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How to Prepare an Initial Public Offering 2015

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From the program: How to Prepare an Initial Public Offering 2015

Released on: Apr. 24, 2015

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. Upon the successful completion of this program, the participant will be able to: Recognize the legal restrictions on publicity ...

Basic Building Blocks of UCC Article 9

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Jan. 13, 2017

Taken from the Web Program Secured Transactions 2017: What Lawyers Need to Know About UCC Article 9 recorded January, 2017 in New York. Basic Building Blocks of UCC Article 9 [01:23:02] A. Attachment, Perfection, and Priority Does Article 9 apply to the transaction? What does a security agreement require? When does an oral security agreement work? How specific does the collateral description have to be? When does ...

Introduction to the Law of Securities Offerings

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Mar. 6, 2017

Taken from the Web Program Securities Offerings 2017: A Public Offering: How it is Done recorded March, 2017 in New York. Introduction to the Law of Securities Offerings [00:58:40] Understand the legal framework for securities offerings under the Securities Act, including definitions and regulations of “offers” and “sales” of “securities” Understand the different types of issuers recognized under ...

Investing in Fashion and Fashion Tech Companies

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Recorded on: May. 4, 2017

Taken from the Web Program Recorded May 2, 2017 in New YorkInvesting in Fashion and Fashion Tech Companies [01:00:24] The state of global venture capital and private equity activity Business trends and new concepts Key negotiation points Best practices Speaker:        Lois F. Herzeca  The purchase price of this Web Program segment includes the following article from the Course ...

FinTech Innovation and the Future of Hedge Funds

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Recorded on: Sep. 14, 2017

Taken from the Web Program Recorded September 13, 2017 in New YorkFinTech Innovation and the Future of Hedge Funds [01:03:10] Impact of FinTech on trading Compliance and FinTech How will FinTech disrupt the hedge fund industry? The purchase price of this Web Program segment includes the following article from the Course Handbook available online:U.S. Securities and Exchange Commission, Investor Alert: Automated Investment Tools ...

Pocket MBA 2017: Finance for Lawyers and Other Professionals (SF)

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From the program: Pocket MBA 2017: Finance for Lawyers and Other Professionals

Released on: Oct. 26, 2017

This program will enhance your understanding of business strategies, accounting fundamentals and vocabulary used by management, investors, auditors and bankers.  Practical advice and application of information to actual situations and financial reports will provide participants with opportunities to immediately implement growth and broaden capabilities. The faculty for this program is unusually diverse, including top partners from elite accounting ...

Using Financial Information in Business Strategy

Transcripts  Transcripts    

Recorded on: Oct. 23, 2017

RAJAY DESAI: So I'm going to introduce our next presenters. We're going to be going through Using Financial Information in Business Strategy. So we'll have three presenters coming up to the stage. Firstly, I'm going to introduce-- thank you so much-- Greg Halm, Director at the Berkeley Research Group. Mr. Halm specializes in providing forensic accounting and financial and economic consulting services related to complex commercial disputes. Prior ...

Financing Alternatives

Transcripts  Transcripts    

Recorded on: Oct. 23, 2017

[CHATTER] RAJAY DESAI: Hey, guys, welcome back. So for the afternoon here, we're going to be going through a couple of different sections. We're starting with Financing Alternatives at 1:30, have a 2:30 break. 2:45, we'll go into Key Factors Shaping Financial Reporting. And then at 4 o'clock we'll close out the day with Using Financial Information in Business Strategies. So it's an honor to introduce the facilitator for the Financing Alternatives ...

Fundamentals of Swaps & Other Derivatives 2017 -- Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions

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From the program: Fundamentals of Swaps & Other Derivatives 2017

Recorded on: Oct. 24, 2017

Taken from the Web Program Fundamentals of Swaps & Other Derivatives 2017 recorded October 2017 in New York. Bilateral OTC Derivatives: Termination, Valuation, Netting, Closeout, Netting Opinions [01:02:54] Netting opinions and jurisdictional considerations Valuation at termination: case law issues; regulated aspects Other issues Moderators: Gary Barnett, Joshua D. Cohn Nathan J. Rice, RC Whitehead The purchase ...

Derivatives Documentation -- Overview of the ISDA Architecture; Masters, Schedules, Confirms, CSAs and collateralization; Execution and Account Agreements

Transcripts  Transcripts    

Recorded on: Oct. 24, 2017

JOSHUA D. COHN: Welcome back, everyone. Hope you had a nice lunch. We're going to talk now about derivatives documentation, and our presentation we'll cover both traditional OTC, and we'll also touch on clearing documentation. We have a great panel with us and starting immediately to my left we have Willa Cohen Bruckner, who's a partner in the financial services and products group in Alston & Bird's New York office, concentrating on derivatives structured ...

Advanced Swaps & Other Derivatives 2017 -- Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Advanced Swaps & Other Derivatives 2017

Recorded on: Oct. 26, 2017

Taken from the Web Program Advanced Swaps & Other Derivatives 2017 recorded October 2017 in New York. Clearing; Margin for Cleared Transactions; Client Money Segregation; Default Management; End-User Perspectives [02:00:02] Mandatory clearing requirements Margin and segregation Default management and focus on CCP default funds: current state of play of models CCPs and clearing members Moderator: Gary Barnett Geoffrey ...

New Withholding Regulations on Cross-Border Equity Derivatives and Related Developments

Transcripts  Transcripts    

Recorded on: Oct. 26, 2017

JOSHUA COHN: Welcome back. We're going to get going again. Hope you enjoyed your lunch. We're now going to turn to new withholding regulations on cross-border equity derivatives and related developments. And we have with us Mark Leeds and Michael Mann. Mark is a tax partner with Mayer Brown. His professional practice focuses on the tax consequences of a variety of capital markets products, and strategies, including over-the-counter derivative transactions, ...

Derivatives and Professional Responsibility

Transcripts  Transcripts    

Recorded on: Oct. 26, 2017

JOSHUA D. COHN: We're going to get going again. It's my pleasure to introduce Michael Sackheim, who's going to speak about derivatives and professional responsibility. And it's a good thing that Michael needs no introduction, because he's forbade me from giving one. Other than that he is a partner at Sidley and Austin and, I will add, has a long and illustrious experience in both derivatives and the topic of ethics and professional responsibility. ...

Swap Execution Methods, SEFs, Give-up and Reporting

Transcripts  Transcripts    

Recorded on: Oct. 26, 2017

JOSHUA COHN: Welcome back from lunch. We're going to get going again. I hope that those of you who ventured outside managed to stay dry. So we're now going to be talking about swap execution methods, SEFs, give up, and reporting. We have an excellent panel. Sitting to my left is Deborah Cook, who's managing director and Deputy General Counsel of the Depository Trust and clearing corporation-- DTCC. Her primary areas of responsibility includes supporting ...

Financing Alternatives

Transcripts  Transcripts    

Recorded on: Nov. 27, 2017

LAURA: Hi, everybody. Welcome back. I hope everyone had a good lunch. And welcome back to those on the webcast. We're starting off this afternoon with financing alternatives, which will look at common financing alternatives, sources of funding, capital management, and deploying capital. For our panel, I know they're going to introduce themselves. But we have here my colleague, Ben Marsh, who is a counsel in the New York Corporate finance practice ...

Using Financial Information in Business Strategy

Transcripts  Transcripts    

Recorded on: Nov. 27, 2017

FRANK J. WEIGAND: OK. So we'll move into our last panel of the day. Today's been a pretty heavy day on the accounting side. It's by design. But I think this panel, while it will touch on some accounting concepts, is a little bit of a different perspective insofar as we're going to look at using financial information in business strategies, so maybe a little bit more of an application of the concepts that have been covered throughout the rest of the ...

Advanced Venture Capital 2017 -- Corporate Governance in VC-Backed Companies

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From the program: Advanced Venture Capital 2017

Recorded on: Dec. 5, 2017

Taken from the Web Program Advanced Venture Capital 2017 Recorded December 2017 in San Francisco Corporate Governance in VC-Backed Companies [00:56:05] Board structures, board observers and conflicts Down rounds, washout financings and affiliate transaction issues Delaware law changes Mark A. Leahy, Jeffrey R. Wolters The purchase price of this Web Program segment includes the following article from the Course Handbook ...

Annual Disclosure Documents 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Annual Disclosure Documents 2017: Current Developments and Best Practices

Released on: Dec. 19, 2017

Stay current on disclosure requirements and developments affecting annual disclosure documents and proxy soliciting materials prepared by SEC reporting companies. Hear from the SEC staff and our faculty, who will focus on anticipated changes to the SEC disclosure regime in 2017, current “hot issues,” best practices, and practical pointers. The priorities of the new administration and new chair of the SEC are expected to bring significant ...

Secured Transactions 2018: What Lawyers Need to Know About UCC Article 9

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Secured Transactions 2018: What Lawyers Need to Know About UCC Article 9

Released on: Jan. 17, 2018

Secured transactions, which are interests in specific collateral granted by the debtor in conjunction with the debtor’s promise to pay, are governed by Article 9 of the Uniform Commercial Code. At this program, you will learn the fundamentals of acquiring a security interest, including how to attach, to perfect (filing and non-filing methods) and to gain (and maintain) priority in the collateral of your choice. You will learn how to secure the ...

Mergers & Acquisitions 2018: Advanced Trends and Developments

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Mergers & Acquisitions 2018: Advanced Trends and Developments

Released on: Jan. 19, 2018

Merger and acquisition activity has remained robust in 2017.  The ability to properly advise companies and their boards of directors and to effectively negotiate an M&A transaction requires detailed knowledge of the latest trends and developments affecting M&A. This program will help you stay up-to-date on M&A activity and cutting edge topics and developments regarding the negotiation of key provisions in public company merger agreements, ...

The Filing System and Case Law Developments Under UCC Article 9

Transcripts  Transcripts    

Recorded on: Jan. 16, 2018

KENNETH CHIN: I'm going to introduce our next speaker who's Darrell Pierce, who's from with Dykema, with offices in Illinois and Michigan. Darrell is a member of Dykema's corporate finance group. And among other credentials, Darrell is a co-chair of the ABA's filing office operations search logic task force, and the chair of the UCC committee in the business law section of the State Bar of Michigan. In any event, you're going to learn lots about ...

Disclosure Matters and Other SEC Considerations in M&A

Transcripts  Transcripts    

Recorded on: Jan. 16, 2018

KEVIN MILLER: Good morning, everyone, and welcome back to the second day of Mergers and Acquisitions 2018-- Advanced Trends and Developments. For those of you that were here yesterday or watching online, we had a terrific day, yesterday, with several really great panels and I should warn you, I think today may even be better. We have a number of really good panels and awesome panelists, and I can't wait to get going. So let me first introduce the ...

Negotiating the Public Company Merger Agreement

Transcripts  Transcripts    

Recorded on: Jan. 16, 2018

KEVIN MILLER: Good afternoon. The first panel that we have is the panel on negotiating the public company merger agreement. The moderator for this panel is Melissa Sawyer, a partner at Sullivan & Cromwell and the head of their consumer and retail group. I have the privilege of being on a New York City Bar committee with Melissa, and I can tell you that from personal experience that Melissa is one of the EF Hutton type people on the committee. When ...

UCC Article 9: Basic Building Blocks and Drafting the Security Agreement

Transcripts  Transcripts    

Recorded on: Jan. 16, 2018

PENELOPE L. CHRISTOPHOROU: Yes, good morning everyone. Our first speaker will be Steve Weise, who needs no introduction. Steve will be speaking on, basically, the building blocks of Article 9 of the UCC and background for how to draft a security agreement. Well, actually, sorry-- Ed's going to be speaking on the drafting of the security agreement. I'm sure, Steve, you're glad not to have to do double duty. EDWIN E. SMITH: He's doing the building ...

Default, Enforcement and Bankruptcy: UCC Considerations When Things Go Wrong

Transcripts  Transcripts    

Recorded on: Jan. 16, 2018

KENNETH CHIN: OK. Welcome back. So for our next presentation, we have Ken Carl is a partner at Sheppard, Mullin in Los Angeles. Ken's practice focuses on lender and borrower representations in real property acquisitions, loan workouts, and bankruptcies. Ken will present on when the rubber hits the road. Enforcing security interest under Article 9 of the UCC. So Ken, take it away. KENNETH CARL: Thanks, Ken. And good afternoon, everyone. Most loan ...


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