FacultyFaculty/Author Profile
Nicholas Baumgartner

Nicholas Baumgartner

Citigroup Global Markets Limited
Deputy General Counsel, Equity Capital Markets
London, , GBR


Nicholas Baumgartner is Deputy General Counsel at Citi and is based in London. Nicholas joined Citi in 2010, and is responsible for legal coverage of Citi’s equity capital markets and equity-linked businesses throughout Europe, the Middle East and Africa. Previously, Nicholas worked in the corporate department of Freshfields Bruckhaus Deringer, where he began his legal career. At Freshfields, Nicholas was based in the firm’s London and Frankfurt offices, and also spent significant time working in the firm’s Hong Kong office. In 2013, Financial News named Nicholas as one of its “40 under 40 Rising Stars” in the European legal profession.

Nicholas’ expertise includes initial public offerings and listings on global stock exchanges; follow-on offerings of major financial institutions and corporates; offerings of equity-linked securities, in particular by FIG and emerging market issuers; SEC-registered offerings and ongoing reporting filings; offerings of high-yield debt; cross-border M&A transactions; private placements; and accelerated equity offerings and block trades.

Nicholas is admitted to the New York State Bar and holds a J.D. from Vanderbilt University Law School, a B.A. in German Literature from Oberlin College and a B.Mus. in Piano Performance from Oberlin Conservatory of Music. Nicholas has published articles in the Vanderbilt Journal of Entertainment and Technology Law and in BACH, Journal of the Riemenschneider Bach Institute.

Nicholas Baumgartner is associated with the following items:
Web Segment  Web Segment Regulatory Developments Affecting the Capital Markets in the US - Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice, Monday, January 23, 2017
MP3 Audio  MP3 Audio Regulatory Developments Affecting the Capital Markets in the US - Regulatory Developments Affecting the Capital Markets in the US, Monday, January 23, 2017
Transcripts  Transcripts Regulatory Developments Affecting the Capital Markets in the US - Regulatory Developments Affecting the Capital Markets in the US, Monday, January 23, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Regulatory Developments Affecting the Capital Markets in the US - Regulatory Developments Affecting the Capital Markets in the US, Monday, January 23, 2017
On-Demand Web Programs  On-Demand Web Programs Sixteenth Annual Institute on Securities Regulation in Europe: Practical Implications of U.S. Law on EU Practice, Friday, January 27, 2017, London
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.