FacultyFaculty/Author Profile
Adam J. Epstein

Adam J. Epstein

Third Creek Advisors, LLC
Founding Principal
Danville, CA, USA

Adam J. Epstein is an advisor to the boards of pre-IPO and small-cap companies through his firm, Third Creek Advisors, LLC (TCA).  Mr. Epstein is a distinguished National Association of Corporate Directors Board Leadership Fellow and faculty member, and is a key contributor to Nasdaq’s new Amplify small-cap content initiative.  He is the small-cap contributing editor for Directorship magazine, and author of The Perfect Corporate Board: A Handbook for Mastering the Unique Challenges of Small-Cap Companies (New York: McGraw Hill, 2012).  At various times since being published, The Perfect Corporate Board has been ranked in the top 10 of numerous categories on Amazon.com.

Prior to founding TCA, Mr. Epstein co-founded and was a principal of Enable Capital Management, LLC (ECM).  During his tenure, ECM’s special situation hedge funds invested in more than 500 small-cap financings in the United States, the European Union, and Australasia.  Before ECM, Mr. Epstein held senior operating roles in merchant banking, technology, and retail.  He started his career as an attorney at Brobeck, Phleger & Harrison.

Mr. Epstein has been featured in The Wall Street Journal, Bloomberg Businessweek and on CNN Presents.  He speaks monthly at corporate governance and investor conferences, and has given more than 50 keynote speeches since 2013.  Mr. Epstein earned a Juris Doctor from Boston University, and a Bachelor of Arts, cum laude, from Vassar College.

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