FacultyFaculty/Author Profile
Marc P. Berger

Marc P. Berger

U.S. Securities and Exchange Commission
Regional Director, New York Regional Office
New York City, NY, USA


Marc P. Berger was named Director of the New York Regional Office in December 2017.  The New York office has responsibility for the largest concentration of SEC-registered financial institutions, including more than 4,000 investment banks, investment advisers, broker-dealers, mutual funds, and hedge funds.

Before serving at the Commission, Mr. Berger was global co-head of Ropes & Gray LLP’s Securities and Futures Enforcement Practice.  His practice focused on white-collar criminal defense, regulatory enforcement, and internal investigations. 

From 2002 to 2014, Mr. Berger served as an Assistant U.S. Attorney in the Southern District of New York, including serving as Chief of that office’s Securities and Commodities Fraud Task Force.  In that role, he supervised the investigation and prosecution of some of the nation’s highest profile financial and investment fraud cases, including the largest crackdown on hedge fund insider trading in U.S. history.  As a prosecutor, Mr. Berger also personally investigated and tried a wide variety of cases involving securities and commodities fraud, as well as other crimes.

Mr. Berger earned his bachelor’s degree with distinction from Cornell University in 1996 and his law degree from the University of Virginia School of Law in 1999.  Before joining the U.S. Attorney’s Office in Manhattan, he served as a law clerk for the Honorable Richard M. Berman of the U.S. District Court for the Southern District of New York.

Marc P. Berger is associated with the following items:
Web Segment  Web Segment Internal Investigations: Regulators Roundtable - Internal Investigations 2018, Wednesday, June 27, 2018
Review of Significant White Collar Cases and Recent Developments - White Collar Crime 2018: Prosecutors and Regulators Speak, Tuesday, October 09, 2018
Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective - Hedge and Private Fund Enforcement & Regulatory Developments 2018, Monday, October 15, 2018
Government Enforcement Priorities: No Change, Sea Change, or Somewhere in the Middle? - 50th Annual Institute on Securities Regulation, Monday, November 12, 2018
MP3 Audio  MP3 Audio Internal Investigations: Regulators Roundtable - Internal Investigations: Regulators Roundtable, Wednesday, June 27, 2018
Review of Significant White Collar Cases and Recent Developments - Review of Significant White Collar Cases and Recent Developments, Tuesday, October 09, 2018
Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective - Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective, Monday, October 15, 2018
Government Enforcement Priorities: No Change, Sea Change, or Somewhere in the Middle? - Government Enforcement Priorities: No Change, Sea Change, or Somewhere in the Middle?, Monday, November 12, 2018
Transcripts  Transcripts Internal Investigations: Regulators Roundtable - Internal Investigations: Regulators Roundtable, Wednesday, June 27, 2018
Review of Significant White Collar Cases and Recent Developments - Review of Significant White Collar Cases and Recent Developments, Tuesday, October 09, 2018
Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective - Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective, Monday, October 15, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Internal Investigations: Regulators Roundtable - Internal Investigations: Regulators Roundtable, Wednesday, June 27, 2018
Review of Significant White Collar Cases and Recent Developments - Review of Significant White Collar Cases and Recent Developments, Tuesday, October 09, 2018
Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective - Current Hedge and Private Fund Enforcement Priorities –The Enforcers’ Perspective, Monday, October 15, 2018
Government Enforcement Priorities: No Change, Sea Change, or Somewhere in the Middle? - Government Enforcement Priorities: No Change, Sea Change, or Somewhere in the Middle?, Monday, November 12, 2018
On-Demand Web Programs  On-Demand Web Programs Internal Investigations 2018, Friday, June 29, 2018, New York, NY
White Collar Crime 2018: Prosecutors and Regulators Speak, Wednesday, October 10, 2018, New York, NY
Hedge and Private Fund Enforcement & Regulatory Developments 2018, Tuesday, October 16, 2018, New York, NY
Broker/Dealer Regulation and Enforcement 2018, Tuesday, October 23, 2018, New York, NY
50th Annual Institute on Securities Regulation, Friday, November 16, 2018, New York, NY
Live Seminar  Live Seminar Directors' Institute on Corporate Governance (Sixteenth Annual), Thursday, November 29, 2018, New York, NY
Live Webcast  Live Webcast Directors' Institute on Corporate Governance (Sixteenth Annual) 2018, Thursday, November 29, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Directors' Institute on Corporate Governance (Sixteenth Annual) , Thursday, November 29, 2018, Atlanta, GA
Directors' Institute on Corporate Governance (Sixteenth Annual) , Thursday, November 29, 2018, Cleveland, OH
Directors' Institute on Corporate Governance (Sixteenth Annual) , Thursday, November 29, 2018, New Brunswick , NJ
Directors' Institute on Corporate Governance (Sixteenth Annual) , Thursday, November 29, 2018, Philadelphia, PA
Directors' Institute on Corporate Governance (Sixteenth Annual) , Thursday, November 29, 2018, Mechanicsburg, PA
Directors' Institute on Corporate Governance (Sixteenth Annual) , Thursday, November 29, 2018, Pittsburgh, PA
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