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Matthew Thornton

Matthew Thornton

Investment Company Institute
Assistant General Counsel
Washington, DC, USA


Matthew Thornton is an Assistant General Counsel for the Investment Company Institute, with responsibility for a wide range of legal issues affecting registered investment companies. Mr. Thornton’s primary areas of responsibility include valuation, liquidity, stress testing, corporate governance and proxy voting, advertising/social media, issues related to fixed income, anti–money laundering, target date funds, disclosure, and investment advisory matters. Before joining the Institute in 2014, he was an associate in Dechert LLP’s financial services group from 2005 to 2014. Before practicing law, Mr. Thornton held positions in the financial services industry at SunTrust Banks from 1998 to 2005 and Merrill Lynch from 1997 to 1998. Mr. Thornton is a Certified Financial Planner™. He received his BA in economics from the University of Notre Dame and his JD from Georgetown University Law Center.
Matthew Thornton is associated with the following items:
Web Segment  Web Segment Current Trends and Developments Related to Funds - Basics of Mutual Funds and Other Registered Investment Companies 2017, Friday, April 21, 2017
CHB Chapters  CHB Chapters Investment Company Institute Letter to the U.S. Securities and Exchange Commission Re: Comments on Continued Listing Standards for Exchange-Traded Products (January 12, 2017) - Basics of Mutual Funds and Other Registered Investment Companies 2017, Friday, April 21, 2017
MP3 Audio  MP3 Audio Current Trends and Developments Related to Funds - Current Trends and Developments Related to Funds, Friday, April 21, 2017
Transcripts  Transcripts Current Trends and Developments Related to Funds - Current Trends and Developments Related to Funds, Friday, April 21, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Current Trends and Developments Related to Funds - Current Trends and Developments Related to Funds, Friday, April 21, 2017
On-Demand Web Programs  On-Demand Web Programs Basics of Mutual Funds and Other Registered Investment Companies 2017, Monday, May 01, 2017, New York, NY
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