FacultyFaculty/Author Profile
Michael J. Diver

Michael J. Diver

Katten Muchin Rosenman LLP

Chicago, IL, USA


Michael J. Diver is the head of Katten's Chicago Securities Litigation and Enforcement practice. He represents public companies, financial services firms and other regulated entities, as well as their individual officers and directors, in matters before the Securities and Exchange Commission (SEC) and other regulatory bodies. A former Branch Chief in the Division of Enforcement of the SEC's Chicago Regional Office, Diver's experience covers virtually all areas of capital markets regulatory enforcement. His recent engagements include matters related to securitizations and other structured products transactions, investment adviser and hedge fund activities, broker-dealer sales practices, insider trading, municipal securities transactions, and public company financial reporting and disclosure. He also regularly advises clients in connection with corporate governance matters, shareholder claims, internal investigations, financial restatements, special accounting reviews, SEC regulatory examinations, and Financial Industry Regulatory Authority, Inc. (FINRA) and stock exchange inquiries. Michael has been praised for his ability to "instill confidence that the client is in good hands" and for his "calm and rational" approach (U.S. News – Best Lawyers® "Best Law Firms").
Michael J. Diver is associated with the following items:
Answer Book Chapters  Answer Book Chapters Cooperating with the SEC - SEC Compliance and Enforcement Answer Book (2017 Edition), Friday, June 09, 2017
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