Narrow Your Results
Narrow Your Results

Content

Programs & Webcasts

On-Demand

Publications

Faculty/Authors

News/Blogs

CLE and Other Credit Types

CLE  

Search Programs

CLE Jurisdictions

CPD  

CPE (NASBA)  

CFE-CPE (Fraud)  

Compliance (CCB CEU)  

IRS CE  

Privacy CPE (IAPP)  

Search for programs by jurisdiction or CLE credit type:

 
 
  Not all credit types are available in all jurisdictions. If you choose multiple states and multiple credit types, you may end up with 0 results.  
 



 

   
      

Search for Programs with CPD Credits in:


   

   


List View Table View

Asset Level Data in Public Offerings of Asset-Backed Securities

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Feb. 23, 2017

Taken from the briefing Asset Level Data in Public Offerings of Asset-Backed Securities recorded February, 2017 in New York. Since November 24, 2016, offerings of asset-backed securities in certain asset classes have been required to provide Asset-Level Data. This program will help to provide issuers, underwriters, counsel and service providers with an understanding of the new rules and guidance from the experience of the first issuers in the market ...

Asset Level Data in Public Offerings of Asset-Backed Securities

Transcripts  Transcripts    

Recorded on: Mar. 1, 2017

AMY TAUB: It's now my pleasure to turn this briefing over to our moderator, Stuart Litwin. STUART LITWIN: Thanks a lot. So let me start by introducing our panelists, our co-panelists. First we have Mark Koontz. Mark is a Director and Counsel at Credit Suisse, where he covers Credit Suisse's asset-backed securitization and conduit lending businesses. Next is Dave Zawitz. Dave is senior corporate counsel at CarMax, the nation's largest retailer of ...

Foreign Account Tax Compliance Act 2017: What Financial Institutions and Withholding Agents Need to Know Now

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Mar. 7, 2017

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Lecture Topics [01:07:54] Upon the successful completion of this program, the participant will be able to: Recall the implementation and present status of the Foreign Account Tax Compliance Act (FATCA). Recognize key provisions contained in the final and temporary regulations issued under Internal Revenue Code (IRC) ...

Foreign Account Tax Compliance Act 2017: What Financial Institutions and Withholding Agents Need to Know Now

Transcripts  Transcripts    

Recorded on: Mar. 9, 2017

AMY TAUB: Hello. My name is Amy Taub. And I'm a program attorney with PLI, a nonprofit learning organization dedicated to keeping attorneys and other professionals at the forefront of knowledge and expertise, as well as preparing them to fulfill their pro bono responsibilities. I'd like to welcome you to today's briefing; "Foreign Account Tax Compliance Act 2017, What Financial Institutions and Withholding Agents Need to Know Now." Before we begin, ...

Growing Trend of Chinese Investments in Financially-Distressed U.S. Businesses and Assets

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Mar. 21, 2017

Taken from the briefing Growing Trend of Chinese Investments in Financially-Distressed U.S. Businesses and Assets recorded March, 2017 in New York. According to a recent report by Rhodium Group, there was over $46 billion of Chinese foreign direct investment into the U.S. in 2016 alone. This has pushed the total cumulative Chinese investment in the U.S. since 2000 to over $100 billion. This wave has been spread around the country; and Chinese owned ...

Growing Trend of Chinese Investments in Financially-Distressed U.S. Businesses and Assets

Transcripts  Transcripts    

Recorded on: Mar. 21, 2017

AMY TAUB: It is now my pleasure to turn this briefing over to Leonard Goldberger. LEONARD P. GOLDBERGER: Thank you, Amy. And good afternoon or morning to wherever you are. I'm Lenny Goldberger and I'd like to thank PLI for the privilege of speaking to you today and everybody who signed up for joining me. I must confess, preparing for this was a little frustrating and that's because there is so much good stuff here that trying to cram it all into ...

22nd Annual Consumer Financial Services Institute

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: 22nd Annual Consumer Financial Services Institute

Released on: Apr. 7, 2017

The Consumer Financial Protection Bureau (CFPB) recently celebrated its fifth anniversary and the consumer financial services industry is struggling to keep pace with the CFPB’s extraordinary number of regulatory and enforcement initiatives.  At the same time, other federal and state regulators and attorneys general are ramping up their activity.  All of these developments have resulted in a sea change in how the industry is treating ...

The Rapidly Changing Regulatory Landscape for Emerging Payment Systems

Transcripts  Transcripts    

Recorded on: Mar. 30, 2017

ALAN S. KAPLINSKY: OK, thank you, Danielle. Good afternoon, everybody. We're going to go into the next panel, entitled The Rapidly Changing Regulatory Landscape for Emerging Payment Systems. And this is, I think, by far the techie part of our program, compared to what you've been hearing. But I'm sure our panel is-- are going to do a great job in taking material that often can be very technology oriented and putting it in plain language for the rest ...

Fair Lending

Transcripts  Transcripts    

Recorded on: Mar. 30, 2017

ELIZABETH RYAN: Welcome everyone to this afternoon's program on fair lending, the legal framework and recent developments. We're fortunate this afternoon to have two experienced presenters. To my immediate right, I'm sorry-- to my immediate left is Skye Perryman, who's with WilmerHale in Washington, DC. Her practice includes representation of clients in the financial services industry, in civil litigation, class actions, and in the context of inquiries ...

Ethical Issues Unique to the Consumer Space/Class Actions

Transcripts  Transcripts    

Recorded on: Mar. 30, 2017

ELIZABETH: We're going to get started with the next panel, the panel on ethics. And we have two very experienced practitioners and presenters with us this afternoon. To my far left is Nancy Moore, she's a professor at Boston University Law School where she teaches professional responsibility and torts. And she's written extensively on professional ethics. Nancy is going to speak on conflicts of interest in class action litigation, whistleblower bounties ...

Hot-Button Consumer Financial Services Issues

Transcripts  Transcripts    

Recorded on: Mar. 30, 2017

BETH TERRELL: All right. Welcome back. So this panel is populated with plaintiff's attorneys, both from the private bar and from the public interest bar. And then we have Julia. So she's here to keep us honest or at least on point. JULIA STRICKLAND: That is hopeless. [LAUGHTER] I was trying to figure out how to describe myself. I'm sure there's some Trumpian appropriate description, but I was thinking maybe just like the loyal opposition. BETH ...

Class Action Developments and Settlements and UDAP Update

Transcripts  Transcripts    

Recorded on: Mar. 30, 2017

JULIA B. STRICKLAND: Class action developments. And we have three phenomenal panelists. To my immediate left is retired judge Shira Scheindlin, who is a luminary of the federal bench. Many of you, I'm sure, have read opinions by Judge Scheindlin, she's extremely well-known. And so, she is here to share her insights with us. To her left is Aaron van Oort, who's with the Faegre firm. All of the bios for these people who have lots of fantastic things ...

TCPA / Fair Credit Reporting Act/ Debt Collection Issues

Transcripts  Transcripts    

Recorded on: Mar. 30, 2017

ADRIENNE MCENTEE: Good morning. We're going to jump right in with three of the hottest statutory claims out there. And we've got a terrific panel this morning on my immediate left is Lauri Mazzuchetti, who is a partner at Kelley Drye. And she will provide, as you might imagine, the defense perspective. And to her left is Adrienne McEntee, who is my partner at Terrell Marshall Law Group in Seattle and she she's going to provide the plaintiff's perspective. And ...

Coping with the New Risk Retention Rules in Securitization Transactions

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Apr. 13, 2017

Taken from the briefing Coping with the New Risk Retention Rules in Securitization Transactions recorded April, 2017 in New York. Since December 24, 2016, new securitization transactions have been required to comply with the new Risk Retention Rules. This presentation will help to provide issuers, underwriters, counsel and service providers with an understanding of the new rules and practical advice based on their experience in the first securitization ...

Coping with the New Risk Retention Rules in Securitization Transactions

Transcripts  Transcripts    

Recorded on: Apr. 13, 2017

AMY TAUB: Thank you. Hello. My name is Amy Taub, and I am a program attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing, Coping with the New Risk Retention Rules in Securitization Transactions. Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access ...

Residential Mortgage Foreclosure Litigation -- Developments and Trends

MP3 Audio  Audio Download (MP3)    Audio Only On-Demand Web  On-Demand One-Hour Briefing    

Recorded on: Apr. 20, 2017

Taken from the briefing Residential Mortgage Foreclosure Litigation -- Developments and Trends recorded April, 2017 in New York. While residential foreclosure litigation law varies state by state, the trends and patterns can provide valuable guidance on the future of residential foreclosure litigation. This briefing will look at some of the major developments in active markets including New York, New Jersey, Florida, and California. The Briefing ...

Residential Mortgage Foreclosure Litigation -- Developments and Trends

Transcripts  Transcripts    

Recorded on: Apr. 21, 2017

AMY TAUB: It is now my pleasure to turn this briefing over to Jonathan Robbin. JONATHAN M. ROBBIN: Thank you, Amy. And thank you, everyone, for attending today. As Amy mentioned, Nicole and I are both partners in Blank Rome's consumer financial services industry team. My focus is primarily on New York and Connecticut. Nicole's is primarily on Florida. But Blank Rome, as a whole, covers 18 different jurisdictions throughout the nation. We focus on ...

Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze

Released on: Apr. 28, 2017

The legal framework applying to fiduciary investment advice is undergoing a sea change.  The DOL has finalized rulemaking that is dramatically changing the regulatory framework establishing fiduciary duties and obligations for broker-dealers, advisors and service providers in the retirement marketplace. At the same time, the SEC continues to advance its consideration of whether to subject broker-dealers and advisers to a harmonized uniform standard ...

The Advisers Act; Broker Dealer and Bank Fiduciary Requirements

Transcripts  Transcripts    

Recorded on: Apr. 27, 2017

CLIFFORD KIRSCH: Thanks. And we are ready for our next panel. And as I mentioned in the introduction, what we're looking to do on this panel is develop the framework more and flush it out with respect to advisers, broker dealers, and from the bank end of things. And you are in excellent hands. Priya, Mary, and Jen will walk us through this material. I'm very, very pleased to introduce Priya Udeshi Crick, who is Associate General Counsel at the Office ...

The DOL Conflicts Rule

Transcripts  Transcripts    

Recorded on: Apr. 27, 2017

CLIFFORD KIRSCH: All right. Welcome back to our final-- our final panel. And I asked the panelists to really take a deep dive into where we are today with the DOL rule, and how firms are reacting and thinking about it. And we have a good panel here. You're in good hands for the discussion. To my far right is Allison Wielobob. Allison is my colleague at Eversheds Sutherland and I work closely with her. I always enjoy working with Alison. She's a councilwoman ...

Leveraged Financing 2017

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Leveraged Financing 2017

Released on: May. 12, 2017

In this program, the country’s leading experts in leveraged finance will examine key concepts and strategies in serving leveraged companies, including portfolio companies of private equity firms. You will learn about the leveraged finance marketplace, including new deal activity, continuing refinancing needs, evolving trends in leveraged finance, funding sources and product offerings, the impact of macro-economic, regulatory and political ...

Financing an Acquisition

Transcripts  Transcripts    

Recorded on: May. 4, 2017

DAVID A. BRITTENHAM: Well, before I introduce the panel, I have a news flash from the OCC. Controller Thomas Currie is stepping down May 5th. So apropos of our regulatory discussion this morning, the OCC, which has been quite vigorous in the leveraged lending guidance space, is going to have a new head. We are blessed now with another panel of all stars. To my immediate left is-- I'm making sure. Jen is a member of Cahill Gordon's corporate practice ...

Direct Lending and Other Alternative Capital

Transcripts  Transcripts    

Recorded on: May. 4, 2017

PATRICK J. RYAN: Good. Welcome back, everybody. We're going to move on to our next panel. Direct lending and alternative capital. So we'll start with the introductions of the panelists. To David's left is Stephen Boyko. He's a partner in the corporate department, and co-head of the private credit finance group, at Proskauer. And he focuses primarily on finance transactions, particularly those involving private sources of capital. Very germane to ...

Leveraged Finance Restructuring

Transcripts  Transcripts    

Recorded on: May. 4, 2017

DAVID A. BRITTENHAM: We are back with our second panel of the day on Leverage Finance and Restructuring. We are privileged to have with us two preeminent practitioners in these two areas. To my left is Angela Fontana. Angela's a corporate partner in the Dallas office of Sidley Austin, and member of the firm's Global Finance and Private Equity Groups, and co-head of the Private Equity Group. Her practice focuses on financing transactions and debt restructuring ...

Leveraged Financing in 2017

Transcripts  Transcripts    

Recorded on: May. 4, 2017

PATRICK RYAN: Wanted to introduce our other two panelists. To David's left is Michele Penzer. She's the managing partner of the New York office of Latham and Watkins and is a member of the firm's finance department and the banking and project finance practices. She has built a successful finance practice navigating clients through some of the most volatile market conditions over the past two decades. And to her left is Tony McMahon, who is an executive ...


  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2018 Practising Law Institute. Continuing Legal Education since 1933.

© 2018 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.