FacultyFaculty/Author Profile
Maurya  C. Keating

Maurya C. Keating

U.S. Securities and Exchange Commission
Associate Regional Director
New York, NY, USA


Maurya Crawford Keating is an Associate Regional Director in the New York Regional Office of the U.S. Securities and Exchange Commission.  She joined the Investment Adviser/ Investment Company unit of the SEC’s Office of Compliance, Inspections and Examinations in 2018. 

Before joining the SEC, she was a Lead Director and Associate General Counsel in the National Compliance Office of AXA Equitable Life Insurance Company.  Her work for AXA Equitable included advising on a wide range of securities, insurance and investment advisory compliance, product and distribution issues, including international legal and compliance issues associated with AXA Equitable’s affiliation with AXA Group, a global financial services organization.  Maurya was also Vice President, Chief Broker-Dealer Counsel & Investment Advisor Chief Compliance Officer of AXA Advisors, LLC, a full-service broker-dealer and investment adviser.  Prior to AXA Equitable, she was an Associate General Counsel at New York Life Insurance Company and Royal Alliance Associates, Inc.

Maurya received her J.D. from St. John’s University School of Law, and her B.A. and M.A. from The Catholic University of America. She is admitted to practice as an attorney in New York state, and is on the Roll of Solicitors of the Law Society of England & Wales.

Maurya C. Keating is associated with the following items:
Web Segment  Web Segment SEC Inspections and Examinations of Private Hedge and Equity Funds - Hedge and Private Fund Enforcement & Regulatory Developments 2018, Monday, October 15, 2018
Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds - Private Fund Regulatory Developments and Compliance Challenges 2019, Thursday, February 07, 2019
MP3 Audio  MP3 Audio SEC Inspections and Examinations of Private Hedge and Equity Funds - SEC Inspections and Examinations of Private Hedge and Equity Funds, Monday, October 15, 2018
Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds - Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds, Thursday, February 07, 2019
Transcripts  Transcripts SEC Inspections and Examinations of Private Hedge and Equity Funds - SEC Inspections and Examinations of Private Hedge and Equity Funds, Monday, October 15, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg SEC Inspections and Examinations of Private Hedge and Equity Funds - SEC Inspections and Examinations of Private Hedge and Equity Funds, Monday, October 15, 2018
Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds - Regulatory Developments and Compliance Challenges Facing SEC-Regulated Private Funds, Thursday, February 07, 2019
On-Demand Web Programs  On-Demand Web Programs Hedge and Private Fund Enforcement & Regulatory Developments 2018, Tuesday, October 16, 2018, New York, NY
Private Fund Regulatory Developments and Compliance Challenges 2019, Thursday, February 07, 2019, New York, NY
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