FacultyFaculty/Author Profile

Majid S. Mahmood

US Securities and Exchange Commission
Staff Accountant, New York Regional Office
New York, NY, USA


Majid S. Mahmood

Majid Mahmood, an examiner in the SEC’s New York Regional Office Investment Adviser/Investment Company Examination Program, has worked at the U.S. Securities and Exchange Commission since 2008. During his tenure at the SEC, Majid has led complex examinations of investment advisers, including both private equity and hedge fund firms, as well as investment companies to ensure compliance with specific federal securities laws such as the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Majid co-leads the National Exam Program’s Private Funds Specialized Working Group. Majid also participates regularly in industry panels that primarily focus on the regulation of private fund advisers. He currently holds the Certified Fraud Examiner (CFE) designation. Majid received his M.B.A. in Finance from the State University of New York at New Paltz. He also earned his B.S. in Finance and Business Management from the State University of New York at New Paltz.

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