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Nicole S. Healy

Nicole S. Healy

Ropers Majeski Kohn & Bentley PC

Redwood City, CA, USA


Nicole Healy is a partner in the Redwood City office of Ropers Majeski Kohn & Bentley.  Ms. Healy has represented companies and individuals in a wide range of industries in complex matters including claims concerning corporate governance and control; litigation alleging breach of fiduciary duty and fraud; complex commercial disputes; shareholder class action and derivative litigation; intellectual property rights and trade secrets; and merger and acquisition litigation.  She has conducted, and has represented companies and their executives in, corporate internal investigations into possible violations of federal and state law.  Ms. Healy has also represented companies and individuals in investigations by the Federal Trade Commission, the Securities and Exchange Commission, U.S. Attorneys’ Offices, and other government agencies.  She has tried cases to judgment in state and federal courts, and to decision in private arbitration proceedings.  Ms. Healy has counseled companies regarding compliance with state and federal laws, including the FCPA and the UK Bribery Act, and anti-money laundering laws.

In addition, Ms. Healy serves as a mediator for the U.S. District Court for the Northern District of California.

Prior to entering private practice, Ms. Healy was a prosecutor for the U.S. Department of Justice, in the Fraud Section, Criminal Division where she focused on violations of the U.S. Foreign Corrupt Practices Act (“FCPA”), defense procurement fraud, and international white collar criminal matters. 

Ms. Healy is the author of the Anti-Money Laundering Deskbook: A Practical Guide To Law and Compliance (Practising Law Institute, 2017 ed.), as well as numerous articles regarding money laundering and terrorist finance, the FCPA, and other topics, and is a frequent speaker.

Nicole S. Healy is associated with the following items:
Treatise  Treatise Anti-Money Laundering Deskbook: A Practical Guide to Law and Compliance (Looseleaf)
Anti-Money Laundering Deskbook: A Practical Guide to Law and Compliance (Hardcover)
Treatise Chapters  Treatise Chapters What to Expect in 2017: Anti-Money Laundering and Terrorist Finance Regulation and Enforcement - Looking Ahead: The Impact of the 2016 Election on Key Legal Issues, Monday, January 30, 2017
Course Handbooks  Course Handbooks Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know
CHB Chapters  CHB Chapters Customer Due Diligence Requirements for Financial Institutions, 31 C.F.R. §§ 1010, 1020, 1023, 1024 and 1026 (May 11, 2016) - Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know, Tuesday, June 06, 2017
Banking Division Transaction Monitoring and Filtering Program Requirements and Certifications, New York State Department of Financial Services, Superintendent’s Regulations, Part 504 - Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know, Tuesday, June 06, 2017
What to Expect in 2017: Anti-Money Laundering and Terrorist Finance Regulation and Enforcement (January 2017) - Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know, Tuesday, June 06, 2017
Designing and Implementing an Effective Compliance Program - Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know, Tuesday, June 06, 2017
Shadow Banking and Trade- or Service-Based Money Laundering - Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know, Tuesday, June 06, 2017
Sample Geographic Targeting Order, U.S. Department of the Treasury (February 21, 2017) - Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know, Tuesday, June 06, 2017
Press Release, FinCEN Renews Real Estate “Geographic Targeting Orders” to Identify High-End Cash Buyers in Six Major Metropolitan Areas, U.S. Department of the Treasury (February 23, 2017) - Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyers, Accountants, and Other Professional Service Providers Need to Know, Tuesday, June 06, 2017
On-Demand Web Programs  On-Demand Web Programs Anti-Money Laundering Due Diligence and Compliance 2017: What Lawyer, Accountants, and other Professional Service Providers Need to Know, Friday, June 09, 2017, San Francisco, CA
Live Seminar  Live Seminar Anti-Money Laundering 2018: Risks, Due Diligence and Compliance in an Evolving Legal and Technological World, Monday, June 11, 2018, San Francisco, CA
Live Webcast  Live Webcast Anti-Money Laundering 2018: Risks, Due Diligence and Compliance in an Evolving Legal and Technological World, Monday, June 11, 2018, San Francisco, CA
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