FacultyFaculty/Author Profile
Nicholas P. Panos

Nicholas P. Panos

U.S. Securities & Exchange Commission
Senior Special Counsel, Office of Mergers and Acquisitions, Division of Corporation Finance
Washington, DC, USA

Nicholas P. Panos is a Senior Special Counsel in the Office of Mergers and Acquisitions at the SEC’s Division of Corporation Finance in Washington, D.C.  His responsibilities include administering and interpreting the Williams Act and corresponding SEC regulations governing international and hostile business combinations, proxy contests for corporate control and management buyouts.  His SEC career began in the Division of Enforcement where he worked on matters relating to insider trading, front running by investment advisors, and full disclosure in municipal finance offerings.  Mr. Panos is a contributing author to an SEC Interpretive Release issued in July, 2000 on tender offers for limited partnerships and tender offers subject only to §14(e) and Regulation 14E.  In response to the financial crisis that emerged in 2008, Mr. Panos helped develop a short sale disclosure system and engineered the 2009 exemptive relief needed to assist General Motors’ attempt to buyback $28 billion in publicly held debt.  Mr. Panos also was credited for authoring:  proposed reforms to the SEC proxy solicitation rules in 2009; the re-adoption of the beneficial ownership rules in 2011; and, in 2015, the proposed proxy and information statement disclosure provisions on hedging by employees, officers and directors.

Mr. Panos graduated from Colgate University with a B.A. in Economics and obtained his law degree from the University of Denver where he was a member of the Law Review and earned a research credit in a West Publishing textbook on administrative law.  He currently serves as an adjunct professor of law at Georgetown University Law Center in Washington, D.C.  He is a member of the Massachusetts Bar Association and also holds a MBA degree from Columbia University Graduate School of Business in New York City.

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