FacultyFaculty/Author Profile

Laura Gardy

U.S. Commodity Futures Trading Commission
Associate Director, Division of Swap Dealer and Intermediary Oversight
Washington, DC, USA


Laura Gardy is an Associate Director in the Registration & Compliance Group in the Division of Swap Dealer and Intermediary Oversight (DSIO) at the Commodity Futures Trading Commission (CFTC).  Ms. Gardy worked for the CFTC from 2002 through 2012 in enforcement and in the offices of Commissioners Chilton and O’Malia.  Ms. Gardy returned to the CFTC in her current role in 2015 after three years with the Office of the Comptroller of the Currency’s Securities and Corporate Practices Group.   Ms. Gardy and her team work collaboratively with NFA and with fellow operational divisions within the CFTC to address and provide guidance on issues relating to swap dealer and futures commission merchant registration and compliance.

Ms. Gardy received her undergraduate degree from Cornell University and her J.D. from Washington and Lee University School of Law.

Laura Gardy is associated with the following items:
Web Segment  Web Segment Regulation of Other Swap Market Participants: The Swap Activities of Banks (continued) - Advanced Swaps & Other Derivatives 2017, Thursday, October 26, 2017
MP3 Audio  MP3 Audio Regulation of Other Swap Market Participants: The Swap Activities of Banks (continued) - Regulation of Other Swap Market Participants: The Swap Activities of Banks (continued), Thursday, October 26, 2017
MP4 - Mobile Video Seg  MP4 - Mobile Video Seg Regulation of Other Swap Market Participants: The Swap Activities of Banks (continued) - Regulation of Other Swap Market Participants: The Swap Activities of Banks (continued), Thursday, October 26, 2017
On-Demand Web Programs  On-Demand Web Programs Advanced Swaps & Other Derivatives 2017, Monday, November 06, 2017, New York, NY
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