Seminar  Workshop

MD&A In-Depth Workshop 2018


Select a Location:

Why You Should Attend

By using interactive lectures and examples, this Workshop will give participants a mastery of Regulation S-K Item 303, Management’s Discussion and Analysis (MD&A), for both annual and interim periods, enabling you to draft or review an MD&A with confidence.

What You Will Learn

  • Learn in detail the requirements and rules for each section of MD&A – results of operations, liquidity and capital resources, as well as relevant SEC interpretive releases
  • Review good and bad examples of disclosures in each section
  • Grapple with the most challenging issues within each section
  • Understand when forward-looking information must be disclosed and how to use the 1995 Private Securities Litigation Reform Act (PSLRA) safe harbors
  • Review frequent SEC comments on MD&A, including non-GAAP measures and cybersecurity
  • Understand the requirements of the contractual obligations table and for disclosing off-balance sheet arrangements
  • Effectively disclose critical accounting estimates
  • Learn lessons from SEC MD&A enforcement actions
  • What to do now to be proactive with the SEC’s Disclosure Effectiveness initiative

What You Should Bring

To customize your Workshop experience and gain the most benefit from this interactive learning experience we recommend you bring your or a client’s most recent Form 10-K.  If you work with a company that is not yet public, a filing from a company in your industry is a reasonable substitute.

Who Should Attend

This Workshop is geared for experienced SEC reporting professionals.  Preparers of financial statements, partners of public accounting firms and their staff, attorneys, general counsel, in-house counsel and corporate legal staff, investor relations professionals, and others involved in the preparation of SEC filings will take away valuable practical information and skills necessary to succeed in the current SEC reporting environment.

Prerequisites

SEC Reporting Skills Workshop or experience with the SEC reporting process and use of Instructions to Forms, Regulation S-K, Financial Reporting Codification and Staff Accounting Bulletins.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

9:00 Objective, Evolution, and Overall Concept of MD&A

  • Objective and evolution of the MD&A requirements
    • Why the MD&A has been so controversial from day one
    • Why the SEC’s ever-present focus on MD&A
    • Evolution of the requirements:Item 303 of Regulation S-K, FR-36, FR-72, Bank of America, Caterpillar, Sony, and other enforcement actions
    • The SEC’s areas of emphasis through review of 1934 Act filings
  • Understanding the overall concept of MD&A, including:
    • The three pronged approach – liquidity, capital resources, and results of operations
    • Should you add an executive-level overview?
    • The historical analysis of each of the three prongs
    • The prospective discussion of each of the three prongs
    • The concept of forward-looking information: the known trend, demand, event, commitment and uncertainty
    • The probability/materiality test regarding known uncertainties – “more likely than not” vs. “reasonably likely”
    • Effective use of cautionary language under the PSLRA: examples good and bad
  • Impact of the SEC’s Disclosure Effectiveness initiative


10:15 Networking Break

10:30 Diving Deep into the Discussion of Results of Operations

  • The year-by-year historical analysis
  • Deeper ANALYSIS!
  • Getting rid of the “elevator music”
  • The discussion of gross revenues – the price/volume/mix analysis
  • Unusual and non-recurring items: their cause and impact
  • The necessary discussion by segment, product line or other business components
  • Impact of an acquisition, a disposition and the effect of exchange rate changes on the discussion
  • Changes in accounting policy – the expected impact (SAB 74) and the resultant impact
  • Appropriate use of non-GAAP measures of performance (e.g., EBITDA)
  • Critical accounting policies (as prescribed by FR-60 and FR-72)
  • Enforcement lessons – the UTi “known-trend” enforcement case


12:30 Networking Luncheon

1:00 Diving Deep into the Discussion of Liquidity and Capital Resources

  • Analysis of the cash flow statement for the past three years
  • Changes in liquidity during the current year
  • Short-term vs. long-term future requirements
  • The availability of funds to meet future requirements
  • The projected deficiency in future requirements: the proposed or intended resolution
  • Year-by-year future liquidity requirements for contractual obligations and the effects of off-balance sheet financing arrangements
  • Related-party transactions


2:00 More MD&A Requirements, including Interim MD&A

  • The contractual obligations table
  • Off-balance sheet financing disclosures
  • Interim MD&A requirements


3:00 Networking Break

3:15 Analysis of Interpretive Guidance and Current Areas of Focus by the SEC

  • A walk through the SEC’s interpretive guidance
  • Analyze SEC focus areas for MD&A using example comments from SEC reviews, including:
    • Deeper analysis and quantification of causes of changes
    • Income tax rate volatility and the impact of foreign taxes
    • Goodwill recoverability
    • Purchase price allocation of a business combination – especially any in-process research and development costs contained therein
    • Significant foreign operations and/or foreign currency transactions – their impact and resultant risks
    • Use of non-GAAP measures and metrics
    • Current SAB 74 issues – describing the expected effect of new GAAP standards
    • Net deferred tax assets under ASC 740
    • Significant research and development activities
    • Discontinued operations
    • Environmental and other contingencies
    • Restructuring and impairment charges (as prescribed by SAB 100)
    • Industry trends and uncertainties
    • The use of derivative financial instruments – relationship to the market risk disclosures in S-K Item 305
    • Disclosure effectiveness

5:00 Adjourn



Instructor(s)
George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI
Program Attorney(s)
Robin D. Goldstein ~ Director & Sr. Program Attorney, PLI

San Francisco Seminar Location

PLI California Center, 685 Market Street, San Francisco, California 94105. (800) 260-4754.

San Francisco Hotel Accommodations

Park Central Hotel, 50 Third Street, San Francisco, CA 94103. 415-974-6400. When calling, please mention PLI and SET#287179. In addition, you may book online at Park Central Hotel PLI.

Omni Hotel San Francisco, 500 California Street, San Francisco, CA 94104. 415-677-9494.  When calling, please mention Practising Law Institute.  You may also book online at PLI Omni Hotel 2017.

Due to high demand we recommend reserving hotel rooms as early as possible.

General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.


U.S. MCLE States

Alabama:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Alaska:  All SEC Institute products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Arizona:  SEC Institute’s workshops qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

California:  SEC Institute’s workshops qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All SEC Institute products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Connecticut: Effective January 1, 2017, all SEC Institute products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Delaware:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Florida:  All SEC Institute products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Georgia:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Hawaii:  All SEC Institute products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Idaho:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Illinois:  All SEC Institute products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Indiana:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Iowa:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Kansas:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live programs.

Kentucky:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Louisiana:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Maine:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Minnesota:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Mississippi:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Missouri:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Montana:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Nebraska:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Nevada:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

New Hampshire:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

New Jersey:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

New Mexico:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

New York

Experienced Attorneys:  All SEC Institute products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Newly Admitted Attorneys: Select transitional SEC Institute workshops can be used to fulfill the requirements for newly admitted attorneys. Please check the “Credit Information” box on the program page to ensure credit is approved. All credit categories may be earned via transitional SEC Institute workshops.

North Carolina:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

North Dakota:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Ohio:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Oklahoma:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Oregon:  All SEC Institute products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Pennsylvania: SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Puerto Rico:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Rhode Island:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

South Carolina:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Tennessee:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Texas:  All SEC Institute products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Utah:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Vermont:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Virgin Islands:  All SEC Institute products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Virginia:  SEC Institute’s workshops qualify as “live interactive” credit. There is no limit to the number of credits an attorney can earn via live interactive programs.

Washington:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

West Virginia:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Wisconsin:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Wyoming:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.


CPD Jurisdictions

British Columbia (CPD-BC):  SEC Institute’s workshops qualify as “real-time” credit. There is no limit to the number of credits an attorney can earn via real-time programs.

Ontario (CPD-ON):  SEC Institute’s workshops qualify as “interactive” credit. There is no limit to the number of credits an attorney can earn via interactive programs.

Quebec (CPD-QC):  SEC Institute’s workshops can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of points an attorney can earn via workshops.

United Kingdom (CPD-UK):  SEC Institute’s workshops can fulfill the United Kingdom’s CPD requirements.

Australia (CPD-AUS):  SEC Institute’s workshops qualify as “live” credit in all Australian jurisdictions. There is no limit to the number of credits an attorney can earn via workshops.


Other Credit Types

CPE Credit (NASBA): SEC Institute’s workshops qualify as “Group-Live delivery” credit.

IRS Continuing Education (IRS-CE):  SEC Institute’s workshops may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at plicredits@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  SEC Institute’s workshops may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at plicredits@pli.edu.

IAPP Continuing Privacy Credit (CPE):  SEC Institute’s workshops may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  SEC Institute’s workshops may fulfill HR credit requirements.

SHRM Recertification (SHRM):  SEC Institute’s workshops qualify as "instructor-led" credit. There is no limit to the number of credits an SHRM professional can earn via instructor-led programs.

Compliance Certification Board (CCB):  SEC Institute’s workshops qualify as “live” training events. There is no limit to the number of credits a candidate or certification holder can earn via workshops.

Certified Anti-Money Laundering Specialists (CAMS):  SEC Institute’s workshops may fulfill CAMS credit requirements.

New York State Social Worker Continuing Education (SW CPE):  SEC Institute’s workshops may fulfill SW CPE credit requirements.

Why You Should Attend

By using interactive lectures and examples, this Workshop will give participants a mastery of Regulation S-K Item 303, Management’s Discussion and Analysis (MD&A), for both annual and interim periods, enabling you to draft or review an MD&A with confidence.

What You Will Learn

  • Learn in detail the requirements and rules for each section of MD&A – results of operations, liquidity and capital resources, as well as relevant SEC interpretive releases
  • Review good and bad examples of disclosures in each section
  • Grapple with the most challenging issues within each section
  • Understand when forward-looking information must be disclosed and how to use the 1995 Private Securities Litigation Reform Act (PSLRA) safe harbors
  • Review frequent SEC comments on MD&A, including non-GAAP measures and cybersecurity
  • Understand the requirements of the contractual obligations table and for disclosing off-balance sheet arrangements
  • Effectively disclose critical accounting estimates
  • Learn lessons from SEC MD&A enforcement actions
  • What to do now to be proactive with the SEC’s Disclosure Effectiveness initiative

What You Should Bring

To customize your Workshop experience and gain the most benefit from this interactive learning experience we recommend you bring your or a client’s most recent Form 10-K.  If you work with a company that is not yet public, a filing from a company in your industry is a reasonable substitute.

Who Should Attend

This Workshop is geared for experienced SEC reporting professionals.  Preparers of financial statements, partners of public accounting firms and their staff, attorneys, general counsel, in-house counsel and corporate legal staff, investor relations professionals, and others involved in the preparation of SEC filings will take away valuable practical information and skills necessary to succeed in the current SEC reporting environment.

Prerequisites

SEC Reporting Skills Workshop or experience with the SEC reporting process and use of Instructions to Forms, Regulation S-K, Financial Reporting Codification and Staff Accounting Bulletins.

Cancellations

All cancellations received 3 business days prior to the program will be refunded 100%. If you do not cancel within the allotted time period, payment is due in full. You may substitute another individual to attend the program at any time.

9:00 Objective, Evolution, and Overall Concept of MD&A

  • Objective and evolution of the MD&A requirements
    • Why the MD&A has been so controversial from day one
    • Why the SEC’s ever-present focus on MD&A
    • Evolution of the requirements:Item 303 of Regulation S-K, FR-36, FR-72, Bank of America, Caterpillar, Sony, and other enforcement actions
    • The SEC’s areas of emphasis through review of 1934 Act filings
  • Understanding the overall concept of MD&A, including:
    • The three pronged approach – liquidity, capital resources, and results of operations
    • Should you add an executive-level overview?
    • The historical analysis of each of the three prongs
    • The prospective discussion of each of the three prongs
    • The concept of forward-looking information: the known trend, demand, event, commitment and uncertainty
    • The probability/materiality test regarding known uncertainties – “more likely than not” vs. “reasonably likely”
    • Effective use of cautionary language under the PSLRA: examples good and bad
  • Impact of the SEC’s Disclosure Effectiveness initiative


10:15 Networking Break

10:30 Diving Deep into the Discussion of Results of Operations

  • The year-by-year historical analysis
  • Deeper ANALYSIS!
  • Getting rid of the “elevator music”
  • The discussion of gross revenues – the price/volume/mix analysis
  • Unusual and non-recurring items: their cause and impact
  • The necessary discussion by segment, product line or other business components
  • Impact of an acquisition, a disposition and the effect of exchange rate changes on the discussion
  • Changes in accounting policy – the expected impact (SAB 74) and the resultant impact
  • Appropriate use of non-GAAP measures of performance (e.g., EBITDA)
  • Critical accounting policies (as prescribed by FR-60 and FR-72)
  • Enforcement lessons – the UTi “known-trend” enforcement case


12:30 Networking Luncheon

1:00 Diving Deep into the Discussion of Liquidity and Capital Resources

  • Analysis of the cash flow statement for the past three years
  • Changes in liquidity during the current year
  • Short-term vs. long-term future requirements
  • The availability of funds to meet future requirements
  • The projected deficiency in future requirements: the proposed or intended resolution
  • Year-by-year future liquidity requirements for contractual obligations and the effects of off-balance sheet financing arrangements
  • Related-party transactions


2:00 More MD&A Requirements, including Interim MD&A

  • The contractual obligations table
  • Off-balance sheet financing disclosures
  • Interim MD&A requirements


3:00 Networking Break

3:15 Analysis of Interpretive Guidance and Current Areas of Focus by the SEC

  • A walk through the SEC’s interpretive guidance
  • Analyze SEC focus areas for MD&A using example comments from SEC reviews, including:
    • Deeper analysis and quantification of causes of changes
    • Income tax rate volatility and the impact of foreign taxes
    • Goodwill recoverability
    • Purchase price allocation of a business combination – especially any in-process research and development costs contained therein
    • Significant foreign operations and/or foreign currency transactions – their impact and resultant risks
    • Use of non-GAAP measures and metrics
    • Current SAB 74 issues – describing the expected effect of new GAAP standards
    • Net deferred tax assets under ASC 740
    • Significant research and development activities
    • Discontinued operations
    • Environmental and other contingencies
    • Restructuring and impairment charges (as prescribed by SAB 100)
    • Industry trends and uncertainties
    • The use of derivative financial instruments – relationship to the market risk disclosures in S-K Item 305
    • Disclosure effectiveness

5:00 Adjourn



Instructor(s)
George M. Wilson, MBA, CPA ~ Director, SEC Institute, a Division of PLI
Program Attorney(s)
Robin D. Goldstein ~ Director & Sr. Program Attorney, PLI

New York City Seminar Location

PLI New York Boardroom, 1177 Avenue of the Americas, (2nd floor), entrance on 45th Street, New York, New York 10036. Message Center, program days only: (212) 824-5733.

New York City Hotel Accommodations

Crowne Plaza Times Square Manhattan, 1605 Broadway (at 48th Street), New York, NY 10019 (212) 977-4000. When calling, mention Practising Law Institute. You can also make reservations online to access PLI's rates.

The Muse, 130 West 46th Street, New York, NY 10036. Please call reservations at 1-800-546-7866. When calling, please mention Practising Law Institute. You can also book online at https://gc.synxis.com/rez.aspx?Hotel=26750&Chain=10179&promo=PRLW.

Millennium Broadway Hotel, 145 West 44th Street, New York, NY 10036. Please call reservations at 1-800-622-5569. When calling, please mention Practising Law Institute. You can also book online at https://reservations.millenniumhotels.com/ibe/index.aspxhotelid=13507&langid=1&rooms=1&adults=1&corp=practising.

Hyatt Times Square, 135 W. 45th Street, New York, NY 10036. For reservations, please call (646) 364-1234. When calling mention rate code CR56218 or Practising Law Institute.

General credit information about this format appears below. For credit information specific to this program, please choose your jurisdiction(s) in the Credit Information box on the right-hand side of this page.


U.S. MCLE States

Alabama:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Alaska:  All SEC Institute products can fulfill Alaska’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Arizona:  SEC Institute’s workshops qualify as “interactive CLE” credit. There is no limit to the number of credits an attorney can earn via interactive CLE programs.

Arkansas:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

California:  SEC Institute’s workshops qualify as “participatory” credit. There is no limit to the number of credits an attorney can earn via participatory programs.

Colorado:  All SEC Institute products can fulfill Colorado’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Connecticut: Effective January 1, 2017, all SEC Institute products can fulfill Connecticut’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Delaware:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Florida:  All SEC Institute products can fulfill Florida’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Georgia:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Hawaii:  All SEC Institute products can fulfill Hawaii’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Idaho:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Illinois:  All SEC Institute products can fulfill Illinois' CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Indiana:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Iowa:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Kansas:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via live programs.

Kentucky:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Louisiana:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Maine:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Minnesota:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Mississippi:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Missouri:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Montana:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Nebraska:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Nevada:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

New Hampshire:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

New Jersey:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

New Mexico:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

New York

Experienced Attorneys:  All SEC Institute products can fulfill New York’s CLE requirements for experienced attorneys. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Newly Admitted Attorneys: Select transitional SEC Institute workshops can be used to fulfill the requirements for newly admitted attorneys. Please check the “Credit Information” box on the program page to ensure credit is approved. All credit categories may be earned via transitional SEC Institute workshops.

North Carolina:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

North Dakota:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Ohio:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Oklahoma:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Oregon:  All SEC Institute products can fulfill Oregon’s CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Pennsylvania: SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Puerto Rico:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Rhode Island:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

South Carolina:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Tennessee:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Texas:  All SEC Institute products can fulfill Texas’ CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Utah:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Vermont:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Virgin Islands:  All SEC Institute products can fulfill the Virgin Islands’ CLE requirements. There is no limit to the number of credits an attorney can earn via SEC Institute products.

Virginia:  SEC Institute’s workshops qualify as “live interactive” credit. There is no limit to the number of credits an attorney can earn via live interactive programs.

Washington:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

West Virginia:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Wisconsin:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.

Wyoming:  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of credits an attorney can earn via workshops.


CPD Jurisdictions

British Columbia (CPD-BC):  SEC Institute’s workshops qualify as “real-time” credit. There is no limit to the number of credits an attorney can earn via real-time programs.

Ontario (CPD-ON):  SEC Institute’s workshops qualify as “interactive” credit. There is no limit to the number of credits an attorney can earn via interactive programs.

Quebec (CPD-QC):  SEC Institute’s workshops can fulfill Quebec’s CPD requirements.

Hong Kong (CPD-HK):  SEC Institute’s workshops qualify as “live” credit. There is no limit to the number of points an attorney can earn via workshops.

United Kingdom (CPD-UK):  SEC Institute’s workshops can fulfill the United Kingdom’s CPD requirements.

Australia (CPD-AUS):  SEC Institute’s workshops qualify as “live” credit in all Australian jurisdictions. There is no limit to the number of credits an attorney can earn via workshops.


Other Credit Types

CPE Credit (NASBA): SEC Institute’s workshops qualify as “Group-Live delivery” credit.

IRS Continuing Education (IRS-CE):  SEC Institute’s workshops may fulfill IRS-CE requirements. To request IRS-CE credit, please notify PLI at plicredits@pli.edu of your request and include your Preparer Tax Identification Number (PTIN).

Certified Fraud Examiner CPE:  SEC Institute’s workshops may fulfill Certified Fraud Examiner CPE requirements. To request CPE credit or find out which programs offer CPE, please contact PLI at plicredits@pli.edu.

IAPP Continuing Privacy Credit (CPE):  SEC Institute’s workshops may fulfill Privacy CPE credit requirements.

HR Recertification (HRCI):  SEC Institute’s workshops may fulfill HR credit requirements.

SHRM Recertification (SHRM):  SEC Institute’s workshops qualify as "instructor-led" credit. There is no limit to the number of credits an SHRM professional can earn via instructor-led programs.

Compliance Certification Board (CCB):  SEC Institute’s workshops qualify as “live” training events. There is no limit to the number of credits a candidate or certification holder can earn via workshops.

Certified Anti-Money Laundering Specialists (CAMS):  SEC Institute’s workshops may fulfill CAMS credit requirements.

New York State Social Worker Continuing Education (SW CPE):  SEC Institute’s workshops may fulfill SW CPE credit requirements.

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