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Liability, Due Diligence and the Underwriting Agreement

Recorded on: Apr. 9, 2018
Running Time: 01:05:32

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Taken from the Web Program How to Prepare an Initial Public Offering 2018 Recorded April 2018 in New York

Liability, Due Diligence and the Underwriting Agreement [01:05:32]

  • The statutory framework for claims arising from a securities offering
  • Establishing a due diligence defense
  • Drafting and negotiating an underwriting agreement and lock up agreement
  • Investment bank legal hot buttons
(Partial Skills credit for NY attorneys)

Nicole Brookshire, Eileen J. Shin


The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • How to Prepare an Initial Public Offering: Underwriting Agreements & The FINRA Review Process and Other Relevant FINRA Rules (January 2018)
    Eileen J. Shin
  • How to Prepare an Initial Public Offering: I. Underwriting Agreements, II. The FINRA Review Process and Other Relevant FINRA Rules, III. The Internal Legal Seat at an Underwriting Bank (PowerPoint slides)
    Eileen J. Shin


Presentation Material

  • Underwriting Agreements, FINRA Review Process and The Internal Legal Seat at an Underwriting Bank
    Eileen J. Shin
(s)
Nicole Brookshire ~ Cooley LLP
Eileen J Shin ~ Managing Director, Associate General Counsel, J.P. Morgan Securities LLC
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