transcript   Transcript

Legal Ethics: The Lawyer’s Role When Something Goes Wrong in Financial Services

Recorded on: Nov. 13, 2017
Running Time: 00:59:43

Full Transcript:

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Taken from the Web Program Financial Services Industry Regulatory Compliance Forum 2017 recorded November 2017

Legal Ethics: The Lawyer’s Role When Something Goes Wrong in Financial Services [00:59:43]
  • Role of in-house lawyers and compliance officers in internal investigations
  • Self-reporting: Do lawyers and compliance officers have an ethical duty to report or disclose client conduct that they believe violates the law?
  • Identify best practices for lawyers and compliance officers in deciding whether to report and how to report without violating ethical obligations
Benjamin Gruenstein

The purchase price of this Web Program segment includes the following article from the Course Handbook available online:

  • Attorney-Client Privilege in Investigations: Evolving Standards
    Benjamin Gruenstein
Presentation Material
  • Legal Ethics: The Lawyers Role When Something Goes Wrong in Financial Services
    Benjamin Gruenstein
Benjamin Gruenstein ~ Cravath, Swaine & Moore LLP
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