Narrow Your Results
Narrow Your Results

Content

Programs & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

CLE and Other Credit Types

CLE  

Search Programs

CLE Jurisdictions

CPD  

CPE (NASBA)  

CFE-CPE (Fraud)  

Compliance (CCB CEU)  

HRCI Recertification  

Privacy CPE (IAPP)  

Search for programs by jurisdiction or CLE credit type:

 
 
  Not all credit types are available in all jurisdictions. If you choose multiple states and multiple credit types, you may end up with 0 results.  
 



 

   
      

Search for Programs with CPD Credits in:


   

   


List View Table View

Securities Filings 2016: Practical Guidance in a Changing Environment -- Ethical Dilemmas in Preparation and Review of SEC Filings

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Securities Filings 2016: Practical Guidance in a Changing Environment

Recorded on: Sep. 9, 2016

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Lecture Topics [00:59:47] Upon the successful completion of this program, the participant will be able to: Recognize the public policy framework underlying the gatekeeper concept. Recall the legal framework governing the rules of conduct for professionals appearing and practicing before the Securities and Exchange ...

Ethical Dilemmas in Preparation and Review of SEC Filings

Transcripts  Transcripts    

Recorded on: Sep. 9, 2016

STEVEN V. BERNARD: I'm joined up here by Chuck Walker. Chuck is co-chair of Skadden's Litigation Group in Washington DC, has substantial experience representing individuals and corporations in investigations by the FCC, FINRA, Department of Justice, and state regulatory agencies. He joined Skadden after serving as Securities Commissioner for the State of Delaware from '96 to '99. Earlier in his career, he served as Deputy Attorney General for the ...

Key Compensation Committee Developments: What Boards Need to Know

MP3 Audio  Audio Download (MP3)    

Recorded on: Dec. 2, 2016

Taken from the Web Program Directors' Institute on Corporate Governance (Fourteenth Annual) recorded November, 2016 in New York. Key Compensation Committee Developments: What Boards Need to Know [01:00:52] Preparing for say on pay, pay for performance, clawback and hedging requirements Nuts and bolts - best practices in executive compensation, employee benefit plan design and approval Recent litigation developments involving ...

Cybersecurity: Data Breach Scenario

Interactive Learning Center  Interactive Learning Center    

Recorded on: Feb. 6, 2017

This course is not currently eligible for CLE Credit. Why You Should Attend Cyber-attacks have wreaked havoc on organizations in nearly every industry sector.  A thorough understanding of this area is particularly important for companies that have not previously been in cyber attackers’ crosshairs and need to consider strategies to confront these sophisticated and persistent threats. The case scenario created by our faculty member, ...

Asset Level Data in Public Offerings of Asset-Backed Securities

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Feb. 23, 2017

Taken from the briefing Asset Level Data in Public Offerings of Asset-Backed Securities recorded February, 2017 in New York. Since November 24, 2016, offerings of asset-backed securities in certain asset classes have been required to provide Asset-Level Data. This program will help to provide issuers, underwriters, counsel and service providers with an understanding of the new rules and guidance from the experience of the first issuers in the market ...

Accounting (The SEC Speaks in 2017: Workshop F)

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Feb. 25, 2017

Taken from the Web Program The SEC Speaks in 2017 recorded February, 2017 in Washington.

SEC Speaks in 2017

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: The SEC Speaks in 2017

Released on: Mar. 3, 2017

At the beginning of each year, PLI presents in cooperation with the U.S. Securities and Exchange Commission The SEC Speaks program, providing an essential update on the current initiatives at the Commission, as well as the priorities for the coming year. In this unique program, you will hear remarks by the Chairman, and Commissioners, and Investor Advocate, as well as panel discussions by senior staff at the Divisions of Corporation ...

Asset Level Data in Public Offerings of Asset-Backed Securities

Transcripts  Transcripts    

Recorded on: Mar. 1, 2017

AMY TAUB: It's now my pleasure to turn this briefing over to our moderator, Stuart Litwin. STUART LITWIN: Thanks a lot. So let me start by introducing our panelists, our co-panelists. First we have Mark Koontz. Mark is a Director and Counsel at Credit Suisse, where he covers Credit Suisse's asset-backed securitization and conduit lending businesses. Next is Dave Zawitz. Dave is senior corporate counsel at CarMax, the nation's largest retailer of ...

Corporation Finance (The SEC Speaks in 2017: Workshop A)

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Mar. 2, 2017

Taken from the Web Program The SEC Speaks in 2017 recorded February, 2017 in Washington.

Corporate Governance - A Master Class 2017

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Corporate Governance - A Master Class 2017

Released on: Mar. 15, 2017

This program will address key corporate governance issues faced by boards and principal board committees.  Public companies and their directors and officers face increasing responsibilities, and even increased risk of liability.  They are also under intense scrutiny and in at least some cases significant pressure from investors and regulators.  Changing investor expectations and increased investor willingness to seek or force change, ...

Governance Ethics Hot Topic - Counsel's Responsibility for Getting the Board Involved

Transcripts  Transcripts    

Recorded on: Mar. 10, 2017

ALAN BELLER: We're now going to finish up the day with our ethics panel. And recent events have demonstrated to us, I think, how important this subject is. So we're delighted to have another great panel to lead us through the issues, a great moderator to lead our other speakers through it, Dixie Johnson. Dixie is a partner at King and Spalding based in their Washington, DC office, and she co-leads the firm's Securities Enforcement and Regulation ...

The Work of Comp Committees — Doing It Is Increasingly Difficult; Criticizing It Is Increasingly Commonplace

Transcripts  Transcripts    

Recorded on: Mar. 10, 2017

ALAN BELLER: Welcome back. Our next panel, we move into what Meredith described earlier as a series of panels on key committees of the board. This one is the work of the Comp Committee. Doing it is increasingly difficult, and criticizing it is increasingly commonplace. This is the new Audit Committee. We have a great panel here, and we have a wonderful moderator to lead us through the next hour, Linda Rappaport. Linda is a partner in the New York ...

The 2017 Proxy Season – Mid-Season Review and Tips for a Successful Outcome

Transcripts  Transcripts    

Recorded on: Mar. 10, 2017

MEREDITH B. CROSS: OK, everyone. Hopefully people will come back in here. I'm saying that loudly so that people will come back in here. Welcome back, everybody. This is one of the highlights of our program every year is what we affectionately refer to as the lunch bunch. This is our panel that in the past has given a preview for what you should do during the upcoming proxy season. But because they moved the program until March, Lillian and the group ...

Nom and Gov — First Line of Offense (and Defense) in Ensuring Good Board Governance Practices

Transcripts  Transcripts    

Recorded on: Mar. 10, 2017

MEREDITH CROSS: So next up is our Nominating and Governance Committee panel. You've been hearing throughout the day today that there's a lot of focus on things that the Nominating and Governance Committee does. We haven't covered everything that this panel is going to cover, I don't think. The one thing I will note is I think most of us who do governance counseling used to think that the one easy committee was the Nominating and Governance Committee. ...

Bio-Rad: In-House Counsel – Trusted Adviser, Whistleblower or Both?

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Mar. 23, 2017

Taken from the briefing Bio-Rad: In-House Counsel – Trusted Adviser, Whistleblower or Both? recorded March, 2017 in New York. On February 6, 2017, a federal jury awarded Bio-Rad’s former general counsel Sanford Wadler $8 million in damages based on his allegation that the company retaliated against him for reporting FCPA violations. Wadler v. Bio-Rad Labs, Inc., No. 15-CV-02356 (N.D. Cal.). Listen to Kenneth P. Herzinger, partner ...

Bio-Rad: In-House Counsel – Trusted Adviser, Whistleblower or Both?

Transcripts  Transcripts    

Recorded on: Mar. 24, 2017

AMY TAUB: Hello, my name is Amy Taub, and I'm a program attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing. Bio-Rad: In-House Counsel, Trusted Adviser, Whistleblower, or Both? Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this ...

Investment Management Institute 2017 -- Compliance and Inspections

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Investment Management Institute 2017

Recorded on: Mar. 27, 2017

Taken from the Web Program Investment Management Institute 2017 recorded March, 2017 in New York. Compliance and Inspections [01:02:03] Addressing key adviser and fund compliance issues Interacting with SEC staff Dealing with whistleblower claims Moderator: Paul F. Roye Katherine P. Feld, Philip L. Kirstein, Lori A. Richards The purchase price of this segment includes the following article from the Course Handbook ...

Whirlwind Tour of the World’s Employment Laws: Navigating Compliance with Overseas Employment Rules

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Mar. 27, 2017

Taken from the briefing Whirlwind Tour of the World’s Employment Laws: Navigating Compliance with Overseas Employment Rules recorded March, 2017 in New York. The employment-at-will system is helpful to employers, yes. But it is essentially confined to the United States. Employment laws differ greatly overseas—especially in countries with completely different legal systems, but even in common-law countries with legal systems otherwise ...

Whirlwind Tour of the World’s Employment Laws: Navigating Compliance with Overseas Employment Rules

Transcripts  Transcripts    

Recorded on: Mar. 30, 2017

AMY TAUB: Thank you. Hello. My name is Amy Taub and I'm a program attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing, Whirlwind of the World's Employment Laws, Navigating Compliance with Overseas Employment Rules. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember ...

Doing Business in Latin America – Developing an Effective Compliance Program

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Mar. 31, 2017

Taken from the briefing Doing Business in Latin America – Developing an Effective Compliance Program recorded March, 2017 in New York. In Latin America, Mexico and Brazil, in particular, have been plagued with corruption scandals in recent years. Latin American governments are investigating allegations of corruption and are cooperating with foreign agencies. The DOJ and SEC have also signaled that they will continue vigorously enforcing ...

Doing Business in Latin America – Developing an Effective Compliance Program

Transcripts  Transcripts    

Recorded on: Mar. 31, 2017

SPEAKER 1: Now it my pleasure to turn this briefing over to Tammy Albarran. SPEAKER 1: Thank you, Amy. Thank you, everyone for joining us here today. Ben and I both have substantial anti-corruption practice in Latin America. So we are very grateful for the opportunity to share some views on doing business in the region based on that experience. So with that, why don't we get started. The first on the agenda will be a discussion on the corruption, ...

Business Immigration Under the Trump Administration: Be Ready for Changes and Enforcement

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Apr. 6, 2017

Taken from the briefing Business Immigration Under the Trump Administration: Be Ready for Changes and Enforcement recorded April, 2017 in New York. Listen for a discussion of hot topics in business immigration and the changes we can anticipate under the Trump Administration. Lecture Topics [01:06:12] Our panel from Fragomen, Del Rey, Bernsen & Loewy, LLP will discuss the following: Priorities of the Trump Administration as ...

Corporate Compliance in a Trump World

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Apr. 6, 2017

Taken from the briefing Corporate Compliance in a Trump World recorded April, 2017 in New York. During his campaign, President Trump promised to take strong measures to protect American companies and workers, and in the short time he has been in office he has engaged in a flurry of activity to try to fulfill this promise. From its stance on international trade agreements to its approach towards (de)regulation, the Trump administration seems poised ...

Business Immigration Under the Trump Administration: Be Ready for Changes and Enforcement

Transcripts  Transcripts    

Recorded on: Apr. 7, 2017

SPEAKER 1: It is now my pleasure to turn this briefing over to Blake Chisam. R. BLAKE CHISAM: Thank you, Amy. And good morning, good afternoon to everyone. It's a pleasure to speak with you all on the changes from the Trump administration. So what we're going to try to do today is run through a couple things. One is just a general overview of the things that the president as a candidate said, and then the sort of background legally about what or ...

Corporate Compliance in a Trump World

Transcripts  Transcripts    

Recorded on: Apr. 7, 2017

AMY TAUB: Hello. My name is Amy Taub and I'm a program attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing, Corporate Compliance in a Trump World. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to material for this briefing via the Course Materials ...


  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.