FacultyFaculty/Author Profile
N. Adele Hogan

N. Adele Hogan

Baker Tilly Virchow Krause, LLP

New York, NY, USA


Adele Hogan is a capital markets advisor who frequently works on regulatory, bankruptcy, structured finance, mergers and acquisitions and FinTech matters, including Blockchain.  Adele has also led anti-financial crimes investigations, risk framework implementations and corporate governance matters.

Adele’s work involves diverse industries, including: financial institutions; energy and utilities; healthcare (medical devices, biotech and pharmaceuticals), leisure (gaming and hotels); real estate, telecommunications, media and technology; transportation (airlines, automotive, shipping, rail); and retail. Adele is a frequent speaker on securities regulation issues.

Adele frequently chairs and speaks at national law programs.  She has served as an adjunct law professor at Fordham University School of Law and speaks at Cornell University Law School and the Levin Institute.

Adele worked for over ten years at Cravath Swaine & Moore LLP, and was a partner at White & Case LLP and Linklaters LLP. Adele most recently served as director – group audit (legal and regulatory) at Deutsche Bank.

Involvement

  • New York City Bar Association (Securities Regulation Committee (former Chair), Financial Reporting Committee (former Chair), Banking Law Committee, M & A Committee)
  • New York State Bar Association, Business Law Section (Executive Committee)
  • American Bar Association, Federal Securities Law Committee
  • Association of Corporate Counsel
  • 100 Women in Finance
  • Women in Derivatives (WIND)
  • National Association of Corporate Directors (NACD)
  • Society of Corporate Secretaries and Governance Professionals

Education

Cornell University Law School
Juris Doctor

Cornell University
Bachelor of Arts 

N. Adele Hogan is associated with the following items:
Course Handbooks  Course Handbooks Understanding the Securities Laws 2017
Understanding the Securities Laws 2018
CHB Chapters  CHB Chapters Links to Material Relevant to Navigating Ethics and Professionalism Requirements in Securities Law Practice - Understanding the Securities Laws 2017, Thursday, July 13, 2017
U.S. Securities and Exchange Commission, Anti-Bribery Provision, §30A of the Securities Exchange Act of 1934 (March 19, 2002) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Commodity Futures Trading Commission, Office of Public Affairs, Fact Sheet—Final Rule Regarding Margin for Uncleared Swaps (December 16, 2015) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
U.S. Securities and Exchange Commission, Recordkeeping and Internal Controls Provisions Section 13(b) of the Securities Exchange Act of 1934 (May 28, 2003) - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Selected Links to Materials Relevant to Registering Securities Under the Securities Act of 1933: The Skills Needed by Securities Lawyers - Understanding the Securities Laws 2017, Thursday, July 13, 2017
U.S. Securities and Exchange Commission, National Exam Program, Office of Compliance Inspections and Examinations, Examination Priorities For 2017 - Understanding the Securities Laws 2017, Thursday, July 13, 2017
Department of the Treasury, Office of Foreign Assets Control (OFAC), Risk Factors for OFAC Compliance in the Securities Industry (Updated November 5, 2008) - Understanding the Securities Laws 2018, Thursday, July 19, 2018
Ethics: Selected Materials, Selected Excerpts from the New York State Rules of Professional Responsibility Effective April 1, 2009 and as Amended through May 1, 2014 - Understanding the Securities Laws 2018, Thursday, July 19, 2018
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order, In the Matter of Panasonic Corporation, Securities Exchange Act Release No. 83128, Accounting and Auditing Enforcement Release No. 3938, Administrative Proceeding File No. 3-18459 (SEC April 30, 2018) - Understanding the Securities Laws 2018, Thursday, July 19, 2018
U.S. Securities and Exchange Commission, Public Statement, Divisions of Enforcement and Trading and Markets, Statement on Potentially Unlawful Online Platforms for Trading Digital Assets (March 7, 2018) - Understanding the Securities Laws 2018, Thursday, July 19, 2018
U.S. Securities and Exchange Commission, Public Statement, SEC Chairman Jay Clayton, Statement on Cryptocurrencies and Initial Coin Offerings (December 11, 2017) - Understanding the Securities Laws 2018, Thursday, July 19, 2018
Web Segment  Web Segment Navigating Ethics and Professionalism Requirements in Securities Law Practice - Understanding the Securities Laws 2018, Monday, July 23, 2018
Introduction to Securities Laws - Understanding the Securities Laws 2018, Monday, July 23, 2018
Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers - Understanding the Securities Laws 2018, Monday, July 23, 2018
MP3 Audio  MP3 Audio Introduction to Securities Laws - Introduction to Securities Laws, Monday, July 23, 2018
Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers - Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers, Monday, July 23, 2018
Navigating Ethics and Professionalism Requirements in Securities Law Practice - Navigating Ethics and Professionalism Requirements in Securities Law Practice, Monday, July 23, 2018
Transcripts  Transcripts Introduction to Securities Laws - Introduction to Securities Laws, Monday, July 23, 2018
Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers - Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers, Monday, July 23, 2018
Navigating Ethics and Professionalism Requirements in Securities Law Practice - Navigating Ethics and Professionalism Requirements in Securities Law Practice, Monday, July 23, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Navigating Ethics and Professionalism Requirements in Securities Law Practice - Navigating Ethics and Professionalism Requirements in Securities Law Practice, Monday, July 23, 2018
Introduction to Securities Laws - Introduction to Securities Laws, Monday, July 23, 2018
Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers - Registering Securities Under the Securities Act of 1933 – the Skills Needed by Securities Lawyers, Monday, July 23, 2018
On-Demand Web Programs  On-Demand Web Programs Understanding the Securities Laws 2018, Friday, July 27, 2018, New York, NY
Live Seminar  Live Seminar Alternative Finance Summit 2018: Marketplace Lending, Cryptocurrency and Crowdfunding, Friday, October 05, 2018, New York, NY
Understanding the Securities Laws 2019, Thursday, July 18, 2019, New York, NY
Live Webcast  Live Webcast Marketplace Lending and Crowdfunding 2018, Friday, October 05, 2018, New York, NY
Understanding the Securities Laws 2019, Thursday, July 18, 2019, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Alternative Finance Summit 2018: Marketplace Lending, Cryptocurrency and Crowdfunding, Friday, October 05, 2018, Atlanta, GA
Alternative Finance Summit 2018: Marketplace Lending, Cryptocurrency and Crowdfunding, Friday, October 05, 2018, Cleveland, OH
Alternative Finance Summit 2018: Marketplace Lending, Cryptocurrency and Crowdfunding, Friday, October 05, 2018, Boston, MA
SECI Workshop  SECI Workshop Form 20-F In-Depth Workshop 2018, Wednesday, December 19, 2018, New York, NY
Form 20-F In-Depth Workshop 2019, Thursday, December 12, 2019, New York, NY
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