FacultyFaculty/Author Profile
Monique S. Botkin

Monique S. Botkin

Investment Adviser Association
Acting General Counsel
Washington, DC, USA


Monique S. Botkin joined the IAA in February 2004. Previously, she was an associate attorney in the financial services groups of Dechert LLP in Orange County, California and Alston & Bird LLP in Washington, DC. While in private practice, Monique represented investment advisers, registered investment companies, private funds, and broker-dealers in corporate, securities, and investment management matters. Monique also served as an attorney in the SEC’s Division of Investment Management disclosure review office from 2013 to 2014. She earned her B.A. in government and politics from the University of Maryland at College Park and her J.D., cum laude, from Southwestern School of Law in Los Angeles, where she was an editor of the Law Review. Monique is a member of the State Bar of California.
Monique S. Botkin is associated with the following items:
Web Segment  Web Segment Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs - Fundamentals of Investment Adviser Regulation 2017, Wednesday, June 28, 2017
MP3 Audio  MP3 Audio Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs - Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs, Wednesday, June 28, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs - Emerging Advisory Services; Robo-Advice; Innovations Re: Wrap and Advisory Programs, Wednesday, June 28, 2017
On-Demand Web Programs  On-Demand Web Programs Fundamentals of Investment Adviser Regulation 2017, Thursday, June 29, 2017, New York, NY
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