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Showing 1 - 25 of 298 Results


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Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Audit Committees and Financial Reporting 2015: Recent Developments and Current Issues

Released on: Jul. 7, 2015

CPE credit (NASBA Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. As we continue to see many new regulations from the SEC, PCAOB and financial institution regulators, we also continue to see ...

Financial Reporting Developments: What Audit Committees Need to Know

Transcripts  Transcripts    

Recorded on: Jun. 24, 2015

CATHERINE BROMILOW: Good afternoon, everyone, and welcome back from lunch. We have a number of developments to address in our financial reporting panel. So one of the things, as moderator, I'm really happy about is that four of the people on my panel, Jim, Linda, Don, and Joe, you already know. And I don't even have to introduce them. But let me spend a few minutes. welcoming Glen Davison. Glen is a national partner with KPMG's Department of Professional ...

Accounting Materiality: In Fraud or in Fair Weather

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Nov. 19, 2015

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No certificate will be issued if credit has expired in your state. When is an error in a financial statement considered material? Hear from distinct perspectives during this program – ...

Accounting Materiality: In Fraud or in Fair Weather

Transcripts  Transcripts    

Recorded on: Nov. 20, 2015

AMY TAUB: Thank you. Hello My name is Amy Taub, and I'm a program attorney with PLI. I would like to welcome you to today's briefing, Accounting Materiality in Fraud or in Fair Weather. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials for this briefing via the Course Materials tab ...

Securities Filings 2016: Practical Guidance in a Changing Environment -- Ethical Dilemmas in Preparation and Review of SEC Filings

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Securities Filings 2016: Practical Guidance in a Changing Environment

Recorded on: Sep. 9, 2016

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. While this program offers CPE (NASBA) credit, it has expired for CLE credit in many states. Please check the credit calculator to the right. No CLE certificate will be issued if credit has expired in your state. Lecture Topics [00:59:47] Upon the successful completion of this program, the participant will be able to: Recognize ...

Ethical Dilemmas in Preparation and Review of SEC Filings

Transcripts  Transcripts    

Recorded on: Sep. 9, 2016

STEVEN V. BERNARD: I'm joined up here by Chuck Walker. Chuck is co-chair of Skadden's Litigation Group in Washington DC, has substantial experience representing individuals and corporations in investigations by the FCC, FINRA, Department of Justice, and state regulatory agencies. He joined Skadden after serving as Securities Commissioner for the State of Delaware from '96 to '99. Earlier in his career, he served as Deputy Attorney General for the ...

Cybersecurity: Data Breach Scenario

Interactive Learning Center  Interactive Learning Center    

Recorded on: Feb. 6, 2017

This course is not currently eligible for CLE Credit. Why You Should Attend Cyber-attacks have wreaked havoc on organizations in nearly every industry sector.  A thorough understanding of this area is particularly important for companies that have not previously been in cyber attackers’ crosshairs and need to consider strategies to confront these sophisticated and persistent threats. The case scenario created by our faculty member, ...

Internal Investigation Game

Interactive Learning Center  Interactive Learning Center    

Recorded on: May. 1, 2017

  ACLEA 2016 Award of Outstanding Achievement in Technology Why you should participate Knowing how to conduct efficient and effective internal investigations is crucial to protecting your clients or company. Properly conducted, an internal investigation will help to identify risks and remedy potential issues. During this entertaining and immersive “serious game” you will plan and conduct an internal investigation as a member of ...

Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues -- SEC Developments Audit Committee Members Need to Know About

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Audit Committees and Financial Reporting 2017: Recent Developments and Current Issues

Recorded on: Jun. 20, 2017

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Lecture Topics [01:03:32] Upon the successful completion of this program, the participant will be able to: Recognize key Securities and Exchange Commission (SEC) developments currently confronting audit committee members. Recall the Trump administration’s potential impact on developments at the Securities and Exchange ...

Hedge Fund Regulatory Update

MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Sep. 14, 2017

Taken from the Web Program Recorded September 13, 2017 in New YorkHedge Fund Regulatory Update [01:02:25] U.S. regulatory update and hot topics EU/U.K. regulatory update and hot topics The purchase price of this Web Program segment includes the following article from the Course Handbook available online:Davis Polk, Lex et Brexit—The Law and Brexit, Issue 8 (October 24, 2016)Leor LandaDavis Polk, AIFMD and Brexit (July 14, 2017)Michael ...

The Government’s Perspective: Duties of In-House Counsel and Compliance Professionals

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Sep. 29, 2017

Taken from the Web Program Recorded September 27, 2017 in New YorkThe Government’s Perspective: Duties of In-House Counsel and Compliance Professionals [01:31:39] The government’s view on how in-house counsel and compliance officers can and should discharge their duties What does the DOJ consider in evaluating the conduct of in-house counsel and compliance personnel? How does the SEC scrutinize the knowledge and actions of in-house ...

Conflicts of Interest, Corruption and Compliance Risks

MP3 Audio  Audio Download (MP3)    

Recorded on: Nov. 1, 2017

Taken from the Web Program Recorded October 30 - 31, 2017 in New YorkConflicts of Interest, Corruption and Compliance Risks [01:00:54]Explore compliance risks and controls related to two of the higher-risk compliance areas Conflicts of Interest  Drafting workable policies and creating effective training  Questionnaires, certifications and approval procedures  Auditing and monitoring for conflicts   ...

Hot Button Enforcement Issues for Private Funds

MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Dec. 5, 2017

Taken from the Web Program Recorded November 30, 2017 in New YorkHot Button Enforcement Issues for Private Funds [01:02:28] FINRA enforcement initiatives and cases in the hedge fund space The Clayton SEC – what has changed and what remains the same Use of political intelligence networks and insider trading – lessons from recent cases SEC use of big data in developing enforcement cases FCPA issues for private funds  ...

Annual Disclosure Documents 2017 -- Corporate Governance and Shareholder Proposals

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Annual Disclosure Documents 2017

Recorded on: Dec. 14, 2017

Taken from the Web Program Annual Disclosure Documents 2017 Recorded December 2017 in New York Corporate Governance and Shareholder Proposals [01:16:05]     • Overview of the 2017 shareholder proposal season; what is anticipated for 2018     • Shareholder proposals:  tips on how to handle them;  how to be alert to changes in staff positions     • Developments ...

Disaster Relief Funding: FEMA Grants – Key Considerations for Contractors

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Jan. 12, 2018

Taken from the audio only One-Hour Briefing  Recorded January 2018 in New York Disaster Relief Funding: FEMA Grants – Key Considerations for Contractors [01:05:56] Over the past several months, the United States has been hit by many natural disasters leaving state and local communities devastated.  The Federal Emergency Management Agency (FEMA), which is the federal agency that manages the nation’s disaster relief efforts, ...

Global Advertising Law: Year in Review

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Jan. 18, 2018

Taken from the audio only One-Hour Briefing Recorded January 2018 in New York Global Advertising Law: Year in Review [01:02:49] With the ever-growing importance of social media, mobile marketing, and the internet, advertising has truly gone global.  Whether creating traditional advertising, innovative social media campaigns, or sweepstakes and contests with global reach, advising clients on global marketing campaigns is a challenge.  ...

Revisions to the U.S. Department of Justice’s FCPA Corporate Enforcement Policy and Other Current Trends in FCPA Investigations

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Jan. 19, 2018

Taken from the One-hour Briefing Recorded January 2018 in New York Revisions to the U.S. Department of Justice’s FCPA Corporate Enforcement Policy and Other Current Trends in FCPA Investigations [01:03:45] In November 2017,  Deputy Attorney General Rod Rosenstein announced a revised Department of Justice (“DOJ”) FCPA corporate enforcement policy.  The policy, which has been formally incorporated into the U.S. Attorneys’ ...

Disaster Relief Funding: FEMA Grants – Key Considerations for Contractors

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

AMY TAUB: Hello, My name is Amy Taub, and I'm a program attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing, disaster relief funding, FEMA grants, key considerations for contractors. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to materials ...

How Much Compliance is Enough? An Enterprise Risk-Based Approach to Finding Your Compliance Investment Sweet Spot

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Jan. 23, 2018

Taken from the One-Hour Breifing Recorded January 2018 in New York How Much Compliance is Enough? An Enterprise Risk-Based Approach to Finding Your Compliance Investment Sweet Spot [01:07:12] A well-tailored compliance program typically makes good business sense. It reduces operating risk, helps insulate your organization and individual leadership from legal liability, protects your brand, increases employee engagement, and (over time) tends ...

Compliance Best Practices: Designing, Implementing and Assessing Export Controls Compliance Programs

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Jan. 23, 2018

Taken from the One-Hour Briefing Recorded January 2018 in New York Compliance Best Practices: Designing, Implementing and Assessing Export Controls Compliance Programs [01:14:36] Designing and conducting risk assessments The role and authorities of compliance monitors Data privacy considerations Due diligence for screening counterparties and beneficial owners Compliance structure and reporting relationships  ...

Compliance Best Practices: Designing, Implementing and Assessing Export Controls Compliance Programs

Transcripts  Transcripts    

Recorded on: Jan. 23, 2018

SPEAKER: So why don't we begin. We're trying to keep on schedule, more or less, and don't want to cut too short because we've got a great program, great panel, just now that's going to require the full amount of time. So one of the things that we try to do in organizing the program-- Peter and I-- is to-- as I mentioned at the beginning, focus on not only on policy and regulatory interpretation but also the practical aspects of export control and ...

False Claims Act: 2017 Year in Review

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Jan. 25, 2018

Taken from the One-Hour Briefing Recorded January 2018 in New York False Claims Act: 2017 Year in Review [01:03:37] The federal False Claims Act ("FCA") continued to be a significant focus of government and whistleblower activity in 2017, especially since the Supreme Court’s decision in Escobar.  Courts have spent significant time analyzing and addressing the FCA in light of that opinion   The U.S. Department of Justice ...

Global Advertising Law: Year in Review

Transcripts  Transcripts    

Recorded on: Jan. 25, 2018

AMY TAUB: Hello. My name is Amy Taub and I'm a Program Attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing, "Global Advertising Law, Year in Review." Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to material for this briefing via the Course ...

Understanding Financial Products 2018

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Understanding Financial Products 2018

Released on: Feb. 1, 2018

The explosion of new financial products over the past decade, the implosion of the credit markets and the resulting significant new regulatory requirements underline the importance of a basic understanding of financial products. While these instruments have been invaluable investment tools, with enormous potential for product manufacturers and investors, they also create potentially significant legal risks and challenges for their promoters, users, ...

Litigation Issues in Financial Products – What Can Go Wrong?

Transcripts  Transcripts    

Recorded on: Jan. 26, 2018

SPEAKER 1: Welcome back everyone. I apologize for the slightly abbreviated break. To finish off the day, we're going to hear from a trio of litigators, which is a feature that we introduced to the program a number of years ago. We've also had accountants and tax lawyers on this program in some years, but we didn't go there this year. Returning this year is in the center for those here in the room is Hannah Berkowitz, who's a partner at Murphy and ...


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