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Showing 1 - 25 of 44 Results


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Fed’s TLAC Rule

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Fed’s TLAC Rule

Released on: Jan. 16, 2018

Taken from the One-Hour Briefing  Recorded January 2018 in New York Fed’s TLAC Rule [01:02:25] In December of 2016, the Federal Reserve Board adopted final rules relating to a long-term debt, total loss absorbing capacity (TLAC), and clean holding company requirement. The rules apply to U.S. G-SIBs and for foreign banks that are G-SIBs and subject to an intermediate holding company requirement. Please join Oliver I. Ireland of Morrison ...

Real Estate M&A and REIT Transactions 2018

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Real Estate M&A and REIT Transactions 2018

Released on: Jan. 26, 2018

The REIT and commercial real estate industries have continued to experience strong M&A activity, as the REIT market continues to grow and consolidate.  REITs already own more than $1.8 trillion of U.S. real estate, and there are now 24 REITs with equity market capitalizations north of $10 billion.  The transactions fueling this growth, which are expected to continue, include REIT mergers and IPOs, spin-offs and restructurings, transactions ...

Overview of the REIT Landscape

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

ROBIN PANOVKA: So Michael, let's start with you, and just talk very broadly about cycles, both real estate, private real estate, and REIT cycles. Where are we in those cycles and break it down by sector for us? MICHAEL BILERMAN: Great, and thank you, Robin, for having me here today. The cycle one is always a difficult question, because I don't think you know where you are until it ends to where you were within that perspective. But you certainly ...

Disruptors in the Global Market as a Catalyst for REIT M&A and Restructurings: Fact or Fiction; Public-to-Private Deals and Other Transactions

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

GIL MENNA: Welcome back from lunch everyone, and this panel is the 1:30 panel on REIT M&A and strategic transactions. We're discussing disruptors in the global markets as a catalyst to REIT M&A and restructurings, and whether that's fact or fiction, and also public-to-private deals generally in other topics. I'm excited to have a great set of panelists here with me from my left Steve Hentschel at HFF, runs real estate M&A there; Andy Jonas, everyone ...

REIT M&A and Strategic Transactions – Dissecting Cutting Edge Deal Strategies and Tactics

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

ADAM EMMERICH: Welcome back, everybody. Hope you all had a good break. I'm Adam Emmerich. We're going to have a session on M&A blocking and tackling. We'll talk about cutting-edge stuff and new stuff, but basically this is a session about the core topic of M&A. It seems that this morning, people didn't do lengthy introductions. You all have the course materials, we have a great panel, going from next to me, down the line, in alphabetical order, Jim ...

Evaluating the Current Tax Landscape for REITS and Dealing with the Issues

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

ANA CHRISTINA ARUMI: All right. Good afternoon. Chrstina Arumi, I'm a principal in the National Tax Department at Ernst & Young, and before that I was a partner at Hogan Lovells in Washington DC. Your reward for sticking it out to 4:00 PM for a tax panel on a Friday afternoon is that you get this awesome group of tax lawyers to hear from. They really need no introduction, so I'll keep it brief. Ana O'Brien is a partner at Latham & Watkins in LA. ...

SEC Developments Unique to the REIT Industry

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

YOEL KRANZ: Good afternoon, everyone whether you're in the room or whether you're out on the webcast. Welcome to the SEC development portion of the program. I'm Yoel Kranz in the REIT and real estate capital markets group at Goodwin in New York. I'm very pleased to be able to introduce my co-panelists. To my left-- someone who really needs not much of an introduction to this audience is Sonia Barros. Sonia's the assistant director of the SEC's division ...

REIT Governance, and Activism

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

THOMAS LEANSE: Hi. I'm Tom Leanse. I'm the chief legal officer of Macerich, and I guess I was carefully listening to the prior panel talk about the retail industry. My co-panelists today are Gage Johnson from Paramount Group, Lauren [? Goldberg ?] from VEREIT, and Paula Maggio from RPAI, and Sabastian Niles from Wachtell. And we're going to try a little different format, since we have Sabastian sitting on our panel, and we're going to pose a few ...

Ethics for Financial Industry Lawyers 2018

On-Demand Web Programs  On-Demand Web Programs    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Ethics for Financial Industry Lawyers 2018

Released on: Mar. 18, 2018

The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the Dodd-Frank Act. Lecture Topics [Total RunTime: 02:04:33] Segments with an asterisk (*) are available only with the purchase of the entire program. Introduction* [00:00:52] Michael S. Sackheim, Howard Schneider Ethics for Financial Industry Lawyers [02:03:41]  ...

Financial Services Technology 2018: Avoidance of Risk

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Financial Services Technology 2018: Avoidance of Risk

Released on: May. 7, 2018

The financial services industry is one of the most heavily regulated industries and the regulations are constantly changing. The Dodd-Frank Wall Street Reform and Consumer Protection Act changed the landscape and companies must maintain their vigilance to comply with its requirements. Federal and state agencies, including the OCC, FFIEC, Federal Reserve and CFPB, have issued regulations, guidance and recommendations regarding data security, cybersecurity, ...

Financial Services Technology - Global Risk and Investigations

Transcripts  Transcripts    

Recorded on: May. 2, 2018

RICHARD RAYSMAN: This is a panel I am looking forward to-- Global Risk and Investigations. We have two Justice Department guys with this-- one current and one former. So all the way to my left is Ben Fitzpatrick. Ben is a senior counsel in the Computer Crime and Intellectual Property Section called CCIPS, of the Criminal Division of the Department of Justice. His portfolio includes working on cybersecurity policy issues, providing advice to cybercrime ...

Financial Services Technology - Request for Proposal (RFP) Preparation

Transcripts  Transcripts    

Recorded on: May. 2, 2018

RICHARD RAYSMAN: Well, welcome to our next panel, which is a Request for Proposal Preparation. We've talked about strategic alliances and all these other relationships, but some of these things start with a request for proposal, and I would like to introduce our panelists. To my immediate left, your right, is Mike Cammarota, who supervises a team of lawyers that facilitate ease of doing business in deal shaping and negotiating with clients in North ...

Data Security Issues Facing Financial Institutions – a CISO’s Perspective

Transcripts  Transcripts    

Recorded on: May. 2, 2018

RICHARD RAYSMAN: Some comments about the last panel. I've been studying a lot about ethics by watching Perry Mason, the old Perry Mason reruns, and Perry's very good on confidentiality, [INAUDIBLE] confidentiality, as far as pretexting, making sure that you don't make believe you're somebody you're not. Perry's pretty good about that. But his side kick, his investigator, Paul Drake, does a lot of pretexting. So I don't know that how it would come ...

Vetting Vendor Service Providers for Financial Services Firms

Transcripts  Transcripts    

Recorded on: May. 2, 2018

RICHARD RAYSMAN: Welcome back. We are reconvening here. The next topic is vetting vendor service providers for financial services firms. We actually covered some of the security piece earlier in the second panel, but this is a really much broader panel on vending, vendors service providers. And let me just introduce the chair of the panel, Jeremy Pomeroy, who is in the middle. Jeremy's a founder of the Pomeroy Law Group. He focuses his practice on ...

Risks of Social Media for Financial Services Providers

Transcripts  Transcripts    

Recorded on: May. 2, 2018

RICHARD RAYSMAN: OK. Well, our first panel with our three panels here is the risks of social media for financial services providers. And there are some people who say that the internet revolution is actually bigger than the Industrial Revolution. I don't know if I exactly agree with that. But certainly now with artificial intelligence coming in, the internet and technology is starting to get into manufacturing. It permeates every part of our society. ...

The Volcker Rule 2018: What It Means for Financial Institutions and Markets

On-Demand Web Programs  On-Demand Web Programs    Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: The Volcker Rule 2018: What It Means for Financial Institutions and Markets

Released on: May. 15, 2018

With the new administration and an evolving regulatory focus in 2017, the Volcker Rule was often cited as a target for change, if not repeal.  Meanwhile, banks and financial institutions continued their Volcker Rule compliance duties throughout the year and 2017 even witnessed the Rule’s first enforcement action.  Discussion of Rule changes reemerged in 2017 with 2018 touted as a potential window where any adjustments would be made.  ...

Financial Services Conflicts of Interest & Fiduciary Duties 2018: Navigating the Emerging Regulatory Maze -- Recent Developments: Emerging Legislation and Regulations Dealing with Fiduciary Investment Advice

Web Segment  Web Segment    MP3 Audio  Audio Download (MP3)    MP4 - Mobile Video Seg  Video Download (MP4)    

From the program: Financial Services Conflicts of Interest & Fiduciary Duties 2018: Navigating the Emerging Regulatory Maze

Recorded on: May. 11, 2018

Taken from the Web Program Fiduciary Investment Advice 2018 Recorded May, 2018 in New York [00:57:49] SEC’s Uniform Standard of Conduct Developments re: DOL’s Fiduciary Duty rule What the States are doing Fiduciary investment advice and the delivery of advisory services digitally The purchase price of this Web Program segment includes the following article from the Course Handbook available online:  ...

Fiduciary Investment Advice: Litigation and Enforcement Perspectives

Transcripts  Transcripts    

Recorded on: May. 11, 2018

CLIFFORD E. KIRSCH: Great. Thanks, Danielle. And welcome back to this panel. As we get started, the question I'd ask you to think about as we deal with the next hour is how best, if you work at a firm or counsel a firm-- how best to structure, establish, or maintain a program to identify, deal with conflicts, mitigate conflicts, disclose conflicts, and the rest. And that's because, as we said in the opening, as the rulemaking is getting shaped, the ...

The Volcker Rule - Funds

Transcripts  Transcripts    

Recorded on: May. 11, 2018

SPEAKER 1: Which focuses on funds. Our panelists today, to my immediate left, and question asker on the prior panel is Yosef Ibrahimi, who's a director in the General Counsel department of Credit Suisse. He's lead bank regulatory lawyer for Credit Suisse's Asset Management business, and advises on Bank Holding Company Act, Volcker Rule, and other issues that have emerged from Dodd-Frank. And on his left is Satish Kini, who's a partner at Debevoise ...

The Volcker Rule - Foreign Banks

Transcripts  Transcripts    

Recorded on: May. 11, 2018

WILLIAM J. SWEET JR: Thank you very much. So my question for the audience to start this off is, who here has been to the Preakness? Do we have anyone who's attended the Preakness? OK, I live in Baltimore. I probably live about a mile from Pimlico. And on the 19th, the Preakness is going to be held. And as we would say at the Preakness, we're now coming into the final stretch. This is our last presentation for the day. So we're going to get you out ...

The Volcker Rule - Compliance and Conformance

Transcripts  Transcripts    

Recorded on: May. 11, 2018

DEREK M. BUSH: Great. Thanks, Ken. And so yeah, let's get started with our compliance panel. We're very fortunate to have a lot of expertise on this panel again this year. Curtis Tao from Citi, Rena Shadowitz from U of A, Joerg Riegel from Soc Gen, and Chris Scarpati from PWC. We need a term for whoever's done this four years in a row, like a lifer. They're lifers at this program. And we're delighted to have Rena with us and Joerg too as a veteran ...

Recent Developments: Emerging Legislation and Regulations Dealing with Fiduciary Investment Advice

Transcripts  Transcripts    

Recorded on: May. 11, 2018

CLIFFORD E. KIRSCH: All right. So as we go through this panel, think about, in terms of what questions say ask yourself, how is the reform package going to change sort of the broker dealer landscape which we'll get to, but also the advising landscape. So think along those. Again, there's targeted proposals to both. And on this panel we're looking to take a deeper dive into the SEC reform package. And I'm very pleased to be joined by David Blass. ...

The Volcker Rule - The Washington Perspective

Transcripts  Transcripts    

Recorded on: May. 11, 2018

ANNA M. HARRINGTON: OK, thank you, Derek and Bill, for the invitation to speak here today. And before I start, I should make the standard disclaimer that my remarks today are my own, and not those of the Federal Reserve Board. So I thought, going first, it would be useful to give a little process background to set the stage. Because I think I do agree with Derek, that it's interesting times for the Volcker Rule. So, as you know, the Volcker Rule, ...

What is Fiduciary Investment Advice?

Transcripts  Transcripts    

Recorded on: May. 11, 2018

CLIFFORD E. KIRSCH: So what we're going to be talking a lot about is the Fifth Circuit decision at a subsequent panel. We're also going to be talking about the SEC's proposed rules. So we'll cover a lot of that. But there's a decades long history that got us there. And a lot of people-- ANDREW J. "BUDDY" DONOHUE: And we're here because we actually have been here for decades. [LAUGHTER] CLIFFORD E. KIRSCH: Well, I thought you were going to say you ...

The Volcker Rule - Proprietary Trading

Transcripts  Transcripts    

Recorded on: May. 11, 2018

DEREK M. BUSH: OK, I think we're going to get started. Next up is our prop trading panel. I'll give a reminder to our friends from the press that all the comments of our panelists are off the record. You have bios in your packets, so I won't spend a lot of time introducing our panelists. We have, Matt is here from Wells Fargo, and Polly's here from J.P. Morgan Chase, and we have Gabe Rosenberg here from Davis Polk & Wardwell. So I think Gabe is going ...


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