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Marc B. Minor

Marc B. Minor

New York State Office of the Attorney General
Bureau Chief, Investor Protection Bureau
New York, NY, USA


Marc B. Minor was appointed as Chief of the Investor Protection Bureau for the New York State Office of the Attorney General in March 2011. He previously served as Chief of the Bureau of Securities for the New Jersey Attorney General. Mr. Minor earned his Juris Doctorate from Howard University School of Law in Washington, DC, and holds both a BS in Journalism and BA in Criminal Justice from the University of Maryland. His previous positions include Senior Counsel for FINRA (f/k/a NYSE Regulation, Inc.), Enforcement Director for the Philadelphia Stock Exchange, and Assistant Attorney General for the New York Attorney General, as well as commercial litigation experience in private practice.

Mr. Minor currently serves as a member of the North American Securities Administrators Association's (NASAA) Broker Dealer, Federal Legislation, and SRO Liaison Committees, chaired NASAA's 2011 Public Policy Conference in Washington, DC, served as panelist for several of Practicing Legal Institute's Coping with Broker Dealer Regulation and Enforcement programs, American Conference Institute on Emerging Market Risks, the SEC and NASAA on Mutual Fund Market Timing, and FINRA/ NYSE/ AMEX hosted CLE on Insider Trading in Options; and lectured at Howard University School of Law, Seton Hall University School of Law, and Rutgers University Business School.
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