FacultyFaculty/Author Profile
N. Adele  Hogan

N. Adele Hogan

Deutsche Bank AG
Director
New York, NY, USA


Ms. Hogan currently is a Director in Global Audit at an investment bank. She focuses on audit and bank regulatory matters. Prior to her current position, Ms. Hogan's practice focused on securities law and financings, M&A, restructurings, derivatives, internal investigations, dispute resolutions, bank regulatory matters (including Volcker Rule, AML, FCPA, and OFAC), compliance and risk.

In the securities area, Ms. Hogan has worked for underwriters and issuers in a wide array of industries on offerings of diverse types of securities, including investment grade debt, IPOs of common stock, trust preferred securities, medium-term note programs, 144A offerings, debt tenders, and consent solicitations. She regularly advises on SEC reporting, disclosure and corporate governance issues. Throughout her career, Ms. Hogan has worked on more than 125 offerings totaling over $200 billion.

In the M&A area, she has experience with public company tender offers, going-private transactions, spin-offs, joint ventures and private equity deals.

Her corporate work in the restructuring and bankruptcy area involves diverse industries, including airlines, automotive, chemicals, energy and utilities, financial institutions, gaming, hotels and leisure, real estate, and retail.

In regulatory, compliance, risk and internal investigations, her work has included FCPA and whistleblower matters, SEC and FINRA regulatory matters, AML, Volcker Rule and corporate governance work.

She has practiced corporate law at some of New York City’s largest firms, including Cravath, Swaine & Moore LLP for over 10 years, and Cadwalader, Wickersham & Taft LLP, Shearman & Sterling LLP and Willkie, Farr & Gallagher, and has been an equity partner at Linklaters LLP and White & Case LLP.

SELECTED RECOGNITION

  • Nationally ranked for six years as a leading lawyer in the area of capital markets by Chambers USA: America's Leading Lawyers for Business
  • Named in New York Best Lawyers – 2013, 2014 and 2015

DIRECTORSHIPS

  • Past Trustee of The Spence School, New York
  • Past Chairman and Trustee of The School for Strings, New York
  • Past director of non-for-profit and several private companies
N. Adele Hogan is associated with the following items:
Course Handbooks  Course Handbooks Understanding the Securities Laws 2017
CHB Chapters  CHB Chapters Commodity Futures Trading Commission, Office of Public Affairs, Fact Sheet—Final Rule Regarding Margin for Uncleared Swaps (December 16, 2015) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Links to Material Relevant to Navigating Ethics and Professionalism Requirements in Securities Law Practice - Understanding the Securities Laws 2017, Thursday, July 13, 2017
U.S. Securities and Exchange Commission, Recordkeeping and Internal Controls Provisions Section 13(b) of the Securities Exchange Act of 1934 (May 28, 2003) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
U.S. Securities and Exchange Commission, National Exam Program, Office of Compliance Inspections and Examinations, Examination Priorities For 2017 - Understanding the Securities Laws 2017, Thursday, July 13, 2017
U.S. Securities and Exchange Commission, Anti-Bribery Provision, §30A of the Securities Exchange Act of 1934 (March 19, 2002) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Selected Links to Materials Relevant to Registering Securities Under the Securities Act of 1933: The Skills Needed by Securities Lawyers - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Web Segment  Web Segment Navigating Ethics and Professionalism Requirements in Securities Law Practice - Understanding the Securities Laws 2017, Tuesday, July 18, 2017
Introduction to Securities Laws - Understanding the Securities Laws 2017, Tuesday, July 18, 2017
Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers - Understanding the Securities Laws 2017, Tuesday, July 18, 2017
MP3 Audio  MP3 Audio Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers - Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers, Tuesday, July 18, 2017
Navigating Ethics and Professionalism Requirements in Securities Law Practice - Navigating Ethics and Professionalism Requirements in Securities Law Practice, Tuesday, July 18, 2017
Introduction to Securities Laws - Introduction to Securities Laws, Tuesday, July 18, 2017
Transcripts  Transcripts Navigating Ethics and Professionalism Requirements in Securities Law Practice - Navigating Ethics and Professionalism Requirements in Securities Law Practice, Tuesday, July 18, 2017
Introduction to Securities Laws - Introduction to Securities Laws, Tuesday, July 18, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Introduction to Securities Laws - Introduction to Securities Laws, Tuesday, July 18, 2017
Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers - Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers, Tuesday, July 18, 2017
Navigating Ethics and Professionalism Requirements in Securities Law Practice - Navigating Ethics and Professionalism Requirements in Securities Law Practice, Tuesday, July 18, 2017
On-Demand Web Programs  On-Demand Web Programs Understanding the Securities Laws 2017, Wednesday, July 19, 2017, New York, NY
SECI Workshop  SECI Workshop Form 20-F In-Depth Workshop 2017, Wednesday, December 20, 2017, New York, NY
Live Seminar  Live Seminar Understanding the Securities Laws 2018, Thursday, July 19, 2018, New York, NY
Live Webcast  Live Webcast Understanding the Securities Laws 2018, Thursday, July 19, 2018, New York, NY
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