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Foreign Account Tax Compliance Act 2017: What Financial Institutions and Withholding Agents Need to Know Now

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Mar. 7, 2017

CPE credit (NASBA QAS Self-Study) is available by completing and passing the program’s CPE Review & Exam. Lecture Topics [01:07:54] Upon the successful completion of this program, the participant will be able to: Recall the implementation and present status of the Foreign Account Tax Compliance Act (FATCA). Recognize key provisions contained in the final and temporary regulations issued under Internal Revenue Code (IRC) §§1471-1474 ...

Foreign Account Tax Compliance Act 2017: What Financial Institutions and Withholding Agents Need to Know Now

Transcripts  Transcripts    

Recorded on: Mar. 9, 2017

AMY TAUB: Hello. My name is Amy Taub. And I'm a program attorney with PLI, a nonprofit learning organization dedicated to keeping attorneys and other professionals at the forefront of knowledge and expertise, as well as preparing them to fulfill their pro bono responsibilities. I'd like to welcome you to today's briefing; "Foreign Account Tax Compliance Act 2017, What Financial Institutions and Withholding Agents Need to Know Now." Before we begin, ...

Ethical Issues Unique to the Consumer Space/Class Actions

MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

Recorded on: Mar. 30, 2017

Taken from the Web Program Recorded March 27 - 28, 2017 in New YorkEthical Issues Unique to the Consumer Space/Class Actions [01:00:51]• Conflicts of interest in aggregate litigation • Whistleblower bounties--Is it ethical for lawyers to seek them? • Ethical limits  on contacting former employees • The ABA's recently adopted anti-discrimination rule for lawyers • Ethical issues in the use ...

All Things Canadian: Cross-Border Securities Offerings

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Recorded on: Jul. 24, 2017

Taken from the briefing All Things Canadian: Cross-Border Securities Offerings recorded July, 2017 in New York. During this Briefing, the panelists will address the rules applicable to U.S. public companies seeking to offer securities into Canada concurrent with undertaking a U.S. SEC-registered offering. The speakers also will address the framework applicable to Canadian companies that are MJDS filers, as well as the framework applicable to ...

Packaged Retail and Insurance-Based Investment Products: Final Preparations

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Jul. 26, 2017

Taken from the briefing Packaged Retail and Insurance-Based Investment Products: Final Preparations recorded July, 2017 in New York. After one false start, the PRIIPs Regulation will finally become effective at the beginning of 2018 and will herald a new approach for pre-contractual disclosure in the form of a Key Information Document (KID) in relation to retail packaged investment products. The Regulation will impact upon many different types ...

All Things Canadian: Cross-Border Securities Offerings

Transcripts  Transcripts    

Recorded on: Jul. 26, 2017

AMY TAUB: It is now my pleasure to turn this briefing over to Tim McCormick. TIM MCCORMICK: Thanks Amy. Thank you everyone for attending on a Monday afternoon to hear about All Things Canadian and some Cross-Border Offerings. Just initially to set out what we plan to cover today, first we'll go through or I'll go through the regulators and quasi-regulatory authorities in Canada, the sources of regulation in Canada. Then, we'll get into the basic ...

Ethics in Banking and Financial Services 2017

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From the program: Ethics in Banking and Financial Services 2017

Released on: Aug. 3, 2017

An expert faculty will review and provide practical guidance on current ethical issues faced by attorneys working in banking and financial services. You will learn: Confidentiality issues when representing banking and financial services clients Ethical issues in internal investigations Ethical concerns when representing multinational clients Whistleblower remedies for corporate counsel Current issues involving ...

Packaged Retail and Insurance-based Investment Products: Final Preparations

Transcripts  Transcripts    

Recorded on: Aug. 2, 2017

AMY TAUB: Thank you. Hello. My name is Amy Taub and I'm a program attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing-- "Packaged Retail And Insurance-based Investment Products-- Final Preparations." Before I begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access ...

Private Equity Transactions – Recurring Commercial Litigation Issues

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Recorded on: Aug. 3, 2017

Taken from the briefing Private Equity Transactions – Recurring Commercial Litigation Issues recorded August, 2017 in New York. Issues arise often when representing private equity clients in transaction negotiations. Deal lawyers, and litigators who advise deal lawyers, should be aware of these issues and recent relevant case law. Lecture Topics [01:06:26] Please join Gabrielle Gould and Samuel Rubin of Goodwin Procter LLP as they discuss ...

Private Equity Transactions – Recurring Issues

Transcripts  Transcripts    

Recorded on: Aug. 4, 2017

AMY TAUB: Hello, my name is Amy Taub, and I'm a program attorney with PLI, a nonprofit learning organization. I would like to welcome you to today's briefing, "Private Equity Transactions, Recurring Commercial Litigation Issues." Before we begin, I have some administrative announcements. This briefing will be one hour in length. Please feel free to send questions at any time during the briefing. Please remember that you have access to material for ...

FinTech 2017

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From the program: FinTech 2017

Released on: Aug. 23, 2017

The financial services industry is changing rapidly. Technology is revolutionizing securities investing and trading, transaction payment methodologies, and the provision of investment advice. This program will explore the legal and compliance issues arising out of the explosive advances in financial technology, including crowdfunding, blockchain technology and cryptocurrency, including bitcoin, and the advent of robo-advisors, among others.  ...

SEC Report of Investigation: Implications for Offers and Sales of Blockchain Tokens and Other Digital Assets

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Sep. 13, 2017

Taken from the briefing SEC Report of Investigation: Implications for Offers and Sales of Blockchain Tokens and Other Digital Assets recorded September 2017 in New York. This Briefing will focus on the key implications of new Securities and Exchange Commission Report of Investigation regarding the public offerings of blockchain tokens and other digital assets. Lecture Topics [01:05:12] Listen to Jay G. Baris, Daniel R. Kahan, Joshua Ashley ...

Bankruptcy Basics for Low-Income Clients 2017

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From the program: Bankruptcy Basics for Low-Income Clients 2017 (Free)

Released on: Sep. 17, 2017

Although the economy is improving and foreclosures in many parts of the country are in decline due to rising home values, financially marginalized people still file bankruptcy in disproportionate numbers.  Many debtors are unrepresented and bankruptcy clinics are still in great demand.  There is a critical need for pro bono attorneys to assist low-income clients at all levels.  The practice of bankruptcy law is ever changing (all of ...

CFPB's Arbitration Rule

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Sep. 14, 2017

Taken from the briefing CFPB's Arbitration Rule recorded September 2017 in New York. Over the summer, the Consumer Financial Protection Bureau issued a Final Rule on the use of arbitration provisions in consumer financial services products and services. Listen to Eric J. Mogilnicki, co-chair of the consumer financial services practice at Covington & Burling LLP, Alan S. Kaplinsky, co-practice leader of the consumer financial services group ...

SEC Report of Investigation: Implications for Offers and Sales of Blockchain Tokens and Other Digital Assets

Transcripts  Transcripts    

Recorded on: Sep. 14, 2017

AMY TAUB: It is now my pleasure turn this briefing over to Jay Baris. JAY BARIS: Thank you, Amy. This is Jay Baris. It's a pleasure to be back here with PLI. We're going to start off today just asking a general question, and then we'll talk about what we're going to talk about. How have we come this far? How did things change so fast in the past six months? The answer to that is that it's not just changing in the past six months, it's changing almost ...

Overview – Chapter 7 Bankruptcy

Transcripts  Transcripts    

Recorded on: Sep. 14, 2017

SALLY J. ELKINGTON: And we're going to start out-- I'm going to keep talking-- and we're going to start out with the overview of bankruptcy law. SARAH LAMPI LITTLE: Can I chime in for-- SALLY J. ELKINGTON: Sure. SARAH LAMPI LITTLE: So I just wanted to say that we really do read the feedback for these presentations. And we, every year, kind of make adjustments to the presentation based on what we hear from you guys. So please don't think that any ...

Section 707(b) – Means Test Overview and Filing a Chapter 7 Bankruptcy Case

Transcripts  Transcripts    

Recorded on: Sep. 14, 2017

SALLY J. ELKINGTON: All right, we are back. I hope everybody had a nice break. We are starting on now the section about the means test. CARL R. GUSTAFSON: The means test. SALLY J. ELKINGTON: And that falls right into Carl's territory. CARL R. GUSTAFSON: OK. The means test is the least favorite element of the BAPCPA reforms that took place in 2005. That's the one everyone was afraid of. And if you look at bankruptcy filing statistics, there were ...

Duties of the Attorney in a Bankruptcy Case

Transcripts  Transcripts    

Recorded on: Sep. 14, 2017

SARAH LAMPI LITTLE: With that, we'll start our next segment, which is the attorney's duties. So we want to get an accurate and complete financial picture. And there's a minimum attorney due diligence requirement. It's our responsibility to ensure that they give us the information that we need to do an adequate job representing them. And so things that you need to consider are your client's level of sophistication, their level of stress, the goals ...

The 341(a) hearing aka Meeting of Creditors

Transcripts  Transcripts    

Recorded on: Sep. 14, 2017

SARAH LAMPI LITTLE: All right. So we're going to kind of take you through the 341 hearing in a performance. And so in our example, Sally will be the attorney, and you and I will be the debtor's, and then I'm going to confuse you by switching hats and becoming the trustee when it's time. But the first thing we're going to talk about is preparing the client. SALLY ELKINGTON: Who's my-- who are my clients? SARAH LAMPI LITTLE: We are your clients. Richard ...

Bankruptcy Estate and Exemptions and The Automatic Stay and Discharge of Debts in Bankruptcy Cases

Transcripts  Transcripts    

Recorded on: Sep. 14, 2017

SARAH LAMPI LITTLE: OK. All right, are we ready? We're going to talk about the bankruptcy estate and exemptions. CARL R. GUSTOFSON: Sounds rich, the bankruptcy estate. SARAH LAMPI LITTLE: Conceptually, you need to describe this to people as once you file bankruptcy, everything that you own becomes property of the bankruptcy estate. Which is this thing-- this artificial entity created upon the filing of the bankruptcy. And the bankruptcy trustee ...

After the Filing of the Chapter 7 Bankruptcy

Transcripts  Transcripts    

Recorded on: Sep. 14, 2017

SALLY J. ELKINGTON: All right, so we're back for the last half hour, the last stretch. I'd like to encourage folks who have questions to get them in to me, because we are going to cover questions during the session. The same thing with people out in the audience here-- you have questions, get them up to us, so we can discuss them-- something you might not have understood that we can go into a little deeper. So one of the questions that was asked-- ...

Think Like a Lawyer and Talk Like a Geek 2017: Get Fluent in Technology -- The Future of FinTech

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Think Like a Lawyer and Talk Like a Geek 2017: Get Fluent in Technology

Recorded on: Sep. 15, 2017

Taken from the Web Program Think Like a Lawyer, Talk Like a Geek 2017: Get Fluent in Technology recorded September 2017 in New York. The Future of FinTech [01:02:19] Evolution beyond cash; alternate payment systems Legal and regulatory framework Industry trends and issues for new entrants Go big or go home? Landscape of current and future players Speakers: Lori E. Lesser (panel leader), Maria Gotsch, Shaheen Kanda, Yvette ...

The Future of FinTech

Transcripts  Transcripts    

Recorded on: Sep. 15, 2017

LORI LESSER: All right, so we have a terrific panel for the future of fintech. And I'll introduce my panelists. First to my immediate left is Maria Gotsch who is the president and the CEO of the Partnership Fund for New York City, which I hope all of you learn more about. It's the investment arm of New York's Partnership for New York City, which is more or less our chamber of commerce. And it's dedicated to creating Silicon Alley and job growth in ...

Accessing the U.S. Capital Markets from Europe Without SEC Registration: Understanding the Interplay Between Different Regulatory Regimes and Market Practice

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Sep. 25, 2017

Taken from the briefing Accessing the U.S. Capital Markets from Europe without SEC Registration: Understanding the Interplay between Different Regulatory Regimes and Market Practice recorded September 2017 in New York. London-based Paul, Weiss, Rifkind, Wharton & Garrison LLP partner Mark S. Bergman will provide an overview of the issues U.S. securities counsel should be aware of when representing European issuers, which are not SEC reporting ...

Shadow-Boxing in 2017: An Update on Shadow Banking Reform

MP3 Audio  Audio Download (MP3)    On-Demand Web Briefing  On-Demand One-Hour Briefing    

Recorded on: Sep. 26, 2017

Taken from the briefing Shadow-Boxing in 2017: An Update on Shadow Banking Reform recorded September 2017 in New York. The Financial Stability Board has been spearheading a review of “shadow banking” entities and activities since the onset of the financial crisis. Pursuant to the FSB’s work, many regulatory reforms have been introduced at both the national and international level in a wide-range of different areas. At the recent ...


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