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Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

Released on: Jul. 7, 2015

CPE credit (NASBA Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see ...

Financial Reporting Developments: What Audit Committees Need to Know

Transcripts  Transcripts    

Recorded on: Jun. 24, 2015

CATHERINE BROMILOW: Good afternoon, everyone, and welcome back from lunch. We have a number of developments to address in our financial reporting panel. So one of the things, as moderator, I'm really happy about is that four of the people on my panel, Jim, Linda, Don, and Joe, you already know. And I don't even have to introduce them. But let me spend a few minutes. welcoming Glen Davison. Glen is a national partner with KPMG's Department of Professional ...

Accounting Materiality: In Fraud or in Fair Weather

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Nov. 19, 2015

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No certificate will be issued if credit has expired in your state. When is an error in a financial statement considered material? Hear from distinct perspectives during this program – ...

Accounting Materiality: In Fraud or in Fair Weather

Transcripts  Transcripts    

Recorded on: Nov. 20, 2015

AMY TAUB: Thank you. Hello My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, Accounting Materiality in Fraud or in Fair Weather. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the Course Materials tab ...

Securities Filings 2016: Practical Guidance in a Changing Environment -- Ethical Dilemmas in Preparation and Review of SEC Filings

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Securities Filings 2016: Practical Guidance in a Changing Environment

Recorded on: Sep. 9, 2016

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. Lecture Topics [00:59:47] Upon the successful completion of this program, the participant will be able to: Recognize ...

Ethical Dilemmas in Preparation and Review of SEC Filings

Transcripts  Transcripts    

Recorded on: Sep. 9, 2016

STEVEN V. BERNARD: I'm joined up here by Chuck Walker. Chuck is co-chair of Skadden's Litigation Group in Washington DC, has substantial experience representing individuals and corporations in investigations by the FCC, FINRA, Department of Justice, and state regulatory agencies. He joined Skadden after serving as Securities Commissioner for the State of Delaware from '96 to '99. Earlier in his career, he served as Deputy Attorney General for the ...

Key Compensation Committee Developments: What Boards Need to Know

MP3 Audio  Audio Download (MP3)    

Recorded on: Dec. 2, 2016

Taken from the Web Program Directors' Institute on Corporate Governance (Fourteenth Annual) recorded November, 2016 in New York. Key Compensation Committee Developments: What Boards Need to Know [01:00:52] Preparing for say on pay, pay for performance, clawback and hedging requirements Nuts and bolts - best practices in executive compensation, employee benefit plan design and approval Recent litigation developments involving ...

Cybersecurity: Data Breach Scenario

Interactive Learning Center  Interactive Learning Center    

Recorded on: Feb. 6, 2017

This course is not currently eligible for CLE Credit. Why You Should Attend Cyber-attacks have wreaked havoc on organizations in nearly every industry sector.  A thorough understanding of this area is particularly important for companies that have not previously been in cyber attackers’ crosshairs and need to consider strategies to confront these sophisticated and persistent threats. The case scenario created by our faculty member, ...

Internal Investigation Game

Interactive Learning Center  Interactive Learning Center    

Recorded on: May. 1, 2017

  ACLEA 2016 Award of Outstanding Achievement in Technology Why you should participate Knowing how to conduct efficient and effective internal investigations is crucial to protecting your clients or company. Properly conducted, an internal investigation will help to identify risks and remedy potential issues. During this entertaining and immersive “serious game” you will plan and conduct an internal investigation as a member of ...

Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues

Released on: Jun. 26, 2017

As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see numerous challenges emerge for the audit committee.  If you are a director or member of an audit committee, or if you advise audit committees, this program will help you understand what is required of the audit committee, and those who advise them, in this rapidly changing environment.  You will hear from an expert ...

Hedge Fund Regulatory Update

MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Sep. 14, 2017

Taken from the Web Program Recorded September 13, 2017 in New YorkHedge Fund Regulatory Update [01:02:25] U.S. regulatory update and hot topics EU/U.K. regulatory update and hot topics The purchase price of this Web Program segment includes the following article from the Course Handbook available online:Davis Polk, Lex et Brexit—The Law and Brexit, Issue 8 (October 24, 2016)Leor LandaDavis Polk, AIFMD and Brexit (July 14, 2017)Michael ...

The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Sep. 29, 2017

Taken from the Web Program Recorded September 27, 2017 in New YorkThe Government’s Perspective: Duties of In-House Counsel and Compliance Professionals [01:31:39] The government’s view on how in-house counsel and compliance officers can and should discharge their duties What does the DOJ consider in evaluating the conduct of in-house counsel and compliance personnel? How does the SEC scrutinize the knowledge and actions of in-house ...

2017 Proxy Season Roundtable and Outlook for 2018 Proxy Season

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Oct. 13, 2017

Taken from the briefing 2017 Proxy Season Roundtable and Outlook for 2018 Proxy Season recorded October 2017 in New York. Listen to experts for a One-Hour Briefing to help you prepare for the 2018 proxy season. Panelists will provide an in-depth analysis of the 2017 proxy season and lead a practical discussion on key governance and disclosure trends and considerations as you head into the 2018 proxy season. Speakers will include Lillian Brown, ...

Broker/Dealer Regulation and Enforcement 2017

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Broker/Dealer Regulation and Enforcement 2017

Released on: Oct. 18, 2017

Stay Ever Current: Subscribe today to , PLI’s new blog edited by Clifford E. Kirsch.   In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Broker/Dealer Regulation and Enforcement 2017 has been approved for 6.5 CAFP, 7.75 CRCM, 6.5 CSOP credits.    This statement should not be viewed as an endorsement of this program or its sponsor.  This program ...

Innovator and Generic Drug Manufacturers: Implications of Legal, Regulatory and Political Updates on Safety Oversight, REMS and Product Liability Risk

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Oct. 17, 2017

Taken from the briefing Innovator and Generic Drug Manufacturers: Implications of Legal, Regulatory and Political Updates on Safety Oversight, REMS and Product Liability Risk recorded October 2017 in New York. FDA, fueled by concerns about drug pricing, is adopting measures to expedite generic drug approval. Meanwhile, the continuing growth of the generic drug market, has exacerbated conflicts between innovator and generic drug manufacturers. ...

In-House Broker/Dealer Lawyer Roundtable

Transcripts  Transcripts    

Recorded on: Oct. 17, 2017

CARMEN J. LAWRENCE: OK, so let's get started. Next panel is the in-house lawyers roundtable. We'll hear from senior lawyers, discussing how they manage the day to day challenges presented to them by this regulatory environment. This panel is moderated by Colleen Mahoney. Colleen is the head of Skadden Securities Enforcement practice. She regularly represents financial services firms, corporations, their boards, board committees, officers, directors, ...

Broker/Dealer Compliance Officer Roundtable

Transcripts  Transcripts    

Recorded on: Oct. 17, 2017

CARMEN LAWRENCE: Ghillaine Reed is a member of McGuire Woods Government Investigations, a white collar litigation practice group. And she co-heads the broker dealer practice for the financial institutions industry team. She focuses her practice on government and securities regulatory investigations, financial services litigation, commercial litigation, and corporate compliance. Prior to entering private practice, Ghillaine was with the SEC where she ...

Innovator and Generic Drug Manufacturers: Implications of Legal, Regulatory and Political Updates on Safety Oversight, REMS and Product Liability Risk

Transcripts  Transcripts    

Recorded on: Oct. 18, 2017

AMY TAUB: It is now my pleasure to turn this briefing over to Howard Dorfman. HOWARD DORFMAN: Amy, thank you very much. This is Howard Dorfman. I'd like to also extend my welcome to everyone who has called in. I think you will find the one hour together will be, hopefully, interesting and, perhaps, even provide some new concepts and new ideas for you to, perhaps, think about as you continue your work. One thing that I think is very important for ...

2017 Proxy Season Roundtable and Outlook for 2018 Proxy Season

Transcripts  Transcripts    

Recorded on: Oct. 18, 2017

AMY TAUB: It's now my pleasure to turn this briefing over to Jonathan Wolfman from Wilmer Hale. JONATHAN WOLFMAN: Thank you, Amy. Good afternoon and thank you to all of you out there for joining us today as we discuss lessons from last year's proxy season and what lies ahead for 2018. Since I'm never going to get to host Saturday Night Live, I'm not going to pass up this opportunity to say live from New York, it's Proxy Season Roundtable. And we're ...

Federal Supply Schedule Contracting: Navigating the Government Marketplace for Commercial Goods and Services

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Oct. 20, 2017

Taken from the briefing Federal Supply Schedule Contracting: Navigating the Government Marketplace for Commercial Goods and Services recorded October 2017 in New York. Governmental entities often engage in large scale buying of commercial goods and services as well as pharmaceuticals and medical devices through negotiated catalogs where pricing is set relative to a commercial benchmark within the supplier's business base. While the market ...

Pocket MBA 2017: Finance for Lawyers and Other Professionals (SF) -- Financial Improprieties, Fraud & Other Threats to Business

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Pocket MBA 2017: Finance for Lawyers and Other Professionals (SF)

Recorded on: Oct. 23, 2017

Taken from the Web Program Pocket MBA 2017: Finance for Lawyers and Other Professionals (SF) recorded October 2017 in San Francisco. Financial Improprieties, Fraud & Other Threats to Business [01:17:10] Recent enforcement developments and examples of financial improprieties What steps should in-house lawyers and outside counsel take when financial improprieties are uncovered? Threats companies face today:  FCPA, Sanctions, ...

Financial Improprieties, Fraud & Other Threats to Business

Transcripts  Transcripts    

Recorded on: Oct. 23, 2017

RODIN HAI-JEW: OK, I think we're going to get kicked off. I'll introduce Catherine Moreno and Rex Homme. Catherine Moreno's a partner in the Palo Alto office of Wilson Sonsini Goodrich and Rosati. Catherine specializes in securities litigation and counseling, including the defense of companies and their directors and officers in class actions, derivative lawsuits, and M&A litigation. She also is experienced with internal investigations, and in defending ...

Preparing for the New CEO Pay Ratio Disclosure -- What You Need to Know

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Oct. 25, 2017

Taken from the briefing Preparing for the New CEO Pay Ratio Disclosure -- What You Need to Know recorded October 2017 in New York. The disclosure of the ratio of the compensation of the CEO to the compensation of the median employee (as contemplated by the Dodd-Frank Wall Street Reform and Consumer Protection Act) will be required for most public companies beginning in 2018. While the SEC adopted rules to implement this requirement in 2015, ...

Federal Supply Schedule Contracting: Navigating the Government Marketplace for Commercial Goods and Services

Transcripts  Transcripts    

Recorded on: Oct. 26, 2017

AMY TAUB: It is now my pleasure to turn this briefing over to Rich Meene. RICHARD J. MEENE: Thanks, Amy. Hi, everybody. My name is Rich Meene, a director in PwC's forensics government contracts practice specializing in state, local, and federal government contracts and grants in the pricing, accounting, and compliance and disputes areas. Specifically, I also work with contractors on implementing systems and processes for compliance with government ...

Preparing for the New CEO Pay Ratio Disclosure -- What You Need to Know

Transcripts  Transcripts    

Recorded on: Oct. 26, 2017

AMY TAUB: It is now my pleasure briefing over to Mark Borges. MARK BORGES: : Well, thank you, Amy. And good afternoon, everyone. Thank you for joining us. Maia and I decided to take a break this afternoon from what we've been doing pretty much around the clock since Labor Day. And that is counseling companies on how to comply with the new CEO pay ratio rule, to step back for a few minutes and talk to you about what we're seeing and what some of ...


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