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How to Prepare an Initial Public Offering 2015

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: How to Prepare an Initial Public Offering 2015

Released on: Apr. 24, 2015

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. Upon the successful completion of this program, the participant will be able to: Recognize the legal restrictions on publicity ...

Introduction to the Law of Securities Offerings

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Mar. 6, 2017

Taken from the Web Program Securities Offerings 2017: A Public Offering: How it is Done recorded March, 2017 in New York. Introduction to the Law of Securities Offerings [00:58:40] Understand the legal framework for securities offerings under the Securities Act, including definitions and regulations of “offers” and “sales” of “securities” Understand the different types of issuers recognized under ...

Investing in Fashion and Fashion Tech Companies

MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: May. 4, 2017

Taken from the Web Program Recorded May 2, 2017 in New YorkInvesting in Fashion and Fashion Tech Companies [01:00:24] The state of global venture capital and private equity activity Business trends and new concepts Key negotiation points Best practices Speaker:        Lois F. Herzeca  The purchase price of this Web Program segment includes the following article from the Course ...

Hedge Fund Structures

MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Sep. 14, 2017

Taken from the Web Program Recorded September 13, 2017 in New YorkHedge Fund Structures [01:29:18] Basic terms for hedge funds Domestic and offshore structures Trends in hedge fund terms The purchase price of this Web Program segment includes the following article from the Course Handbook available online:Walkers, Cayman Islands: Investment Funds (July 2017)Caroline WilliamsWalkers, Cayman Islands: Regulation of Funds in the Cayman ...

Asset Based Financing Strategies 2018 -- Intellectual Property Issues

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From the program: Asset Based Financing Strategies 2018

Recorded on: Feb. 15, 2018

Taken from the Web Program Asset-Based Financing Strategies 2018 Recorded February 2018 in New York Intellectual Property Issues [01:00:40] Creation Perfection Priority Enforcement Debtor as licensor Debtor as license The purchase price of this Web Program segment includes the following articles from the Course Handbook available online: Taking Intellectual Property as Collateral Pauline M. Stevens, Pamela J. Martinson  ...

Enforcement and Bankruptcy

Transcripts  Transcripts    

Recorded on: Feb. 15, 2018

EDWIN E SMITH: Welcome back, everyone. We're going to spend the next hour talking about enforcement of security interests, and then bankruptcy issues that often arise for asset-based lenders. We have two new panelists up here with me. On my immediate left is Rachel Mauceri, one of my colleagues at Morgain, Lewis. And next to her is Peter Montoni at Antares Capital. And once again, take a look at their bios. It will give you a little more information. Article ...

Inventory Financing

Transcripts  Transcripts    

Recorded on: Feb. 15, 2018

EDWIN SMITH: OK, well, we're going to move, then, to inventory financing. And Marshall is going to lead us through that, right? R. MARSHALL GRODNER: I will try. Won't make any promises. So we're going to talk a little bit about inventory financing, but I first want to say something about this. I'm from South Louisiana, and today is Lundi Gras. That's the day before Monday Gras. It's the day before Mardi Gras. Mardi Gras is tomorrow. So as usual, ...

Intellectual Property Issues

Transcripts  Transcripts    

Recorded on: Feb. 15, 2018

EDWIN SMITH: Thank you very much, Danielle, and we have on the panel Pam Martinson from Sidley and Austin, and Pauline Stevens from the Allen Matkins firm. They're here to talk to us about intellectual property issues relating to asset-based lending. And how fitting that they're both from California in doing that. Now to start off, let me just ask how many of you think a lender can foreclose and sell inventory of a debtor that's trademarked under ...

Equipment Financing

Transcripts  Transcripts    

Recorded on: Feb. 15, 2018

EDWIN E SMITH: Now we're ready for Christine. CHRISTINE GOULD HAMM: All right. Thank you. Let's see. Is it going to kick right to it? Here we go. Thank you. So this last hour before the lunch break, they kicked it over to what I think of as the easiest part of all this, which is equipment financing. So there's lots of nuances, I think, in inventory financing and in accounts receivable financing that just aren't as complicated when you get to equipment ...

Receivables Financing

Transcripts  Transcripts    

Recorded on: Feb. 15, 2018

EDWIN E. SMITH: Welcome back, everyone. We're now joined on the panel by Christine Gould Hamm, who is senior counsel Wells Fargo bank. She is going to be talking to us a little later this morning about equipment financing. But first, we're going to start with Scott Lessne and Ken Chin telling us about receivables financing. So as we launch into this, I'll pose a question for all of you. Are accounts receivable on a debtor's balance sheet what are ...

Ethics in Asset-Based Lending

Transcripts  Transcripts    

Recorded on: Feb. 15, 2018

EDWIN SMITH: OK. Now we move on to the ethics portion with Christine and me. Oh, my gosh. Ethics in asset-based lending-- this is a contradiction in terms. How many of you think that the ethical rules are the same in every state? Good. This group is perfect. CHRISTINE GOULD HAMM: It was a trick question, though, right? EDWIN SMITH: What's that? CHRISTINE GOULD HAMM: It was a trick question, though. EDWIN SMITH: It is. And you'll explain why, right? CHRISTINE ...

Securities Offerings 2018: A Public Offering from Start to Finish

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From the program: Securities Offerings 2018: A Public Offering from Start to Finish

Released on: Mar. 9, 2018

This program simulates a public offering from start to finish: from the initial kickoff meeting, to understanding how the law translates into the mechanics of doing an offering, to working with the SEC and applicable stock exchange, to the closing dinner. The “how to do it” approach includes the preparation of registration statements, the SEC review and comment process, stock exchange listing and pricing mechanics. The course will also ...

Working Effectively with the SEC: Preparing Your Registration Statement

Transcripts  Transcripts    

Recorded on: Mar. 6, 2018

SCOTT BENNETT: OK. So thank you everybody. We're moving on to panel two. And the topic of panel two is working effectively with the SEC and preparing your registration statement. So joining me for panel two, on my far right, is Joe Kaufman. He's a Capital Markets partner at Simpson Thatcher. And then next to me is Pam Long. And Pam is an assistant director in the Division of Corporate Finance at the SEC. So we're very lucky to have Pam up from D.C ...

Ethics, Due Diligence and the Offering Process

Transcripts  Transcripts    

Recorded on: Mar. 6, 2018

D. SCOTT BENNETT: OK, welcome everyone to the final panel of the day titled Ethics, Due Diligence, and the Offering Process. To lay out the panelists, again, Scott Bennett at Cravath, again, Lizann Eisen also at Cravath, and then Dave Boston who is two over from me. You also know him from the last panel, but we have two new folks. First, sitting immediately next to me, Sophia Hudson. She's a capital markets partner at Davis Polk. And then down on ...

Introduction to the Law of Securities Offerings

Transcripts  Transcripts    

Recorded on: Mar. 6, 2018

SCOTT BENNETT: With that, I'm going to move into the first panel of the day. And so that's Introduction to the Law of Securities Offerings. This is a high level introduction. Joining me is Lona Nallengara. Lona is a capital markets partner at Shearman and Sterling. And prior to that, Lona spent time at the SEC, including as chief of staff of our one previous chair of the SEC, Mary Jo White. So it's pleasure to have him here with us, as well. OK. ...

Important Financial Statements, Accounting Disclosures and Key Securities Offering Documentation

Transcripts  Transcripts    

Recorded on: Mar. 6, 2018

D. SCOTT BENNETT: We're going to start the next panel, now the noon panel. The title of this one is Important Financial Statements and Accounting Disclosures. So we're going to walk through basic accounting issues. We're going to talk through pro forma financials, what are the required financials in a registration statement. Various comfort letter issues various other things relating to that. This panel is going to be, obviously, me, Scott, who you've ...

Syndication Process: A Buyer’s Perspective

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Mar. 8, 2018

Taken from the One-Hour Briefing Recorded March 2018 in New York Syndication Process: A Buyer’s Perspective [01:04:20] This One-Hour Briefing presented by Samantha R. Koplik, partner in Dechert LLP’s global finance practice and Scott M. Zimmerman, partner and head of Dechert LLP’s leveraged finance practice, provides an introduction to the syndication process in a middle-market acquisition financing. The process will be explained ...

Syndication Process: A Buyer’s Perspective

Transcripts  Transcripts    

Recorded on: Mar. 15, 2018

SPEAKER: It is now my pleasure to turn this briefing over to Samantha Koplik. SAMANTHA R. KOPLIK: Thank you very much for joining us today. I'm Sam Koplik. And I'm joined by my partner Scott Zimmerman. We are going to start today, giving an introduction to the syndication process in a middle market acquisition financing, covering some of the important topics and considerations, all from the perspective of the buyer. For purposes of this presentation, ...

How to Prepare an Initial Public Offering 2018

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From the program: How to Prepare an Initial Public Offering 2018

Released on: Apr. 11, 2018

In almost any market, understanding the IPO process is an essential skill for both legal and business advisors. Hear from an experienced faculty, including attorneys, underwriters, accountants and a member of the Securities and Exchange Commission staff, on the key elements of an initial public offering. The speakers will guide you through the initial public offering process and highlight issues presented by new regulations and the current state of ...

The IPO Preparation Process: From Whiteboard to Ringing the Bell

Transcripts  Transcripts    

Recorded on: Apr. 9, 2018

SOPHIA HUDSON: So Rob, maybe I'll turn it over to you. And you can talk about things to think about in the planning stages. ROBERT A. FREEDMAN: Sure. And I'd echo your sentiment about the market. I'd say, find work where we basically represent technology and biotechnology companies. It's probably the busiest I've seen it in probably 10 years. We'll see if the markets hold up. We'll see what happens. But right now, things look pretty good. So I'd ...

What the SEC Wants You to Know and Publicity Restrictions

Transcripts  Transcripts    

Recorded on: Apr. 9, 2018

SOPHIA HUDSON: Well, here we are on to our 2:45 panel. So thanks for sticking with us. Again, I'm Sophia Hudson, and I'm going to speak for a few minutes on publicity restrictions in connection with IPOs. And then, I'm going to turn it over quickly to Amanda Ravitz, who's come up from DC from the SEC. She's with the Division of Corporation Finance, so the people at the SEC who actually review the registration statement and comment on them, and the ...

Delving in: Hot Topics in the IPO Process

Transcripts  Transcripts    

Recorded on: Apr. 9, 2018

SPEAKER 1: Thanks, Lauren. SOPHIA HUDSON: Welcome back, everyone. So we thought we would spend this last hour of the program with our experts talking about some of the hot topics that we see in preparing for IPOs these days. Some of them are perennial hot topics and others are a little bit more timely this year. So we're going to talk a little bit about direct listings and the Spotify listing that actually happened yesterday, upsizing and downsizing ...

Liability, Due Diligence and the Underwriting Agreement

Transcripts  Transcripts    

Recorded on: Apr. 9, 2018

SOFIA: Welcome back from our break, everyone. I'm here to introduce you to the next session, which is going to really going to focus on due diligence and the underwriting agreement. And I'm joined, or I'm actually going to hand it over to Nicole Brookshire and Eileen Chen, both of whom are really experts in the IPO process and the things that you need to know about these topics. And are going to be really great panelists. Nicole is a partner at Cooley, ...

The Investment Banker’s and the IPO Advisor’s Perspective: Interacting with Investment Banks, Marketing and Execution

Transcripts  Transcripts    

Recorded on: Apr. 9, 2018

ERIC WOOLEY: OK, great. STEVEN TUCH: Thank you. ERIC WOOLEY: Should we address that question first? STEVEN TUCH: Sure. ERIC WOOLEY: OK. So I'm sorry. You were going to say something and I interrupted you. STEVEN TUCH: No, no. Go ahead. I was just going to kick off. ERIC WOOLEY: So and I'm not sure if people over there can even see me. So I get to hide behind the podium, which is great. So the question was-- how much of the company gets sold ...

How to Read Financial Statements 2018

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: How to Read Financial Statements 2018

Released on: Apr. 16, 2018

Financial statements provide key information on the financial performance of companies and are the language of business.  Attorneys must understand financial statements in order to provide solutions to their clients’ problems, including structuring financial transactions and litigating business disputes. At this practical half-day event, a distinguished panel of experts will provide a primer for understanding the basic elements of balance ...


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