FacultyFaculty/Author Profile
Maria Gattuso

Maria Gattuso

Deloitte & Touche LLP

Stamford, CT, USA


Maria is Deloitte’s lead regulatory advisory principal in the investment management industry and is part of the team leading Deloitte’s DOL fiduciary rule initiative. Over her 20-plus year career as an attorney, Ms. Gattuso has acquired extensive experience on a broad range of issues and transactions affecting clients in the investment management industry. She has advised clients on regulatory, compliance and transactional matters involving the creation, regulation, acquisition and ongoing operation of registered investment companies, business development companies, ETFs, private funds and their investment advisers.  Working within Deloitte's Center for Regulatory Strategies, she focuses on regulatory and compliance matters for Deloitte's investment management clients including investment advisers, wealth managers, mutual fund complexes, hedge funds and private equity funds.

Ms. Gattuso is currently a co-chairperson of the 100 women in hedge fundsTM Legal Peer Advisory Counsel and the Women’s Investment Management Forum.  She has served as an adjunct professor of law of Georgetown University Law Center, where she has taught classes on investment management law.

Ms. Gattuso has participated in conference panels, including those sponsored by the Investment Company Institute and Practicing Law Institute regarding important issues affecting the asset management industry.  Topics presented on have included compliance related matters, Pay-to-Play regulations, registration requirements for investment advisers, registered closed end funds and business development companies.

Ms. Gattuso is fluent in Spanish.

Prior  Experience

Prior to joining Deloitte, Ms. Gattuso was most recently a partner at Willkie Farr & Gallagher LLP. Prior to that, she was a partner at Shearman & Sterling LLP.

Specialization:

Investment Management

EDUCATION

University of Pennsylvania
JD, 1994

State University of New York at Stony Brook
BA, 1990

Maria Gattuso is associated with the following items:
CHB Chapters  CHB Chapters DOL Fiduciary Rule: Designating a Conflicts Officer or Conflicts Committee - Financial Services Industry Regulatory Compliance & Ethics Forum 2016, Monday, November 14, 2016
Deloitte, DOL Fiduciary Rule: Designing a Conflicts Officer or Conflicts Committee - Financial Services Conflicts of Interest & Fiduciary Duties 2017: Navigating the Emerging Regulatory Maze, Friday, April 28, 2017
Live Seminar  Live Seminar Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
Live Webcast  Live Webcast Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Investment Management Institute 2018, Thursday, March 22, 2018, Pittsburgh, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Cleveland, OH
Investment Management Institute 2018, Thursday, March 22, 2018, Philadelphia, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Mechanicsburg, PA
Investment Management Institute 2018, Thursday, March 22, 2018, New Brunswick , NJ
Investment Management Institute 2018, Thursday, March 22, 2018, Atlanta, GA
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