FacultyFaculty/Author Profile
Nate Saint-Victor

Nate Saint-Victor

Morgan Stanley
Executive Director, Legal and Compliance Division
New York, NY, USA

Nate Saint-Victor is an Executive Director at Morgan Stanley where he provides legal advice on the securities laws, with a focus on prime brokerage, securities lending and fund administration.  Previously, Nate provided legal advice to the Wealth Management division on broker-dealer and investment advisory issues with a focus on research, development and distribution of alternative investments.  Nate started his legal career in the Investment Management Group at Davis Polk. Nate has previously served on the SIFMA Alternative Investments Roundtable, Investment Adviser/Broker-Dealer Task Force, and Investment Advisory Committee as well as the Certified Financial Planner (CFP) Board Business Model Working Group.  Nate regularly speaks on issues related to securities laws, diversity and inclusion and professional development.

Nate mobilizes resources for innovation and change within the legal profession through his leadership positions with the Alliance of Securities and Financial Educators (ASAFE), the Council of Urban Professionals (CUP), Legal Outreach, the National Association of Minority and Women Owned Law Firms (NAMWOLF), and the NYC Bar Association, where he sits on the Executive Committee. 

Nate is a former Chair of the Morgan Stanley Legal and Compliance Division Diversity & Inclusion Committee, a 2017 Metropolitan Black Bar Association “Trailblazer of the Year,” a 2015 CUP Catalyst Change Agent in Law, and a 2009 CUP Fellow.  Nate also enjoys mentoring through LEAD, PALS and Legal Outreach and was recognized by Legal Outreach as an “Elder of the Village,” the organization’s highest honor.

Nate co-authored the “Power of Partnering” article, summarized here and available at the NAMWOLF website, describing best practices for majority and minority- or women-owned law firms to co-partner on client matters.

Nate graduated from Duke University, where he co-founded the Duke Business and Investment Clubs, and Georgetown Law, where he served on the Journal for Gender and the Law, the award-winning Frederick Douglass Moot Court team and as President of the Black Law Student Association.  

Nate Saint-Victor is associated with the following items:
On-Demand Web Programs  On-Demand Web Programs Diversity & Inclusion in Law Practice 2017, Monday, February 13, 2017, New York, NY
Course Handbooks  Course Handbooks Diversity & Inclusion in Law Practice 2018
CHB Chapters  CHB Chapters From Bystanders to Upstanders: Amplifying Diversity Efforts Through Action - Diversity & Inclusion in Law Practice 2018, Friday, April 20, 2018
Diversity Assessment Report for Entities Regulated by the SEC - Diversity & Inclusion in Law Practice 2018, Friday, April 20, 2018
Diversity Benchmarking Report 2016 - Diversity & Inclusion in Law Practice 2018, Friday, April 20, 2018

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