FacultyFaculty/Author Profile
Regina A. Balderas

Regina A. Balderas

Transaction Advisory Services Partner
Houston, TX, USA

Regina Balderas
Transaction Advisory Services

Regina is a dedicated member of EY’s Transaction Advisory Services (TAS) Group with nearly 20 years of professional experience in the private, public and regulatory sectors. In TAS, Regina provides assistance to private equity and corporate clients on various types of transactions including full enterprise sales, MLP and REIT IPOs, tax free spins, carve-outs and cross-border transactions. Regina is highly experienced in all capital markets transactions, including equity (IPOs) and debt issuances.


  • Advises and assists clients with the preparation of public company disclosures, pro forma financial statements and other key financial components of SEC registration statements and Rule 144A offerings.
  • Advises clients on the SEC’s views for preparing carve-out financial information in connection with tax free spins, Master Limited Partnerships, Real Estate Investment Trusts, initial public offerings and M&A transactions.Also assists with business separation and Day 1, new public company readiness matters.
  • Regina re-joined EY in July 2008.Her previous experience with Ernst & Young was in the Houston office where she provided audit services to clients primarily in the oil and gas and oilfield services industries.
  • Prior to re-joining EY, Regina spent five years at the Securities and Exchange Commission in the Division of Corporation Finance. Her responsibilities involved the review of registration statements and annual reports of foreign and domestic filers in the oil and gas (upstream, midstream and downstream), oilfield services, mining, utilities, consumer products, business services, paper and food industries.

Education and certifications

  • B.A. in Business Administration-Accounting from the University of Houston
  • Certified Public Accountant (CPA) licensed in the states of New York and Texas
  • Certified Fraud Examiner
  • Member of the AICPA

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