FacultyFaculty/Author Profile

Mackenzie E. Crane

Bank of America Merrill Lynch
Assistant General Counsel and Director
Boston, MA, USA


Ms. Crane serves as lead lawyer and strategic advisor to Merrill Lynch’s retail investment advisory programs, including the Merrill Lynch Investment Advisory Program. Ms. Crane is an experienced manager and regulatory lawyer with a broad background in investment adviser regulation, which include issues arising under SEC and FINRA rules. Ms. Crane and the team she manages counsel the business on a wide range of investment advisory issues, including performance and marketing pieces, on-line or “robo” investment advisory issues and, more recently, the application of the Department of Labor’s Fiduciary Rule to investment advisory programs. Ms. Crane has served as counsel to Merrill Lynch’s retail investment advisory businesses since 2011.

Prior to joining Merrill Lynch, Ms. Crane was an associate in the Investment Management Group at Bingham McCutchen (now Morgan Lewis) advising investment advisers of hedge funds and other alternative investment vehicles. Ms. Crane earned her JD from Boston University and her Bachelor of Arts from the University of Wisconsin-Madison.
Mackenzie E. Crane is associated with the following items:
Web Segment  Web Segment Broker-Dealer Supervisory Themes - Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Thursday, February 08, 2018
MP3 Audio  MP3 Audio Broker-Dealer Supervisory Themes - Broker-Dealer Supervisory Themes, Thursday, February 08, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Broker-Dealer Supervisory Themes - Broker-Dealer Supervisory Themes, Thursday, February 08, 2018
On-Demand Web Programs  On-Demand Web Programs Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Wednesday, February 14, 2018, New York, NY
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