FacultyFaculty/Author Profile
Lori A. Martin

Lori A. Martin

WilmerHale LLP

New York, NY, USA


Lori A. Martin is partner in the Securities and Litigation/Controversy departments of WilmerHale, where she is resident in the New York office. She handles regulatory proceedings and litigation on behalf of investment advisers, open and closed-end investment companies, hedge funds, and broker dealers offering investment advisory services. She was selected as the “Mutual Funds Law Lawyer of the Year” in the New York area by The Best Lawyers in America® 2014. Prior to joining WilmerHale, she was First Vice President and Assistant General Counsel of Merrill Lynch Investment Managers.

Her publications include: “Litigation Under the Investment Company Act of 1940,” Vol. 2, Chapter 26 Mutual Fund Regulation (Practicing Law Institute, 2011) (Clifford E. Kirsch, ed.); “Supreme Court Endorses Gartenberg, But It's Not the Same Old Standard,” WilmerHale Client Alert (April 5, 2010) (with Matthew A. Chambers); “Enforcement Trends and Themes,” Investment Management Institute (Practicing Law Institute, 2007-2012); “State Regulators and the Mutual Fund Industry,” 39 The Review o/Securities & Commodities Regulation 219 (Nov. 15, 2006) (with Cristina Alger); and “Emails and the Recordkeeping Obligations of Investment Advisers,” 12 The Investment Lawyer 16 (February 2005).

Ms. Martin's recent speeches include: “Regulatory and Enforcement Trends and Developments Affecting Investment Advisers, Investment Companies and Private Funds,” panel presentation at the American Bar Association Business Law Section Fall Meeting (Washington, DC) (November 22, 2013); “Valuation Issues, SEC Examinations & Enforcement Actions,” panel presentation on a webinar co-sponsored by Deloitte & WilmerHale (June 19, 2013); “SEC Focus on Private Fund Advisers,” panel presentation at the Global Capital Markets & the U.S. Securities Laws 2013 conference, sponsored by the Practicing Law Institute (New York, New York) (June 5, 2013); “Current Legal and Ethical Issues for Counsel in Investment Management Regulation," panel presentation for the Association of the Bar of the City of New York (New York, New York) (May 14, 2013); “Excessive Fee Litigation,” panel presentation at the Basics of Mutual Funds and Other Investment Companies 2013 conference, sponsored by the Practicing Law Institute (New York, New York) (April 24, 2013); “The US Litigation and Enforcement Environment and its Effect on Cayman Directors,” presentation for the Alternative Investment Management Association (Grand Cayman, Cayman Islands) (April 18, 2013); “Current Topics in Valuation,” panel presentation at the Mutual Fund Directors Forum 2013 Policy Conference (Washington, DC) (April 10, 2013); and “Litigation,” panel presentation at the Investment Management Institute 2013 program, sponsored by the Practicing Law Institute (New York, New York) (March 8, 2013).

Ms. Martin graduated with honors from the University of Chicago School of Law in 1988, where she was a member of the University of Chicago Law Review. She graduated with honors from Wellesley College in 1985.

Lori A. Martin is associated with the following items:
Web Segment  Web Segment Enforcement and Litigation Trends - Investment Management Institute 2017, Monday, March 27, 2017
Fund Litigation - Basics of Mutual Funds and Other Registered Investment Companies 2017, Friday, April 21, 2017
CHB Chapters  CHB Chapters Enforcement Trends and Themes - Investment Management Institute 2017, Monday, March 27, 2017
Excessive Fee Litigation and the Investment Company Act of 1940 - Basics of Mutual Funds and Other Registered Investment Companies 2017, Friday, April 21, 2017
MP3 Audio  MP3 Audio Enforcement and Litigation Trends - Enforcement and Litigation Trends, Monday, March 27, 2017
Fund Litigation - Fund Litigation, Friday, April 21, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Enforcement and Litigation Trends - Enforcement and Litigation Trends, Monday, March 27, 2017
Fund Litigation - Fund Litigation, Friday, April 21, 2017
On-Demand Web Programs  On-Demand Web Programs Investment Management Institute 2017, Thursday, March 30, 2017, New York, NY
Basics of Mutual Funds and Other Registered Investment Companies 2017, Monday, May 01, 2017, New York, NY
Transcripts  Transcripts Fund Litigation - Fund Litigation, Friday, April 21, 2017
Treatise Chapters  Treatise Chapters Litigation Under the Investment Company Act of 1940; and Appendix 43A - Mutual Funds and Exchange Traded Funds Regulation, Tuesday, November 14, 2017
Live Seminar  Live Seminar Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
Live Webcast  Live Webcast Investment Management Institute 2018, Thursday, March 22, 2018, New York, NY
PLI Grpcast-Live Web  PLI Grpcast-Live Web Investment Management Institute 2018, Thursday, March 22, 2018, Philadelphia, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Pittsburgh, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Cleveland, OH
Investment Management Institute 2018, Thursday, March 22, 2018, Mechanicsburg, PA
Investment Management Institute 2018, Thursday, March 22, 2018, Atlanta, GA
Investment Management Institute 2018, Thursday, March 22, 2018, New Brunswick , NJ
Share
Email

  • FOLLOW PLI:
  • twitter
  • LinkedIn
  • GooglePlus
  • RSS

All Contents Copyright © 1996-2017 Practising Law Institute. Continuing Legal Education since 1933.

© 2017 PLI PRACTISING LAW INSTITUTE. All rights reserved. The PLI logo is a service mark of PLI.