transcript   Transcript

Monitor, Audit, and Assess: Explore the Three Lines of Compliance Defense

Recorded on: Jun. 4, 2018
Running Time: 01:01:36

Full Transcript:



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Taken from the Web Program Compliance & Ethics Essentials 2018 Recorded June 2018 in New York

Monitor, Audit, and Assess: Explore the Three Lines of Compliance Defense [01:01:36]
  • Best practices in compliance auditing and monitoring
  • Program assessment: techniques to test if your program is working
  • Using data to enhance your program: what metrics can tell us
  • Compliance and ethics surveys

Seth M. Cohen, Chris Miller

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Selected Articles on Auditing and Monitoring from the Conflict of Interest Blog
    Jeffrey M. Kaplan
Presentation Material
  • Monitor, Audit, and Assess: Explore the Three Lines of Compliance Defense Panel PowerPoint
    Seth M. Cohen, Chris Miller
  • (s)
    Seth M. Cohen ~ Vice President & Counsel, Global Compliance, ADP, LLC
    Chris Miller ~ Regional Compliance Officer, General Motors
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