FacultyFaculty/Author Profile
MaryJeanette Dee

MaryJeanette Dee

Sheppard Mullin Richter & Hampton LLP

New York, NY, USA


MaryJeanette Dee is a partner in the Government Contracts, Investigations and International Trade Practice Group in the firm’s New York office. She is the Co-Team Leader of the Securities Enforcement Team and a member of the firm’s Executive Committee.

MaryJeanette concentrates in internal investigations and regulatory and white collar criminal defense. Ms. Dee frequently represents banks, broker-dealers, investment advisers, corporate officers, financial advisors and other securities professionals in connection with domestic and cross-border investigations and inquiries by U.S. Attorney’s Offices for the Southern and Eastern Districts of New York, the SEC, the CFTC, FINRA, the NY Attorney General’s Office, the FRB, the NY Department of Financial Services and other governmental entities and self-regulatory organizations. She has conducted numerous internal investigations into a wide variety of allegations, including insider trading, trading and position valuation issues, misuse of confidential information, embezzlement, money laundering and BSA/AML issues, sanctions compliance and retail brokerage sales practice violations.

MaryJeanette Dee is associated with the following items:
Web Segment  Web Segment Commencing the Internal Investigation: Considerations at the Outset - Internal Investigations 2017, Tuesday, June 20, 2017
Is Everything Privileged? Limitations on Privilege in the Area of Compliance - Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Friday, September 29, 2017
MP3 Audio  MP3 Audio Commencing the Internal Investigation: Considerations at the Outset - Commencing the Internal Investigation: Considerations at the Outset , Tuesday, June 20, 2017
Is Everything Privileged? Limitations on Privilege in the Area of Compliance - Is Everything Privileged? Limitations on Privilege in the Area of Compliance, Friday, September 29, 2017
Transcripts  Transcripts Commencing the Internal Investigation: Considerations at the Outset - Commencing the Internal Investigation: Considerations at the Outset , Tuesday, June 20, 2017
Is Everything Privileged? Limitations on Privilege in the Area of Compliance - Is Everything Privileged? Limitations on Privilege in the Area of Compliance, Friday, September 29, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Commencing the Internal Investigation: Considerations at the Outset - Commencing the Internal Investigation: Considerations at the Outset , Tuesday, June 20, 2017
Is Everything Privileged? Limitations on Privilege in the Area of Compliance - Is Everything Privileged? Limitations on Privilege in the Area of Compliance, Friday, September 29, 2017
On-Demand Web Programs  On-Demand Web Programs Internal Investigations 2017, Monday, June 26, 2017, New York, NY
Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Wednesday, October 04, 2017, New York, NY
CHB Chapters  CHB Chapters MaryJeanette Dee and Sarah Aberg, Communications with Compliance—What’s Privileged and What Isn’t (July 7, 2017) - Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2017, Wednesday, September 27, 2017
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