FacultyFaculty/Author Profile

Lisa M. Francomano

UBS Financial Services
Executive Director, CCO
Weehawken, NJ, USA


Lisa is an Executive Director and CCO for UBS Financial Services' advisory business.  Lisa has been with UBS since 2001. Prior to her current role she was an investment advisory attorney in the legal department.  Prior to UBS, Lisa was a Vice President at Lehman Brothers providing investment advisory legal support to the firm's wrap fee and broker-managed programs.  Lisa began her career at Prudential Securities Inc. in 1992 as an analyst in the legal department.  Lisa graduated from Fairfield University and New York School of Law, evening division.
Lisa M. Francomano is associated with the following items:
Web Segment  Web Segment Broker-Dealer Supervisory Themes - Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Thursday, February 08, 2018
MP3 Audio  MP3 Audio Broker-Dealer Supervisory Themes - Broker-Dealer Supervisory Themes, Thursday, February 08, 2018
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Broker-Dealer Supervisory Themes - Broker-Dealer Supervisory Themes, Thursday, February 08, 2018
On-Demand Web Programs  On-Demand Web Programs Broker-Dealer Retail Wealth Management 2018: Current Legal and Compliance Issues Facing Dual Registrants, Wednesday, February 14, 2018, New York, NY
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