FacultyFaculty/Author Profile
Lindi Beaudreault

Lindi Beaudreault

Murphy & McGonigle

New York, NY, USA

Ms. Beaudreault defends hedge funds, financial institutions, public companies and individuals in complex SEC, FINRA and criminal investigations and proceedings. She has represented countless hedge fund managers, public companies and individuals in SEC, FINRA and criminal investigations and proceedings pertaining to insider trading, financial reporting, revocation of registration, mergers, offerings, ponzi schemes, Rule 105 violations and a wide variety of other market practices. Ms. Beaudreault’s advisory practice focuses on counseling hedge funds, broker-dealers, investment advisers and proprietary traders on regulatory matters, disclosures, filings, offering and marketing materials, compliance and best practices, and on the adequacy and effectiveness of their compliance procedures and programs. From 1998-2003, Ms. Beaudreault served as Senior Counsel and staff attorney in the U.S. Securities and Exchange Commission’s Division of Enforcement, where she conducted numerous securities investigations and prosecuted several high-profile cases. After her tenure at the SEC, and prior to joining Murphy & McGonigle, Ms. Beaudreault was a partner at a major law firm in Washington, D.C., counsel at Shearman & Sterling in New York and in-house counsel for regulatory matters at Bank of America and Merrill Lynch. Ms. Beaudreault is a recognized expert and frequent speaker and author on insider trading and other areas of significant risk to the hedge fund and financial services industries. She serves on the private funds committee of the National Society of Compliance Professionals. Ms. Beaudreault graduated from the Texas Tech School of Law, J.D., 1998, summa cum laude, Texas Tech Law Review, and University of Maryland, B.A., 1994, magna cum laude.

Lindi Beaudreault is associated with the following items:
Answer Book Chapters  Answer Book Chapters Insider Trading Investigations - SEC Compliance and Enforcement Answer Book (2017 Edition), Friday, June 09, 2017

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