transcript   Transcript

Litigation Issues in Financial Products – What Can Go Wrong?

Recorded on: Jan. 26, 2018
Running Time: 00:58:50

Full Transcript:

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Taken from the Web Program Understanding Financial Products 2018 Recorded January 2018 in New York

Litigation Issues in Financial Products – What Can Go Wrong? [00:58:49]
  • Regulatory Enforcement
  • Private litigation regarding mortgage-backed securities, high-yield and other securities
  • Disputes over the meaning of “boilerplate” in financial products

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Supreme Court Holding that SEC Disgorgement is Subject to Five-Year Limitations Period Portends Significant Consequences for SEC, CFTC and FERC Enforcement Regimes (June 6, 2017)
    Amelia A. Cottrell
  • Kokesh v. Securities and Exchange Commission, No. 16-529, 581 U.S. ___ (2017)
  • Salman v. United States, No. 15-628, 580 U.S. ___ (2016)
  • In the Matter of Lynn Tilton, Administrative Proceeding Release No. 3-16462 (September 27, 2017)
Hannah Berkowitz ~ Murphy & McGonigle, P.C.
Amelia A. Cottrell ~ Partner, Willkie Farr & Gallagher LLP
Hilary M Williams ~ Counsel, UBS Investment Bank
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