transcript   Transcript

Liability for Securities Law Violations

Recorded on: Jul. 23, 2018
Running Time: 01:02:26

Full Transcript:

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Taken from the Web Program Understanding the Securities Laws 2018 Recorded July 2018 in New York

Liability for Securities Law Violations [01:02:26]
  • Securities Act
    • Sections 11, 12, 15 and 17
    • Indemnification and contribution
  • Exchange Act
    • Section 10 and Rule 10b-5
    • Insider trading and selective disclosure after Salman v. U.S.
  • “Controlling person” liability
  • ”Safe harbors” for forward-looking statements, including the PSLRA

Reed M. Brodsky, Douglas I. Koff

(CFE Field of Study: Fraud)

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:
  • Douglas Koff, Kelly Koscuiszka, and Jacqueline Srour, Liability for Securities Law Violations (Substantive Outline) (May 2, 2018)
    Douglas I. Koff
Presentation Material
  • Liability for Securities Law Violations
    Reed M. Brodsky, Douglas I. Koff
  • (s)
    Reed M. Brodsky ~ Gibson, Dunn & Crutcher LLP
    Douglas I. Koff ~ Schulte Roth & Zabel
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