transcript   Transcript

Liability, Due Diligence and the Underwriting Agreement

Recorded on: Apr. 6, 2017
Running Time: 01:00:43

Full Transcript:

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Taken from the Web Program How to Prepare an Initial Public Offering 2017 recorded April, 2017 in New York.

Liability, Due Diligence and the Underwriting Agreement [01:00:43]
  • The statutory framework for claims arising from a securities offering
  • Potential liabilities for the issuer and underwriters
  • Establishing a due diligence defense
  • Drafting and negotiating an underwriting agreement
Sophia Hudson, Eileen J. Shin

The purchase price of this segment includes the following article from the Course Handbook available online:

  • How to Prepare an Initial Public Offering: Underwriting Agreements & the FINRA Review Process and Other Relevant FINRA Rules (January 2017)
    Eileen J. Shin

Presentation Material

  • Liability and Due Diligence
    Sophia Hudson
  • Underwriting Agreements and The FINRA Review Process and Other Relevant FINRA Rules
    Eileen J. Shin
Sophia Hudson ~ Davis Polk & Wardwell LLP
Eileen J Shin ~ Managing Director, Associate General Counsel, J.P. Morgan Securities LLC
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