FacultyFaculty/Author Profile

Michael Weiner

Morgan Stanley Wealth Management
Executive Director
Purchase, NY, USA


Michael Weiner is in-house counsel to Morgan Stanley Wealth Management and advises on the offering of mutual funds, ETFs, and other registered investment products.  This includes negotiating economic and operational arrangements with fund families wishing to offer their products on Morgan Stanley’s brokerage and advisory platforms, advising on new distribution programs, and drafting disclosure regarding the sale of registered investment products.  Mr. Weiner also counsels Morgan Stanley’s proprietary unit investment trust business on the creation, registration, and distribution of UITs.

Prior to joining Morgan Stanley, Mr. Weiner served as in-house counsel to a mutual fund investment adviser, where his responsibilities ranged from fund registration and disclosure to managing the “Section 15(c)” process.  Mr. Weiner began his career in private practice, where he specialized in defending advisers from claims brought under Section 36(b) of the Investment Company Act of 1940.  Mr. Weiner graduated order of the coif from Vanderbilt University Law School and Swarthmore College.

Michael Weiner is associated with the following items:
Web Segment  Web Segment Fund Regulation - Basics of Mutual Funds and Other Registered Investment Companies 2018, Tuesday, May 15, 2018
MP3 Audio  MP3 Audio Fund Regulation - Fund Regulation, Tuesday, May 15, 2018
Transcripts  Transcripts Fund Regulation - Fund Regulation, Tuesday, May 15, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Fund Regulation - Fund Regulation, Tuesday, May 15, 2018
On-Demand Web Programs  On-Demand Web Programs Basics of Mutual Funds and Other Registered Investment Companies 2018, Monday, May 21, 2018, New York, NY
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