FacultyFaculty/Author Profile
Nancy L. Swift

Nancy L. Swift

Wells Fargo Bank NA
Deputy Chief Compliance Officer, Institutional & Brokerage
New York, NY, USA

Nancy Swift recently joined Wells Fargo’s Regulatory Compliance Risk Management team as the Deputy Chief Compliance Officer for Institutional & Brokerage.  In that role, Nancy is responsible for overseeing the portfolio of compliance risk management programs for the institutional, capital markets, securities and brokerage activities across the enterprise.  

Prior to joining Wells Fargo in August, Nancy spent 10+ years at Deutsche Bank, working in a variety of roles in the Legal and Compliance Departments.  For the last three years, she was Head of Compliance for Deutsche Bank’s Markets division, served as co-chief compliance officer for its broker-dealer and supported DB’s implementation of Title VII and the Volcker Rule.

Before joining Deutsche Bank, Nancy spent 3 years in the Legal Department at Credit Suisse First Boston.  Prior to CSFB, Nancy worked as an associate in the litigation department at Simpson Thacher and Bartlett.   

Nancy earned an undergraduate degree from Princeton University, and a law degree from Harvard Law School.  She is admitted to the NY bar and holds the Series 7, 14 and 66 licenses. 


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