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How to Prepare an Initial Public Offering 2015

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: How to Prepare an Initial Public Offering 2015

Released on: Apr. 24, 2015

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. Upon the successful completion of this program, the participant will be able to: Recognize the legal restrictions on publicity ...

Basic Building Blocks of UCC Article 9

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Jan. 13, 2017

Taken from the Web Program Secured Transactions 2017: What Lawyers Need to Know About UCC Article 9 recorded January, 2017 in New York. Basic Building Blocks of UCC Article 9 [01:23:02] A. Attachment, Perfection, and Priority Does Article 9 apply to the transaction? What does a security agreement require? When does an oral security agreement work? How specific does the collateral description have to be? When does ...

Introduction to the Law of Securities Offerings

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Mar. 6, 2017

Taken from the Web Program Securities Offerings 2017: A Public Offering: How it is Done recorded March, 2017 in New York. Introduction to the Law of Securities Offerings [00:58:40] Understand the legal framework for securities offerings under the Securities Act, including definitions and regulations of “offers” and “sales” of “securities” Understand the different types of issuers recognized under ...

Investing in Fashion and Fashion Tech Companies

MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: May. 4, 2017

Taken from the Web Program Recorded May 2, 2017 in New YorkInvesting in Fashion and Fashion Tech Companies [01:00:24] The state of global venture capital and private equity activity Business trends and new concepts Key negotiation points Best practices Speaker:        Lois F. Herzeca  The purchase price of this Web Program segment includes the following article from the Course ...

Marketplace Lending and Crowdfunding 2017

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Marketplace Lending and Crowdfunding 2017

Released on: Sep. 14, 2017

With the Title III federal public crowdfunding provisions of the JOBS Act finally becoming fully effective in May 2016 and a new administration, what does the future hold for marketplace lending and crowdfunding?  Will it be a boom or bust?  Will Regulation A+ start to pick up speed and grow into the potential many predicted?  Will Marketplace Lending finally have a principal regulator or will it continue to have its heels nipped ...

Warehouse Facilities and Small Business Lending; Real Estate Marketplace Lending

Transcripts  Transcripts    

Recorded on: Sep. 8, 2017

BRIAN KORN: OK, welcome back. Thanks to all of you stalwarts still hanging around with us. The last two panels of the day are going to be taking us right up to 5:00. The first is warehouse facilities and small business lending. We're very fortunate to have two experts in the field. On my far right is Conor French. Conor leads US Legal Regulatory, and Government Affairs at Funding Circle, the world's leading marketplace for business financing. Funding ...

Marketplace Lending Matures; Investment Structures

Transcripts  Transcripts    

Recorded on: Sep. 8, 2017

BRIAN KORN: OK, welcome back. Our next panel, we're going to shift gears a little bit, and go to marketplace lending. The title is Marketplace Lending Matures and Investment Structures. When we started this conference a few years ago, we usually spend half a day explaining exactly what marketplace lending is, or peer to peer lending. And now it seems like we're getting into much more sophisticated structuring issues, and issues with respect to secondary ...

Hedge Fund Management 2017 -- FinTech Innovation and the Future of Hedge Funds

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From the program: Hedge Fund Management 2017

Recorded on: Sep. 14, 2017

Taken from the Web Program Hedge Fund Management 2017 recorded September 2017 in New York. FinTech Innovation and the Future of Hedge Funds [01:02:29] Impact of FinTech on trading Compliance and FinTech How will FinTech disrupt the hedge fund industry? The purchase price of this segment includes the following article from the Course Handbook available online: U.S. Securities and Exchange Commission, Investor ...

Hedge Fund Structures

Transcripts  Transcripts    

Recorded on: Sep. 14, 2017

LEOR LANDA: OK, let's get started again. Try to stay on time. Thanks everyone for coming back. We have this next panelist, again going back to basics, talking about hedge fund structures, what drives hedge fund structures, then also turning a little bit to common hedge fund terms and how they've been evolving and what revelation we're also expecting in hedge fund terms. We are very lucky with the panelists that we have. To my immediate left is Caroline ...

Hedge Fund Regulatory Update

Transcripts  Transcripts    

Recorded on: Sep. 14, 2017

LEOR LANDA: All right, we're back and right on time with our second panel, which is a regulatory update but kind of really brought about quite broadly. We're trying to cover a lot of different issues. Let me introduce the panelists here. To my immediate left is Todd Blanke, he's a partner at Harry Jho LLC. He specialized in trading products his whole career, prime brokerage, OTC credit, and equity derivative products. He was the lead attorney for ...

Planning for Financings in Volatile Markets

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Oct. 3, 2017

Taken from the briefing Planning for Financings in Volatile Markets recorded October 2017 in New York. The session will focus on the need for already public companies, both domestic and foreign, to plan their capital-raising strategy carefully while preserving flexibility. Lecture Topics [01:05:26] Listen to Anna T. Pinedo and James R. Tanenbaum of Morrison & Foerster LLP as they address: Current market conditions; Financing ...

Planning for Financings in Volatile Markets

Transcripts  Transcripts    

Recorded on: Oct. 4, 2017

AMY TAUB: Thank you. Hello, my name is Amy Taub. And I'm a program attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing, Planning for Financings in Volatile Markets. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to material for this briefing ...

Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017 -- Contracting for Cloud Computing Services: the Risks, the Myths, the Realities and the Rewards

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From the program: Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017

Recorded on: Oct. 10, 2017

Taken from the Web Program Bridge-the-Gap: Professional Practice for Newly Admitted Attorneys 2017 recorded October 2017 in New York. Contracting for Cloud Computing Services: the Risks, the Myths, the Realities and the Rewards [01:06:33] What is “cloud computing” and why should we care? Hey, where’s my data? Data ownership and keeping data safe Playing by the rules: understanding U.S., international and industry ...

Contracting for Cloud Computing Services: the Risks, the Myths, the Realities and the Rewards

Transcripts  Transcripts    

Recorded on: Oct. 10, 2017

KENNETH ADLER: So what is cloud computing? Why do we care? Well, there's lots of pundits who talk about it. One quote is cloud is about how you do computing, not where you do computing. It's a different way of thinking about technology. Rather than traditional IT, which was bought and put in-house at various data centers owned by the user, now it's remote, sitting at some remote location or a third party location. And it's about how you do it, not ...

Pocket MBA 2017: Finance for Lawyers and Other Professionals (SF)

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Pocket MBA 2017: Finance for Lawyers and Other Professionals

Released on: Oct. 26, 2017

This program will enhance your understanding of business strategies, accounting fundamentals and vocabulary used by management, investors, auditors and bankers.  Practical advice and application of information to actual situations and financial reports will provide participants with opportunities to immediately implement growth and broaden capabilities. The faculty for this program is unusually diverse, including top partners from elite accounting ...

Financing Alternatives

Transcripts  Transcripts    

Recorded on: Oct. 23, 2017

[CHATTER] RAJAY DESAI: Hey, guys, welcome back. So for the afternoon here, we're going to be going through a couple of different sections. We're starting with Financing Alternatives at 1:30, have a 2:30 break. 2:45, we'll go into Key Factors Shaping Financial Reporting. And then at 4 o'clock we'll close out the day with Using Financial Information in Business Strategies. So it's an honor to introduce the facilitator for the Financing Alternatives ...

Using Financial Information in Business Strategy

Transcripts  Transcripts    

Recorded on: Oct. 23, 2017

RAJAY DESAI: So I'm going to introduce our next presenters. We're going to be going through Using Financial Information in Business Strategy. So we'll have three presenters coming up to the stage. Firstly, I'm going to introduce-- thank you so much-- Greg Halm, Director at the Berkeley Research Group. Mr. Halm specializes in providing forensic accounting and financial and economic consulting services related to complex commercial disputes. Prior ...

Fundamentals of Swaps & Other Derivatives 2017 -- Regulatory Fundamentals

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Fundamentals of Swaps & Other Derivatives 2017

Recorded on: Oct. 24, 2017

Taken from the Web Program Fundamentals of Swaps & Other Derivatives 2017 recorded October 2017 in New York. Regulatory Fundamentals [01:30:14] Regulated statuses: eligible contract participants, swap dealers, major swap participants and commodity pools Regulated "utilities" and service providers: clearinghouses, futures commission merchants, swap execution facilities, swap data repositories Extraterritorial issues Moderator: ...

Derivatives Documentation -- Overview of the ISDA Architecture; Masters, Schedules, Confirms, CSAs and collateralization; Execution and Account Agreements

Transcripts  Transcripts    

Recorded on: Oct. 24, 2017

JOSHUA D. COHN: Welcome back, everyone. Hope you had a nice lunch. We're going to talk now about derivatives documentation, and our presentation we'll cover both traditional OTC, and we'll also touch on clearing documentation. We have a great panel with us and starting immediately to my left we have Willa Cohen Bruckner, who's a partner in the financial services and products group in Alston & Bird's New York office, concentrating on derivatives structured ...

Advanced Swaps & Other Derivatives 2017 -- CFTC and SEC Chiefs of Staff Panel Discussion

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Advanced Swaps & Other Derivatives 2017

Recorded on: Oct. 26, 2017

Taken from the Web Program Advanced Swaps & Other Derivatives 2017 recorded October 2017 in New York. CFTC and SEC Chiefs of Staff Panel Discussion [01:00:27] Agency collaboration Regulatory agenda Rulemaking focus Moderators: Gary Barnett, Joshua D. Cohn Mike Gill, Lucas Moskowitz The purchase price of this segment includes the following article from the Course Handbook available online: U.S. ...

Swap Execution Methods, SEFs, Give-up and Reporting

Transcripts  Transcripts    

Recorded on: Oct. 26, 2017

JOSHUA COHN: Welcome back from lunch. We're going to get going again. I hope that those of you who ventured outside managed to stay dry. So we're now going to be talking about swap execution methods, SEFs, give up, and reporting. We have an excellent panel. Sitting to my left is Deborah Cook, who's managing director and Deputy General Counsel of the Depository Trust and clearing corporation-- DTCC. Her primary areas of responsibility includes supporting ...

Derivatives and Professional Responsibility

Transcripts  Transcripts    

Recorded on: Oct. 26, 2017

JOSHUA D. COHN: We're going to get going again. It's my pleasure to introduce Michael Sackheim, who's going to speak about derivatives and professional responsibility. And it's a good thing that Michael needs no introduction, because he's forbade me from giving one. Other than that he is a partner at Sidley and Austin and, I will add, has a long and illustrious experience in both derivatives and the topic of ethics and professional responsibility. ...

New Withholding Regulations on Cross-Border Equity Derivatives and Related Developments

Transcripts  Transcripts    

Recorded on: Oct. 26, 2017

JOSHUA COHN: Welcome back. We're going to get going again. Hope you enjoyed your lunch. We're now going to turn to new withholding regulations on cross-border equity derivatives and related developments. And we have with us Mark Leeds and Michael Mann. Mark is a tax partner with Mayer Brown. His professional practice focuses on the tax consequences of a variety of capital markets products, and strategies, including over-the-counter derivative transactions, ...

Using Financial Information in Business Strategy

Transcripts  Transcripts    

Recorded on: Nov. 27, 2017

FRANK J. WEIGAND: OK. So we'll move into our last panel of the day. Today's been a pretty heavy day on the accounting side. It's by design. But I think this panel, while it will touch on some accounting concepts, is a little bit of a different perspective insofar as we're going to look at using financial information in business strategies, so maybe a little bit more of an application of the concepts that have been covered throughout the rest of the ...

Financing Alternatives

Transcripts  Transcripts    

Recorded on: Nov. 27, 2017

LAURA: Hi, everybody. Welcome back. I hope everyone had a good lunch. And welcome back to those on the webcast. We're starting off this afternoon with financing alternatives, which will look at common financing alternatives, sources of funding, capital management, and deploying capital. For our panel, I know they're going to introduce themselves. But we have here my colleague, Ben Marsh, who is a counsel in the New York Corporate finance practice ...


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