customers. You might hear about different types of mortgages. You might hear about the ...

Securitized Products

Transcripts  Transcripts    

Recorded on: Jan. 31, 2017

BOB RISOLEO: Good morning to those of you here in the room and joining us on the webcast. I'm Bob Risoleo, the chair of the program, and I'd like to welcome you to day two of our program. To start things off this morning, I'm very pleased to welcome back to the program Stuart Litwin. Stuart's a veteran of many years of this program, and we really benefit from his time and his experience. Stuart's a partner and co-head of the Securitization Structured ...

SEC Speaks in 2017 -- Trading and Markets

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From the program: SEC Speaks in 2017

Recorded on: Feb. 28, 2017

Taken from the Web Program SEC Speaks in 2017 recorded February, 2017 in Washington. Trading and Markets [01:04:53] Market structure Dodd-Frank implementation Clearance and settlement Risk analytics Broker-Dealer issues Speakers: Division of Trading and Markets Heather A. Seidel, Acting Director Gary Barnett, Deputy Director Michael A. Macchiaroli, Associate Director John C. Roeser, Associate Director Christian ...


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