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FinTech 2017

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From the program: FinTech 2017

Released on: Aug. 23, 2017

The financial services industry is changing rapidly. Technology is revolutionizing securities investing and trading, transaction payment methodologies, and the provision of investment advice. This program will explore the legal and compliance issues arising out of the explosive advances in financial technology, including crowdfunding, blockchain technology and cryptocurrency, including bitcoin, and the advent of robo-advisors, among others.  ...

Think Like a Lawyer and Talk Like a Geek 2017: Get Fluent in Technology -- The Future of FinTech

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From the program: Think Like a Lawyer and Talk Like a Geek 2017: Get Fluent in Technology

Recorded on: Sep. 15, 2017

Taken from the Web Program Think Like a Lawyer, Talk Like a Geek 2017: Get Fluent in Technology recorded September 2017 in New York. The Future of FinTech [01:02:19] Evolution beyond cash; alternate payment systems Legal and regulatory framework Industry trends and issues for new entrants Go big or go home? Landscape of current and future players Speakers: Lori E. Lesser (panel leader), Maria Gotsch, Shaheen Kanda, Yvette ...

The Future of FinTech

Transcripts  Transcripts    

Recorded on: Sep. 15, 2017

LORI LESSER: All right, so we have a terrific panel for the future of fintech. And I'll introduce my panelists. First to my immediate left is Maria Gotsch who is the president and the CEO of the Partnership Fund for New York City, which I hope all of you learn more about. It's the investment arm of New York's Partnership for New York City, which is more or less our chamber of commerce. And it's dedicated to creating Silicon Alley and job growth in ...

Financial Services Industry Regulatory Compliance Forum 2017

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From the program: Financial Services Industry Regulatory Compliance Forum 2017

Released on: Nov. 15, 2017

In addition to the credits listed , this program also offers credit for ABA professional certification. Financial Services Industry Regulatory Compliance Forum 2017 has been approved for 8.25 CRCM credits. This statement should not be viewed as an endorsement of this program or its sponsor. Financial services firms’ corporate compliance and ethics programs continue to be under intense regulatory scrutiny. Many new rules have been issued which ...

Approaching Conflicts in Financial Services Firms

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

CLIFFORD E. KIRSCH: Great. Well, thank you and welcome back. Our next session is dealing with conflicts, and it's looking at, in a comprehensive manner, how we think about, approach, and deal with conflicts. And I'm very pleased to welcome back Scott Kirwin. Scott, just to remind you, is vice president and associate general counsel, Brokerage and Wealth Management at Fidelity Investments. And I'm also pleased to welcome Scott Weinstein. Scott is ...

The Role of Data and Other Elements in Assessing Risk: A Regulatory Perspective

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

CLIFFORD KIRSCH: Welcome back. And welcome to our next panel. With the emergence of data analytics and its application to regulation, I wanted to add to the program a panel looking at data analytics from a regulatory perspective. And I'm very, very pleased to introduce Scott Bauguess and Carlo di Florio and Scott Kirwin. Scott Bauguess is the Deputy Chief Economist at the SEC and Deputy Director of the SEC's DERA office, which is the Division of ...

The Financial Services Industry: Laying the Foundation

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

CLIFFORD KIRSCH: Couldn't ask for a better person to follow those remarks and be here for giving us the foundation-- Carole Basri. Carole is the corporate compliance-- she has a rich bio that you should read, so I'm going to mention a couple of things-- Carole is the Corporate Compliance Program Advisor at Fordham University Law School. She's also an Adjunct Professor at Fordham University Law School, a Visiting Professor at Peking University School ...

Compliance and Legal Challenges Regarding Fintech

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

JAMES BURNS: Thanks very much. Welcome back to the program today. My name is Jim Burns. I'm a partner at the firm of Willkie Farr &Gallagher. And I am a former SEC official. I was the deputy director of trading and markets for about three years until about two years ago, working on market structure issues. And prior to that, I was the deputy chief of staff under chairman Shapiro. So a lot of the things that we're going to be talking about over the ...

Compliance and Legal Supervisory Liability in Financial Services

Transcripts  Transcripts    

Recorded on: Nov. 13, 2017

BRIAN RUBIN: Good afternoon. I am Brian Rubin, a partner with Sutherland. And for the folks here-- we have some quiz questions for the folks everywhere-- but for the folks here, we have some water bottles from Eversheds Sutherland. So if you get the correct answer, afterwards you can come back, and I'll give you your excellent water bottle. And I'm a partner of Cliff Kirsch. Jeanine, why don't you introduce yourself. JEANINE GIRALDO MCHUGH: Sure. ...

Banking Law Institute 2017

On-Demand Web Programs  On-Demand Web Programs    

From the program: Banking Law Institute 2017

Released on: Dec. 8, 2017

In addition to the credits listed to the right, this program also offers credit for ABA professional certification. Banking Law Institute 2017 has been approved for 1.25 CAFP, 7.5 CRCM, 5 CSOP credits. This statement should not be viewed as an endorsement of this program or its sponsor. Banking law and regulation is never complete, but the landscape achieved what may be considered relative stability in the recent post crisis years.  Yet with ...

Fed’s TLAC Rule

On-Demand Web Briefing  On-Demand One-Hour Briefing    

From the program: Fed’s TLAC Rule

Released on: Jan. 16, 2018

Taken from the One-Hour Briefing  Recorded January 2018 in New York Fed’s TLAC Rule [01:02:25] In December of 2016, the Federal Reserve Board adopted final rules relating to a long-term debt, total loss absorbing capacity (TLAC), and clean holding company requirement. The rules apply to U.S. G-SIBs and for foreign banks that are G-SIBs and subject to an intermediate holding company requirement. Please join Oliver I. Ireland of Morrison ...

Real Estate M&A and REIT Transactions 2018

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From the program: Real Estate M&A and REIT Transactions 2018

Released on: Jan. 26, 2018

The REIT and commercial real estate industries have continued to experience strong M&A activity, as the REIT market continues to grow and consolidate.  REITs already own more than $1.8 trillion of U.S. real estate, and there are now 24 REITs with equity market capitalizations north of $10 billion.  The transactions fueling this growth, which are expected to continue, include REIT mergers and IPOs, spin-offs and restructurings, transactions ...

Evaluating the Current Tax Landscape for REITS and Dealing with the Issues

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

ANA CHRISTINA ARUMI: All right. Good afternoon. Chrstina Arumi, I'm a principal in the National Tax Department at Ernst & Young, and before that I was a partner at Hogan Lovells in Washington DC. Your reward for sticking it out to 4:00 PM for a tax panel on a Friday afternoon is that you get this awesome group of tax lawyers to hear from. They really need no introduction, so I'll keep it brief. Ana O'Brien is a partner at Latham & Watkins in LA. ...

REIT Governance, and Activism

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

THOMAS LEANSE: Hi. I'm Tom Leanse. I'm the chief legal officer of Macerich, and I guess I was carefully listening to the prior panel talk about the retail industry. My co-panelists today are Gage Johnson from Paramount Group, Lauren [? Goldberg ?] from VEREIT, and Paula Maggio from RPAI, and Sabastian Niles from Wachtell. And we're going to try a little different format, since we have Sabastian sitting on our panel, and we're going to pose a few ...

Overview of the REIT Landscape

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

ROBIN PANOVKA: So Michael, let's start with you, and just talk very broadly about cycles, both real estate, private real estate, and REIT cycles. Where are we in those cycles and break it down by sector for us? MICHAEL BILERMAN: Great, and thank you, Robin, for having me here today. The cycle one is always a difficult question, because I don't think you know where you are until it ends to where you were within that perspective. But you certainly ...

REIT M&A and Strategic Transactions – Dissecting Cutting Edge Deal Strategies and Tactics

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

ADAM EMMERICH: Welcome back, everybody. Hope you all had a good break. I'm Adam Emmerich. We're going to have a session on M&A blocking and tackling. We'll talk about cutting-edge stuff and new stuff, but basically this is a session about the core topic of M&A. It seems that this morning, people didn't do lengthy introductions. You all have the course materials, we have a great panel, going from next to me, down the line, in alphabetical order, Jim ...

Disruptors in the Global Market as a Catalyst for REIT M&A and Restructurings: Fact or Fiction; Public-to-Private Deals and Other Transactions

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

GIL MENNA: Welcome back from lunch everyone, and this panel is the 1:30 panel on REIT M&A and strategic transactions. We're discussing disruptors in the global markets as a catalyst to REIT M&A and restructurings, and whether that's fact or fiction, and also public-to-private deals generally in other topics. I'm excited to have a great set of panelists here with me from my left Steve Hentschel at HFF, runs real estate M&A there; Andy Jonas, everyone ...

SEC Developments Unique to the REIT Industry

Transcripts  Transcripts    

Recorded on: Jan. 22, 2018

YOEL KRANZ: Good afternoon, everyone whether you're in the room or whether you're out on the webcast. Welcome to the SEC development portion of the program. I'm Yoel Kranz in the REIT and real estate capital markets group at Goodwin in New York. I'm very pleased to be able to introduce my co-panelists. To my left-- someone who really needs not much of an introduction to this audience is Sonia Barros. Sonia's the assistant director of the SEC's division ...

Ethics for Financial Industry Lawyers 2018

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From the program: Ethics for Financial Industry Lawyers 2018

Released on: Mar. 18, 2018

The program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the Dodd-Frank Act. Lecture Topics [Total RunTime: 02:04:33] Segments with an asterisk (*) are available only with the purchase of the entire program. Introduction* [00:00:52] Michael S. Sackheim, Howard Schneider Ethics for Financial Industry Lawyers [02:03:41]  ...

Financial Services Technology 2018: Avoidance of Risk

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From the program: Financial Services Technology 2018: Avoidance of Risk

Released on: May. 7, 2018

The financial services industry is one of the most heavily regulated industries and the regulations are constantly changing. The Dodd-Frank Wall Street Reform and Consumer Protection Act changed the landscape and companies must maintain their vigilance to comply with its requirements. Federal and state agencies, including the OCC, FFIEC, Federal Reserve and CFPB, have issued regulations, guidance and recommendations regarding data security, cybersecurity, ...

Financial Services Technology - Global Risk and Investigations

Transcripts  Transcripts    

Recorded on: May. 2, 2018

RICHARD RAYSMAN: This is a panel I am looking forward to-- Global Risk and Investigations. We have two Justice Department guys with this-- one current and one former. So all the way to my left is Ben Fitzpatrick. Ben is a senior counsel in the Computer Crime and Intellectual Property Section called CCIPS, of the Criminal Division of the Department of Justice. His portfolio includes working on cybersecurity policy issues, providing advice to cybercrime ...

Vetting Vendor Service Providers for Financial Services Firms

Transcripts  Transcripts    

Recorded on: May. 2, 2018

RICHARD RAYSMAN: Welcome back. We are reconvening here. The next topic is vetting vendor service providers for financial services firms. We actually covered some of the security piece earlier in the second panel, but this is a really much broader panel on vending, vendors service providers. And let me just introduce the chair of the panel, Jeremy Pomeroy, who is in the middle. Jeremy's a founder of the Pomeroy Law Group. He focuses his practice on ...

Risks of Social Media for Financial Services Providers

Transcripts  Transcripts    

Recorded on: May. 2, 2018

RICHARD RAYSMAN: OK. Well, our first panel with our three panels here is the risks of social media for financial services providers. And there are some people who say that the internet revolution is actually bigger than the Industrial Revolution. I don't know if I exactly agree with that. But certainly now with artificial intelligence coming in, the internet and technology is starting to get into manufacturing. It permeates every part of our society. ...

Data Security Issues Facing Financial Institutions – a CISO’s Perspective

Transcripts  Transcripts    

Recorded on: May. 2, 2018

RICHARD RAYSMAN: Some comments about the last panel. I've been studying a lot about ethics by watching Perry Mason, the old Perry Mason reruns, and Perry's very good on confidentiality, [INAUDIBLE] confidentiality, as far as pretexting, making sure that you don't make believe you're somebody you're not. Perry's pretty good about that. But his side kick, his investigator, Paul Drake, does a lot of pretexting. So I don't know that how it would come ...

Financial Services Technology - Request for Proposal (RFP) Preparation

Transcripts  Transcripts    

Recorded on: May. 2, 2018

RICHARD RAYSMAN: Well, welcome to our next panel, which is a Request for Proposal Preparation. We've talked about strategic alliances and all these other relationships, but some of these things start with a request for proposal, and I would like to introduce our panelists. To my immediate left, your right, is Mike Cammarota, who supervises a team of lawyers that facilitate ease of doing business in deal shaping and negotiating with clients in North ...


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