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PLI Voted Best Continuing Legal Education Provider

Blog  Blog Post

Posted on: Mon, 05 Feb 2018 19:29:54 +0000

Practising Law Institute is delighted to announce that it has been voted the Best Continuing Legal Education (CLE) Provider by the readers of The National Law Journal in its Best Of 2018 Survey.More

Insights from the Director of the Division of Corporation Finance

Blog  Blog Post

Posted on: Fri, 09 Feb 2018 14:52:35 +0000

Bill Hinman, Director of the Securities and Exchange Commission’s Division of Corporation Finance delivered the keynote address at the Practising Law Institute’s annual Securities Regulation in Europe program. More

SEC offers amnesty program for undisclosed share-class conflicts

Blog  Blog Post

Posted on: Tue, 13 Feb 2018 15:37:51 +0000

"I think you have to look at the compensation plan you have, making sure that advisors are not incentivized to recommend certain share classes," Huang said at a recent conference hosted by the Practising Law Institute More

SEC to Advance Efforts to Streamline Disclosure Requirements in 2018

Blog  Blog Post

Posted on: Fri, 23 Feb 2018 17:33:14 +0000

Corporation Finance Division Director William Hinman and his team, speaking Friday on a panel at the Practising Law Institute’s “SEC Speaks” Conference in Washington, D.C., outlined a near-term plan that rests on previously announced initiatives. More

SEC Plans to Limit Who Can Call Themselves a Financial Advisor

Blog  Blog Post

Posted on: Mon, 26 Feb 2018 17:25:21 +0000

The SEC plans to include a requirement that only brokers who act in the clients’ best interest be allowed to use titles such as “financial advisor,” SEC chairman Jay Clayton said Friday at a conference sponsored by the Practising Law InstituteMore

As DOL Rule is Struck Down, Fears Resurface Over Investor Protection

Blog  Blog Post

Posted on: Wed, 21 Mar 2018 14:33:43 +0000

At a Practising Law Institute event in February, SEC Chairman Jay Clayton said the watchdog wants to bring "clarity" and "harmony" to standards of conduct of advisors and that those standards would apply to retail and retirement accounts.More

Legal Project Management: It’s Not Just for Big Firms Anymore

Blog  Blog Post

Posted on: Thu, 22 Mar 2018 14:29:39 +0000

Last month when I was participating in the Practising Law Institute’s (PLI) annual Project Management for Lawyers seminar, several panelists’ comments resonated with me.More

Elections Held for Practising Law Institute Board of Trustees at PLI Annual Meeting

Blog  Blog Post

Posted on: Thu, 19 Apr 2018 18:31:15 +0000

At the April 18th Annual Meeting of the Board of Trustees of Practising Law Institute (PLI), the following individuals were elected:More

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