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Showing 1 - 25 of 31 Results

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Banking Law Institute 2016

On-Demand Web Programs  On-Demand Web Programs    

From the program: Banking Law Institute 2016

Released on: Dec. 12, 2016

In the years post-crisis, banks and financial institutions had a chance to respond to the first wave of finalized post-recession regulation and learn how their conformance and compliance programs held up to scrutiny.  This past year gave us some revealing developments on how banks and financial institutions navigated the new regulatory landscape and the challenges in interpreting those regulations and designing new business policies to achieve ...

Real Estate M&A and REIT Transactions 2017

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Real Estate M&A and REIT Transactions 2017

Released on: Jan. 26, 2017

During the past year, the REIT and commercial real estate industries have continued to experience strong M&A activity, with some sectors poised for large-scale consolidation even as new property types also continue to expand the REIT universe. At the same time, the ongoing presence of activist investors – and a number of high-profile governance contests – have changed the playbook for REITs, as they have for all public companies. ...

REIT Governance, and Activism

Transcripts  Transcripts    

Recorded on: Jan. 20, 2017

DAVID W. BONSER: We'll go ahead and get started with our second panel. This panel is on REIT governance issues. My name's David Bonser with Hogan Lovells. I'll be moderating the panel. I want to introduce the panelists. We've got a really great group of people to talk about some of the current issues of the day in terms of REIT governance. To my immediate right is Samantha Gallagher who is the general counsel of First Potomac Realty Trust. Samantha's ...

Overview of the REIT Landscape

Transcripts  Transcripts    

Recorded on: Jan. 20, 2017

ADAM O. EMMERICH: Willis, thank you very much. Everyone is here in person or virtually. Welcome and thank you for joining us on behalf of David and myself. We're very glad to have put this program together and hope you'll find it to be an interesting and informative day. The first session is a little bit different than the rest of the day, I think, for whether you're an experienced practitioner looking for the latest updates or whether you're a neophyte, ...

Evaluating the Current Tax Landscape for REITS and Dealing with the Issues

Transcripts  Transcripts    

Recorded on: Jan. 20, 2017

ANA CRISTINA ARUMI: --joining us for the last presentation of the day. I know it's tax, and so everybody might be a little bit scared. But we'll try to keep this lively. We have a great group here that has joined me for this panel, and I'm very happy for them to share their thoughts on a variety of REIT issues. The title of our presentation, Evaluating the Current Tax Landscape for REITs and Dealing with the Issues-- we are going to try to be very ...

Hot Topics in REIT M&A, JVs, Private-to-Public and Other Transactions

Transcripts  Transcripts    

Recorded on: Jan. 20, 2017

ROBIN PANOVKA: OK, we're going to get started. Hi, all. I'm Robin Panovka from Wachtell, Lipton. And our topic this afternoon is "Hot Topics in REIT, M&A, Joint Ventures, and Other Major Transactions." And the way we're going to approach it is by talking about specific transactions various members of the panel have been involved in. So a little bit kind of a mini case study. Encourage questions along the way. The more interactive the better. The ...

Non-Traditional REITs and Non-Traditional REIT Activities; More, and More Active?

Transcripts  Transcripts    

Recorded on: Jan. 20, 2017

DAVID F. LEVY: Hello, everyone, and thank you for being here. Welcome to the 11:30 panel, also known as the last thing to do before lunch. So we will keep this crisp and brief, and keep the afternoon going. The title for today's panel is Non-Traditional REITs and Non-Traditional REIT Activities: More and More Active? We're joined today by truly a wonderful panel. Ron Sanders, Principal and General Counsel of Colony Investments. Ron is responsible ...

Ethics for Financial Industry Lawyers 2017

On-Demand Web Programs  On-Demand Web Programs    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Ethics for Financial Industry Lawyers 2017

Released on: Feb. 22, 2017

The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the implementation of the Dodd-Frank Act. You will learn: Lawyers as gatekeepers to protect the public Who the client is - organizations, not officers When to report wrongdoing: internally (up the corporate ladder and to the Board) and externally (to regulators) ...

Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze

Released on: Apr. 28, 2017

The legal framework applying to fiduciary investment advice is undergoing a sea change.  The DOL has finalized rulemaking that is dramatically changing the regulatory framework establishing fiduciary duties and obligations for broker-dealers, advisors and service providers in the retirement marketplace. At the same time, the SEC continues to advance its consideration of whether to subject broker-dealers and advisers to a harmonized uniform standard ...

The DOL Conflicts Rule

Transcripts  Transcripts    

Recorded on: Apr. 27, 2017

CLIFFORD KIRSCH: All right. Welcome back to our final-- our final panel. And I asked the panelists to really take a deep dive into where we are today with the DOL rule, and how firms are reacting and thinking about it. And we have a good panel here. You're in good hands for the discussion. To my far right is Allison Wielobob. Allison is my colleague at Eversheds Sutherland and I work closely with her. I always enjoy working with Alison. She's a councilwoman ...

The Advisers Act; Broker Dealer and Bank Fiduciary Requirements

Transcripts  Transcripts    

Recorded on: Apr. 27, 2017

CLIFFORD KIRSCH: Thanks. And we are ready for our next panel. And as I mentioned in the introduction, what we're looking to do on this panel is develop the framework more and flush it out with respect to advisers, broker dealers, and from the bank end of things. And you are in excellent hands. Priya, Mary, and Jen will walk us through this material. I'm very, very pleased to introduce Priya Udeshi Crick, who is Associate General Counsel at the Office ...

Leveraged Financing 2017 -- Leveraged Financing in 2017

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Leveraged Financing 2017

Recorded on: May. 4, 2017

Taken from the Web Program Leveraged Financing 2017 recorded May, 2017 in New York. Leveraged Financing in 2017 [01:37:28] Market overview Business and legal drivers of deal activity Sources of financing; the rise of direct lending and its implications Trends in deal structures and terms Product, market and geographic comparisons Case law developments and implications Impact of changes in monetary or fiscal ...

Financing an Acquisition

Transcripts  Transcripts    

Recorded on: May. 4, 2017

DAVID A. BRITTENHAM: Well, before I introduce the panel, I have a news flash from the OCC. Controller Thomas Currie is stepping down May 5th. So apropos of our regulatory discussion this morning, the OCC, which has been quite vigorous in the leveraged lending guidance space, is going to have a new head. We are blessed now with another panel of all stars. To my immediate left is-- I'm making sure. Jen is a member of Cahill Gordon's corporate practice ...

Direct Lending and Other Alternative Capital

Transcripts  Transcripts    

Recorded on: May. 4, 2017

PATRICK J. RYAN: Good. Welcome back, everybody. We're going to move on to our next panel. Direct lending and alternative capital. So we'll start with the introductions of the panelists. To David's left is Stephen Boyko. He's a partner in the corporate department, and co-head of the private credit finance group, at Proskauer. And he focuses primarily on finance transactions, particularly those involving private sources of capital. Very germane to ...

Leveraged Financing in 2017

Transcripts  Transcripts    

Recorded on: May. 4, 2017

PATRICK RYAN: Wanted to introduce our other two panelists. To David's left is Michele Penzer. She's the managing partner of the New York office of Latham and Watkins and is a member of the firm's finance department and the banking and project finance practices. She has built a successful finance practice navigating clients through some of the most volatile market conditions over the past two decades. And to her left is Tony McMahon, who is an executive ...

Financial Services Technology 2017: Avoidance of Risk

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Financial Services Technology 2017: Avoidance of Risk

Released on: May. 13, 2017

The financial services industry is heavily regulated, especially in the area of data security and privacy - and the regulations are constantly changing. The Dodd-Frank Wall Street Reform and Consumer Protection Act changed the industry landscape, and companies must maintain their vigilance to comply with its requirements. Federal and state agencies, including the OCC, FFIEC, Federal Reserve and CFPB, have all issued regulations, guidance and recommendations ...

Financial Services IT - Strategic Alliances and Ownership of IP and Data

Transcripts  Transcripts    

Recorded on: May. 8, 2017

RICHARD RAYSMAN: We had a number of speakers coming in from Washington, DC today and the people who took the train are here and my partner decided to fly and he's sitting on the tarmac. So my recommendation to everybody here is take the [INAUDIBLE], that's what I do. And I have concurrence from Gary Barnett and a few other people. So welcome to our afternoon session and our first session is financial services-- well, it's strategic alliances, ownership ...

Data Security Issues Facing Financial Institutions - A CISO’s Perspective

Transcripts  Transcripts    

Recorded on: May. 8, 2017

RICHARD RAYSMAN: The issues on social media questions I get-- and I don't know anybody how much this is prosecuted-- but it's copyright and fair use. A client comes and says, well, can I use this photo? It's fair use. And I go back to my-- I like my history when it's a copyright issue. So quiz for everybody. When was the first copyright statute, not necessarily in America, but when was the first copyright statute? Somebody should know this from intellectual ...

Risks of Social Media for Financial Services Providers

Transcripts  Transcripts    

Recorded on: May. 8, 2017

RICHARD RAYSMAN: With that, I'm going to introduce the chair of our social media panel, and the moderator who's going to be moderating. And to my immediate left is Jennifer Smith Finnegan, who is a general counsel at Herrick, Feinstein, and focuses her practice on professional responsibility, legal ethics, risk management, and compliance issues. Prior to serving as the firm's general counsel, Jenny was a partner in Herrick's legal litigation department, ...

Financial Services IT - Request for Proposal (RFP) Preparation

Transcripts  Transcripts    

Recorded on: May. 8, 2017

RICHARD RAYSMAN: OK. Welcome back. We have our next presentation where-- we switched presentations. Global investigations is going to go at four o'clock. So our next one is request for proposal preparation. We're fortunate to have three speakers who really have been down in the trenches with preparing RFPs, which are key to really getting a good deal for the customer. The person going to be moderating the panel is to my left, Dennis Conley. Dennis ...

The Volcker Rule 2017: What it Means for Financial Institutions and Markets

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: The Volcker Rule 2017: What it Means for Financial Institutions and Markets

Released on: May. 16, 2017

From the day it was proposed, Section 619 of the Dodd-Frank Act, broadly referred to as The Volcker Rule, was met with controversy.  The Rule, which banned commercial banks from engaging in most forms of proprietary trading, made significant impacts to the financial industry from the moment it was ratified throughout its challenging implementation process and conformance deadline in 2015.   Yet with the new administration and legislature, ...

The Volcker Rule - Compliance and Conformance

Transcripts  Transcripts    

Recorded on: May. 11, 2017

WILLIAM J. SWEET JR: So thank you for joining us this afternoon for the second half of our program where we'll be hearing even more interesting things than we heard this morning, which was a great morning. This is our compliance panel. And on my left is Bob Maxant, who is a partner at Deloitte where he's in charge of the governance risk and regulatory practice, and he's also the managing partner leading the Volcker Rule service. To his left is Chris ...

The Volcker Rule - Foreign Banks

Transcripts  Transcripts    

Recorded on: May. 11, 2017

DEREK M. BUSH: Great. Well, let's start our last panel of the day. This is the foreign bank panel. And once again, I won't go through all the bios. You have them already. But we have Satish Kini from Debevoise & Plimpton doing double duty today, back on our panel, Sally Miller, CEO of the Institute of International Bankers, who has really been at the forefront of a lot of the industry advocacy on foreign bank issues, and Joerg Riegel from Societe ...

The Volcker Rule - Proprietary Trading

Transcripts  Transcripts    

Recorded on: May. 11, 2017

DEREK BUSH: OK. I think we're about ready to get started if you can take your seats. Our next panel is our prop panel, which again is something of a reunion from last year. I won't bother summarizing their bios because you have them in the packet and online. But just to run down our row here, we have Jonathan Gould from BlackRock, Mary Lou Guttmann from Wells Fargo, Camille Orme from Sullivan and Cromwell, Meg Tyre from Davis Polk, and Curtis Tao ...

The Volcker Rule - Funds

Transcripts  Transcripts    

Recorded on: May. 11, 2017

WILLIAM J. SWEET: Well, we are now shifting to the other major focus of the Volcker Rule. And as Anna, who is staying with us, has indicated, Phil, the good news here is this is pretty cut and dried. This is not a [INAUDIBLE]. I think there is a big difference in my experience, in that I think there is a lot less interaction with the agencies on this subject. But there's a lot of action. It just happens to be self-help between the institutions and ...


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